-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPhm79VIVTbeql08dKzEZjRFoj3nCCfwORr4yhCgYh9gACV2a9wcCiOMzX78DXwf XRYOxsw7xFb16EOMrQncig== 0001420295-09-000005.txt : 20090806 0001420295-09-000005.hdr.sgml : 20090806 20090806184119 ACCESSION NUMBER: 0001420295-09-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090804 FILED AS OF DATE: 20090806 DATE AS OF CHANGE: 20090806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Christopher P CENTRAL INDEX KEY: 0001440008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993162 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV Member Fund, L.P. CENTRAL INDEX KEY: 0001361345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993163 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8233 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Technology Crossover Management VII, Ltd. CENTRAL INDEX KEY: 0001466999 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993165 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8239 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Technology Crossover Management VII, L.P. CENTRAL INDEX KEY: 0001467001 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993164 BUSINESS ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8239 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV VII(A) L P CENTRAL INDEX KEY: 0001419272 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993166 BUSINESS ADDRESS: STREET 1: 528 Ramona Str CITY: Palo Alto STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8200 MAIL ADDRESS: STREET 1: 528 Ramona Str CITY: Palo Alto STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV VII LP CENTRAL INDEX KEY: 0001420295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 09993167 BUSINESS ADDRESS: STREET 1: 528 Ramona Street CITY: Palo Alto STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 614-8200 MAIL ADDRESS: STREET 1: 528 Ramona Street CITY: Palo Alto STATE: CA ZIP: 94301 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-04 0001381197 Interactive Brokers Group, Inc. IBKR 0001420295 TCV VII LP C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001419272 TCV VII(A) L P C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001466999 Technology Crossover Management VII, Ltd. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001467001 Technology Crossover Management VII, L.P. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001361345 TCV Member Fund, L.P. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001440008 Marshall Christopher P C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group Common Stock 2009-08-04 4 P 0 25644 19.03 A 2191106 I TCV VII, L.P. Common Stock 2009-08-04 4 P 0 13317 19.03 A 1137893 I TCV VII (A), L.P. Common Stock 2009-08-04 4 P 0 374 19.03 A 31900 I TCV Member Fund, L.P. Common Stock 2009-08-05 4 P 0 70979 19.10 A 2262085 I TCV VII, L.P. Common Stock 2009-08-05 4 P 0 36861 19.10 A 1174754 I TCV VII (A), L.P. Common Stock 2009-08-05 4 P 0 1033 19.10 A 32933 I TCV Member Fund, L.P. Common Stock 2009-08-06 4 P 0 27550 19.12 A 2289635 I TCV VII, L.P. Common Stock 2009-08-06 4 P 0 14307 19.12 A 1189061 I TCV VII (A), L.P. Common Stock 2009-08-06 4 P 0 401 19.12 A 33334 I TCV Member Fund, L.P. This transaction was executed in multiple trades at prices ranging from $18.77 to $19.18. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., William J.G. Griffith IV, Robert W. Trudeau (collectively, the "TCM VI Members"), TCV VI, L.P. and Technology Crossover Management VI, L.L.C. ("TCM VI") on August 6, 2009. These securities are directly held by TCV VII, L.P. Christopher P. Marshall and each of the TCM VI Members (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("TCM VII") and limited partners of Technology Crossover Management VII, L.P. ("Management VII"). TCM VII is the general partner of Management VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, TCM VII and Management VII may be deemed to beneficially own the securities held by TCV VII, L.P., but the TCM VII Directors, TCM VII and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of TCM VII and limited partners of Management VII. TCM VII is the general partner of Management VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, TCM VII and Management VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but the TCM VII Directors, TCM VII and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Directors, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Directors, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. This transaction was executed in multiple trades at prices ranging from $18.77 to $19.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $18.97 to $19.36. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Carla S. Newell Authorized signatory for TCV VII, L.P. 2009-07-30 Carla S. Newell Authorized signatory for TCV VII (A), L.P. 2009-07-30 Carla S. Newell Authorized signatory for Technology Crossover Management VII, Ltd. 2009-07-30 Carla S. Newell Authorized signatory for Technology Crossover Management VII, L.P. 2009-07-30 Carla S. Newell Authorized signatory for TCV Member Fund, L.P. 2009-07-30 Carla S. Newell Authorized signatory for Christopher P. Marshall 2009-07-30 -----END PRIVACY-ENHANCED MESSAGE-----