SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Holland Augusta Brown

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/24/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 07/25/2014 G V 929 D $0.0000 514,579(1) D
Class A Common 12/03/2014 G V 151 A $0.0000 516,980 D
Class B Common 12/03/2014 G V 151 A $0.0000 2,356(2) I By Spouse
Class B Common 12/24/2012 G V 146,786 A $0.0000 146,786 I Trust fbo Barzun Children
Class A Common 12/05/2013 G V 1,135 A $0.0000 2,605 I Trust fbo Barzun Children
Class A Common 07/25/2014 G V 929 A $0.0000 3,534 I Trust fbo Barzun Children
Class A Common 09/17/2014 G V 1,350 A $0.0000 126,089(3) I Trust fbo Barzun Children
Class B Common 09/17/2014 G V 336 A $0.0000 174,280(3) I Trust fbo Barzun Children
Class A Common 12/03/2014 G V 151 A $0.0000 3,658 I Trust fbo Child-1
Class A Common 12/03/2014 G V 151 A $0.0000 2,617 I Trust fbo Child-2
Class A Common 12/03/2014 G V 151 A $0.0000 2,617 I Trust fbo Child-3
Class A Common 07/25/2014 G V 929 A $0.0000 115,000(4) I Trust fbo Children
Class A Common 08/16/2014 G V 477 A $0.0000 16,846 I Trust fbo Owsley Brown III
Class B Common 08/16/2014 G V 186 A $0.0000 95,485(5) I Trust fbo Owsley Brown III
Class B Common 31,431(1) D
Class A Common 2,250(6) I By Spouse
Class A Common 196,272(7) I CLB Grandchildren Eq. Tr.
Class B Common 122,685(7) I CLB Grandchildren Eq. Tr.
Class A Common 8,587(8) I Driftwood Holding Three LLC
Class B Common 452,164(8) I Driftwood Holding Three LLC
Class A Common 18 I Eleanor Lee Trusts
Class B Common 12,895 I Eleanor Lee Trusts
Class B Common 253,176(9) I Estate of Owsley Brown II
Class B Common 546 I Hebe Exempt Trust
Class A Common 316,837 I Hebe Three Limited Partnership
Class B Common 215,284 I Hebe Three Limited Partnership
Class B Common 20,605 I Hebe Trust fbo Augusta Holland
Class B Common 959(10) I Holland Family Trust
Class A Common 3,330,115 I Olympus Three LLC
Class B Common 6,703,641 I Olympus Three LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Total has been adjusted to reflect (1) the pro rata distribution of all shares from Longview LP and Longview Charitable LP to their respective partners; and (2) the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
2. Total has been adjusted (1) to correct a prior mathematical error; and (2) to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
3. Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry LP to its partners; and (2) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
4. Total has been adjusted to reflect the pro rata distribution of all shares held by Birdnest 2006 Ltd, to its partners.
5. Adjusted to correct prior mathematical error.
6. Total has been adjusted to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
7. Total has been adjusted to reflect the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners. Holdings of Owsley Brown II IRA have been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
8. Reflects the reporting person's appointment as one of three advisors to a member of this entity.
9. The reporting person serves as one of three advisors to this estate.
10. Updated to correct rounding error.
Kelly A. Bowen, Attorney in Fact for Augusta Brown Holland 03/11/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.