9999999997-11-010303.txt : 20110517 9999999997-11-010303.hdr.sgml : 20110517 20110517104806 ACCESSION NUMBER: 9999999997-11-010303 CONFORMED SUBMISSION TYPE: APP ORDR PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110517 20110516 20110517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Russell Investment Management Co CENTRAL INDEX KEY: 0001415227 FILING VALUES: FORM TYPE: APP ORDR SEC ACT: 1940 Act SEC FILE NUMBER: 812-13669 FILM NUMBER: 11850223 BUSINESS ADDRESS: STREET 1: 909 A Street CITY: Tacoma STATE: WA ZIP: 98402 MAIL ADDRESS: STREET 1: 909 A Street CITY: Tacoma STATE: WA ZIP: 98402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS DISTRIBUTORS INC CENTRAL INDEX KEY: 0001141051 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: APP ORDR SEC ACT: 1940 Act SEC FILE NUMBER: 812-13669-04 FILM NUMBER: 11850226 BUSINESS ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80201-0328 BUSINESS PHONE: 3036232577 MAIL ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80201-0328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUSSELL FINANCIAL SERVICES, INC CENTRAL INDEX KEY: 0001220840 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: APP ORDR SEC ACT: 1940 Act SEC FILE NUMBER: 812-13669-01 FILM NUMBER: 11850225 BUSINESS ADDRESS: STREET 1: 909 A STREET CITY: TACOMA STATE: WA ZIP: 98402 BUSINESS PHONE: 2534391879 MAIL ADDRESS: STREET 1: 909 A STREET CITY: TACOMA STATE: WA ZIP: 98402 FORMER COMPANY: FORMER CONFORMED NAME: RUSSELL FUND DISTRIBUTORS INC DATE OF NAME CHANGE: 20030227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Russell Exchange Traded Funds Trust CENTRAL INDEX KEY: 0001469030 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: APP ORDR SEC ACT: 1940 Act SEC FILE NUMBER: 812-13669-03 FILM NUMBER: 11850224 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVENUE STREET 2: 18TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-505-7877 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE STREET 2: 18TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: U.S. One Trust DATE OF NAME CHANGE: 20090724 APP ORDR 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C$T(#`@;V)J#3P\+TQI;F5A7!E M+T-A=&%L;V<^/@UE;F1O8FH-,38@,"!O8FH-/#PO0V]N=&5N=',@,3@@,"!2 M+T-R;W!";WA;,"`P(#8Q,B`W.3)=+TUE9&EA0F]X6S`@,"`V,3(@-SDR72]0 M87)E;G0@,3(@,"!2+U)E7!E+T]B:E-T;3X^.'C;RU!;H8:4.G3.C.2,=R8&#%!`.04H0"@\%*@A`>A!1T@)U=8@ MODX$=7&X'8U87%<6)L0LVOXQ9:G9V.1IA^:\Y_-5% M:Q!,0;!DO+\F4^#?N63IT]8<9[)ZV_&N=]QFIK(0#06[T-L;DZ\W%@3GG%V: MCAI($;"XT.L6E.<43B;U;C'P@P@&BH<@L9I:PJ5C8UWFQ=-9FI>FA9EYA-NZ MU-4WQ\UT:9ACD'#Y>3)-'978QMALPV9U4^K"I>XZ-1Z*^6%UD6?C:ET8X"RQ MIOP-T7XS*B6Q3;ZU=Y=6:W>75N&KSPSW.F]9> M;'0#2KX:0'^7_LQ/O:\07L22AWM+6M+FP3A1!V7XZI7=M`OIDS].'Z64"^<; MO[O3*<,(?/RD[PFJI3B^-41Y01"Z<%@(\/W`80HW-1IB)3$1HIZA*N[Z"!'; M,T//.^#C))K/P4..T.E),UXK[''XQG:]IM/-G2+>3_GH0RHPEE_UN/_2XS+X MG,<'D[I8_=?HX3^,+E3P-:?WXS]G=^^EW;'B76[';_\LP`#_)FG[#0IE;F1S M=')E86T-96YD;V)J#3$X(#`@;V)J#3P\+T9I;'1E(+!0+HV^GNTSUZ]S%C MY-!>?,$P_^P@_?BTCL)6X:D?SYRB,'^)\7^/'MBA(G_^?5 M+'8]%I(9<^$SO[F:N9X'0O`27/@IOOA`[]>K?'E#,F<6N`'-'9?3>;[,R.:6 MS.^6V]5B3IR_YY^O@C<]1@U*?UC>;K9+DJ-T0C\YS(WH4G_18N`#YVW:VR;+59&\L,L/'?3)^CD_]%:TXL(+[6O%K_M,SR.X@BI.N<+#9W/\[7 M?R/S18Z8L#3PX,D0'VA1BJTJT+Z51RE:2=:U2W@:Q8R\(W?BE;#HFG"/,6M= M^_*//_G'2@^@<#<.4NM[11P>AQ[MGJ2YNA-.`-ATG50_&P<`\:EY6#\Z")_Y M1IP0/_'/^R$Z4!\.R#WHI_@"B`3Q&`:%`#=@,IW:[7V6+;]\(193P/-NOIY_ M7*I+"^W[23Z84<&CB8KESR;E^79^@^\SW_5"4R)HT10&U/+M_?HF@_?NLYP0 M9\99Y$-IO[=EH>6&NL``T2@*[^ACW3P[,6`B-5#-\=6@<^]BWAG-7'-CLUZ: M*U7^/MUB,3(*9G<./$E92*=8JOA\"Y%I0!4@*@@IA'F[6L_7B]7\"\F6VY]6 M"_,D<]R47@.."^4%)G#FS%]DUG.P9S#.`KT.#+]9Y6J1(.<4:M4C697.G0K5T1! M=>?/>'!&TW^:%0<*F7+[=-(\T,WV1C541+<$2&*Y)9GYOLA7#LRJ`+HZ(]&. M%CL'NB+>T:_8RQ@'B]PD'8^DT"I714)Q=C&^H_N=LZ,,/SZ#*(R,_--R3(`J M8J-L4O+G?7IA\BAA3XD%%X>:-U7I#RK-@-CV;2N/1[*"LFF[9R>*(Q>:"@=_EK\22J@R1Y(_9R M3VZ="-[MJWT+=_JV(XIAG5D$_6,,*895/*"571C8L*6X0+N;"O5"FBAHPOS8 M:&[+2E1%*8ZPQD2PP"CNYK1Y*0O9`FM6A6MRF+HQU^Y2@?2'?7U3MEU3?NV[ MNC$O*UX#-]+1>+%(/MS#QAPW`Z\])J@8^)95GL#4-6UI*N)&NFF$-ED-[(3T]2-=D;[`?_F_0&! M]YG5_UE4O6C`H++(O.NA)%'M]TKR@:[K%XG98Q2G9$J_.BJ%A(56UYUHBJ=A MU[DF\U-3'@D+['==-K`GOI'!.28Z-4J.>U:ND;_T4+)E=4#`ZV8/5C5Y*%V# MVP]8;?"LE85"0/HAZ)&M^2OJGTX/2G;CTVMO]I!I[5^M^N-WRT!*A'((C['4@_--X9? MN*8952EX+6V`JG`3-QGM17HELSLT&)`J!!1M^J,$^6+&B,8,$8*'UV0"86OJ M0^O]KO,&;%1NN=,`CS9'((WP09=3E_LCEX-!K>%MHJ@GH-8A5&[A,-84PJF; M7HK<;*-&AD^\TOVF*REU6?('$4Z+Z[_Y_K$VY.$EVI$10U^(_@UCI'926G;M>T(4GA`!WBUE:]B)NZ`PP9MFVO;2MI]V:'$2YJ:[V M230@`=VEE\17:!+P]B@8&FS@<&GG0H2:N%X]"9>>A"IW:N@)Z M!^T+H$RF3V`IE9J@[RO`$@S^0'2[M&HO1WH>#K'>^6Z<3`^<#PJH2,$7T.9? MLB-=(ZH6TB)4<3D(9NMX"!Y,R)@^.3BH&HU2K1X72KCHH48[4LF#OMN5HI,Z M/1/]P,TP6<$`NHT=;S.*]Z1^3R=!J2$G\3K9*\,A`K-@(]QHQ<<4PFD5H3DU M=2'EOD4Z4F)5;Q1+2VH$%I)'0 M)M"2K813$-F+UY:(Q\[P8"?1:`P]B8?!!GMJV%+`PB0AZ6#%+`>ZC@B>KE.T ME4+O-W@`!WTJSACC3%6<".%>0ZA>5^$)+:H_RZ-.PTDV@"^4D"HJ_4SYVFK5 M!G*REZ=:OUAV]AEDMNQ*?=U"'72U(;Y15J(I7V)6"EF^H/ZB!WT153I:.]<" M./1H\\HR9J6N*B2TH3WX.1WCNO.M[)Z4X*F'70%_52*0@.#T.&;OH4;,GH0# MZT*58%Y@<0_IHI'CW8O'8'W:[\QH4CWW@PI?STY;5-#8L`O*QI2\KTH^IG8K M]E5IQT@X0X1A\+VY]3M<==(4A0[TX,ME3NMP7V[?:``MC;:*7OH36T37NFI.>FC)*U>_^ MPFV97_U'@`$`B1@T[`T*96YD7!E+U!A9V4^/@UE;F1O8FH-,B`P(&]B:@T\/"]&:6QT97(O1FQA M=&5$96-O9&4O3&5N9W1H(#$W,#<^/G-T$;\^3<2#6+PM;[.%GG>*O7PM#F.N? M"R>6KB\L:=N^6-\O#!=O6OJN*^.8;L/;]@I/6OH*CG\OQ5W=Y(5P[27\.,Y2 M)**LNCQ5HMJ)[J#$+B_RJS4==%GB9=7I7B5]** MO&V/*A,;X[%\56WW8D:&,BW'*#OQJ7JID_(D[M).F/^LOQ)L-&XYTAE@.^C` M>%*%2EHEOE52N''@^QM3"K$&5!KQ/GE5(B\[U8`7<%@K1.O:)((M-]PYT9,?:/^/8(C8.R@D@9)2LJ,$F*Y ML0Q6,S%8H]^V2Q!C=T@Z\MYDJA%9WM95BZ:(9T?&X0S-+M%L]"F9LET=BTQL M%5%.)EP9>I,@+E$`@F-9J+:=1($I(S@J`WXY'D^&SD521BW%9.I;-3"RJYJ) MO0/8VRI5HI14MM0:"J0W%YNM)51F%-PG,Y2N49F6)R/C!94#D6&D:!32W@,= MW1^1@0'Q9,^L_+H*(V"_*"=Q(QTA,2\9&!VH:(TA!*[EV"`CS#HB&:(\E MA`6@R#/HS7,FE/M#=3CL`N/:)BV-UPSFX*X:;"?6?8G0UVL=Z M1M$U%70.T#!B1#*(&S!:=B-<-SQ'&YU+^-GXE4.0"*D^;DT?<@Q14`F;G@R, MALJ++J<.Z(,==!#I&4);()<.Y"V>$SM7+'AIJDZEQ#%PGU,[JIJ6\#.*!NI/ M04Z3O"E.+'ZV.J]])LE`Q$BVV)[83@5QG,ALW>A2#F9;IJUK^35OB5LM">B' M4'O:/Y]]3\ICXIC:1Q;G$60$$MY!`GT#E095#]H.57Y*_65!I6=0#]/MH4B\C%JCRH9&D?#_9DB"V&EEX:_F6J'N5EPM2$B(A/R5E,E> M7=R$C89[I0GU!G0M!33SI)"P_GR&^4?;2^2XE@Z2/+[-"\?IK((@WIC+/EZB M8(C>.E=92$<>U^+QA_C^=/_P]'"_A.&.:T6K>UZP,=*-B<'K$>R,P09#L,$X MIB`ARU&B_=@8)H+'$X%"@M+@F21OWV[/=*CBOP6=CUU3LH,?> M:E6L'.G&MY5LN!LCV9@;8^4B=[Y^Y>`+%][+@`)4+EXKID/'JE>32+KN9&'D M\H4#S1'RY[JIY6A>^V/09VF^8E&KW0X1OZIA>("Q`:ZE>QG&F.,^`]N-HO:4 MX2Q%R;;'[4^P@`T1[4.U93DSD+)(_9'>V>V[*KLD+ZF*+Q?$R6Y@6CA4<<73 M2F2SM\IM;GUFO7W^^VG]Y>'IBN[:7GAZ'7>=N;6:[6%BG'!C;,\2,RM"GA5L M;G[+Z+N/EFO`@#&PQOM'@'H.=XD(]K(Z^L60YY`O^:HWH!3&V+2,B&D*[F*;RSC M[TCI3$9DZJJ*;'K+X^?4W]$./`!3Q5+];HRO&Y-$Y,I5,)F+NJ+>4PSI((1B M8QUH%LG6VZ5Z2@`H1C^"0+P3U9QAN^ME<7;WXZB-?JD*8_^ZMJ[U$WX@=0+_ MUDH%HE%O&@G7283_0+C9-J]K!/.OM]AH-=E'7%U?5[6!Z\.9.MC`>S/]#?^? M*VZV,%S'9\!EOVW?Y[P](\_3:0XE[LQ-<_]BFOO7QWFOQDP5:D\/[,FQ.U1- MWIWD9%$!/[=BNKAPHIMR,SXEW>$DODAQ=RBGM`P[<#]![E5][$[BATH;U27- M"1H*3$Q"U6\+$R#6U.\%I(?UXG\!!@`9W_1_#0IE;F1S=')E86T-96YD;V)J M#3,@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I7!E+T]B:E-T;3X^25`L9`0(P4C8Y`8D&FB8&0*E0XHRD\.3BV) MU@]P<=,/2:THB;6S`P@P`(KW%EL-"F5N9'-T7!E+T]B:E-T;3X^FMC.60B/SX*/'@Z>&UP;65T82!X;6QN#IX;7!T:STB061O8F4@6$U0($-O&%P+S$N,"\B/@H@("`@("`@("`\>&UP.D-R96%T M;W)4;V]L/E!38W)I<'0U+F1L;"!697)S:6]N(#4N,BXR/"]X;7`Z0W)E871O M&UL;G,Z9&,] M(FAT='`Z+R]P=7)L+F]R9R]D8R]E;&5M96YT"UD969A=6QT(CY-:6-R;W-O9G0@ M5V]R9"`M(#`U7S$V+E)U&UL;G,Z>&UP34T](FAT='`Z+R]N&%P+S$N,"]M;2\B/@H@("`@("`@("`\>&UP34TZ1&]C=6UE;G1) M1#YU=6ED.F8S-F4T,#AF+34W,3DM-#$T,"TY93&UP34TZ1&]C=6UE;G1)1#X*("`@("`@("`@/'AM<$U-.DEN#IX;7!M971A/@H@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`* M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@(`H@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@(`H@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@"B`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`*("`@("`@("`@("`@("`@("`@("`@("`@("`@ M"CP_>'!A8VME="!E;F0](G[%'_CQP(]=@;8E5/>.L"U-8'ZYPAF(MP&;3ZP:;9\M?H*,``(7!E+UA2968O5ULQ(#(@,5T^/G-T