0001469751-19-000005.txt : 20190724 0001469751-19-000005.hdr.sgml : 20190724 20190724132939 ACCESSION NUMBER: 0001469751-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 EFFECTIVENESS DATE: 20190724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 19970210 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469751 XXXXXXXX 06-30-2019 06-30-2019 RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N Julie Gibbs 804-549-4808 Julie Gibbs Richmond VA 07-24-2019 0 59 3985692 false INFORMATION TABLE 2 20190630_InfoTable-1.xml ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 55289 1714110 SH SOLE 1714110 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 63990 1918175 SH SOLE 1918175 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 10389 419404 SH SOLE 419404 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 67325 2699496 SH SOLE 2699496 0 0 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 4552 179990 SH SOLE 179990 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P707 16169 262265 SH SOLE 262265 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 35295 622149 SH SOLE 622149 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P806 8196 138277 SH SOLE 138277 0 0 FIRST TR EXCHANGE TRADED FD UT COM 33734X184 34710 1209015 SH SOLE 1207305 0 1710 FIRST TRUST RIVERFRONT DYN ASI COM 33739P509 6748 133881 SH SOLE 133881 0 0 GLOBAL X FDS US INFR DEV ET COM 37954Y673 16523 1013740 SH SOLE 1010524 0 3216 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 452192 7694274 SH SOLE 7683956 0 10318 Invesco Aerospace & Defense ET COM 46137V100 51446 792216 SH SOLE 791123 0 1093 Invesco FTSE RAFI EmergingMark COM 46138E727 214 9921 SH SOLE 9921 0 0 Invesco QQQ Trust COM 46090E103 123290 660226 SH SOLE 658807 0 1419 INVESCO EXCH TRD SLF IDX FD TR COM 46138J619 31008 1044078 SH SOLE 1041066 0 3012 INVESCO EXCHANGE TRADED FD TS& COM 46137V365 16950 349142 SH SOLE 348129 0 1013 ISHARES INC CORE MSCI EMKT COM 46434G103 115686 2248966 SH SOLE 2242324 0 6642 ISHARES INC MSCI AUSTRALIA COM 464286103 11485 509571 SH SOLE 508022 0 1549 ISHARES INC MSCI CDA INDEX COM 464286509 14733 514825 SH SOLE 513440 0 1385 ISHARES INC MSCI EMU INDEX ETF - EQUITY 464286608 310 7827 SH SOLE 7827 0 0 ISHARES TR 20 YR TRS BD COM 464287432 44605 335861 SH SOLE 335529 0 332 ISHARES TR 7-10 YR TRS BD COM 464287440 20588 187127 SH SOLE 186263 0 864 ISHARES TR CONS GOODS IDX COM 464287812 9555 78670 SH SOLE 78526 0 144 ISHARES TR CORE MSCI EAFE COM 46432F842 311467 5072756 SH SOLE 5066082 0 6674 ISHARES TR DJ MED DEVICES COM 464288810 20393 84720 SH SOLE 84468 0 252 ISHARES TR DJ US FINL SVC COM 464287770 121012 903824 SH SOLE 902640 0 1184 ISHARES TR DJ US TECH SEC COM 464287721 53849 272117 SH SOLE 271519 0 598 ISHARES TR FLTG RATE NT COM 46429B655 48884 959830 SH SOLE 959495 0 335 ISHARES TR LEHMAN 10-20YR COM 464288653 72959 509778 SH SOLE 509542 0 236 ISHARES TR MBS FIXED BDFD COM 464288588 92698 861513 SH SOLE 861192 0 321 ISHARES TR MSCI EAFE IDX COM 464287465 5074 77198 SH SOLE 77036 0 162 ISHARES TR MSCI GRW IDX COM 464288885 136650 1691849 SH SOLE 1686918 0 4931 ISHARES TR S&P 500 INDEX COM 464287200 301960 1024465 SH SOLE 1023661 0 804 ISHARES TR S&P SMLCAP 600 COM 464287804 87612 1119214 SH SOLE 1117088 0 2126 ISHS US SHRT MTY BD ETF COM 46431W507 60215 1196401 SH SOLE 1195963 0 438 JP MORGAN EXCHANGE TRADED FDBE COM 46641Q712 24541 1075926 SH SOLE 1072795 0 3131 JPMORGAN DIVERSIFIED RETURN IN COM 46641Q209 35042 643454 SH SOLE 641787 0 1667 PIMCO ETF TR INV GRD CRP BD COM 72201R817 55846 519745 SH SOLE 517824 0 1921 SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 34626 596274 SH SOLE 595437 0 837 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 37889 317860 SH SOLE 317511 0 349 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 80878 873040 SH SOLE 872029 0 1011 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 26193 411141 SH SOLE 410987 0 154 SELECT SECTOR SPDR TR SBI INT- COM 81369Y605 14115 511442 SH SOLE 510565 0 877 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 14837 191645 SH SOLE 191569 0 76 SELECT SECTOR SPDR TR SBI INT- COM 81369Y803 65049 833535 SH SOLE 833228 0 307 SPDR SER TR INV GRD FLT RT COM 78468R200 11844 385414 SH SOLE 383704 0 1710 SPDR SERIES TRUST BARC CAPTL E COM 78464A474 34126 1108745 SH SOLE 1108419 0 326 VANECK VECTORS ETF TR JP MORGA COM 92189H300 21429 617561 SH SOLE 615345 0 2216 VANGUARD BD INDEX FD INC TOTAL COM 921937835 301455 3628936 SH SOLE 3624509 0 4427 VANGUARD INDEX FDS LARGE CAP E COM 922908637 1541 11437 SH SOLE 11398 0 39 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C706 177009 2683171 SH SOLE 2679154 0 4017 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C870 196934 2191807 SH SOLE 2191040 0 767 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 5182 98090 SH SOLE 98090 0 0 VANGUARD SCOTTSDALE FDS SHRT-T COM 92206C409 212411 2632764 SH SOLE 2631839 0 925 VANGUARD WORLD FDS INF TECH ET COM 92204A702 7518 35650 SH SOLE 35534 0 116 VANGUARD WORLD FDS TELCOMM ETF COM 92204A884 14997 172997 SH SOLE 172935 0 62 WISDOMTREE TR ITL HDG DIV GT COM 97717X594 263 8051 SH SOLE 8051 0 0 WISDOMTREE TRUST LARGECAP DIVI COM 97717W307 87925 907384 SH SOLE 906593 0 791