-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BAhjp1G1nX6RlMykxu4WedkIG1HpfFRxhxvErFFAg6tXze/dzcopjUeEVWm0d8qF B9HvcYv4icUd/VQUvmwr9g== 0001214659-09-002693.txt : 20091116 0001214659-09-002693.hdr.sgml : 20091116 20091116104303 ACCESSION NUMBER: 0001214659-09-002693 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MODERN CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001466893 IRS NUMBER: 200392346 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13557 FILM NUMBER: 091184290 BUSINESS ADDRESS: STREET 1: 22 PETERSVILLE ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: (212) 531-5600 MAIL ADDRESS: STREET 1: 22 PETERSVILLE ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 13F-HR 1 c11119013fhr.txt FOR THE PERIOD ENDED SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Modern Capital Management, LLC Address: 22 Petersville Road Mount Kisco, NY 10549 Form 13F File Number: 28-13557 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dennis J. Mykytyn Title: Managing Member Phone: (212) 531-5600 Signature, Place, and Date of Signing: /s/ Dennis J. Mykytyn New York, New York 11/12/2009 - ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F Summary Page Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 29 Form 13F Information Table Value Total: 54,242,000 LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Modern Capital Management, LLC Form 13F Holdings Report September 30, 2009
Name Of Issuer Title of Class Cusip Value Shr/Prn SH PRN PUT Investment Other Sole Shared None Number (x1000) Amount CALL Discretion Managers ***PENN WEST ENERGY TRUST COMMON STOCKS 707885109 1616 102000 SH Sole 102000 ***TEEKAY OFFSHORE PARTNERS LP NASDAQ OTC ISSUES Y8565J101 1919 116500 SH Sole 116500 AMERICAN CAPITAL AGENCY CORP NASDAQ OTC ISSUES 02503X105 2390 84000 SH Sole 84000 ANNALY CAPITAL MANAGEMENT INC COMMON STOCKS 35710409 3809 210000 SH Sole 210000 ANWORTH MORTGAGE ASSET CP COMMON STOCKS 37347101 3310 420000 SH Sole 420000 APOLLO INVESTMENT CORPORATION NASDAQ OTC ISSUES 03761U106 478 50000 SH Sole 50000 ARES CAPITAL CORPORATION NASDAQ OTC ISSUES 04010L103 485 44000 SH Sole 44000 CAPSTEAD MORTGAGE CORP COMMON STOCKS 14067E506 3257 234137 SH Sole 234137 CAPSTEAD MORTGAGE CORP-$1.26 PREFERRED STOCKS 14067E308 586 40694 SH Sole 40694 CHARLES SCHWAB CORP NEW COMMON STOCKS 808513105 1953 102000 SH Sole 102000 CHIMERA INVESTMENT CORPORATION COMMON STOCKS 16934Q109 2865 750000 SH Sole 750000 CITRIX SYS INC NASDAQ OTC ISSUES 177376100 1962 50000 SH Sole 50000 Capitol Acquisition Corp NASDAQ OTC ISSUES 14055E104 4940 500000 SH Sole 500000 DYNEX CAP INC PREFERRED STOCKS 26817Q605 345 33620 SH Sole 33620 DYNEX CAPITAL INC COMMON STOCKS 26817Q506 4979 590614 SH Sole 590614 EXPRESS SCRIPTS INC-CL A NASDAQ OTC ISSUES 302182100 1940 25000 SH Sole 25000 FIFTH ST FIN CORP COMMON STOCKS 31678A103 492 45000 SH Sole 45000 GOLAR LNG LTD NASDAQ OTC ISSUES G9456A100 984 89000 SH Sole 89000 GOVERMENT PROPERTIES INCOME COMMON STOCKS 38376A103 1753 73000 SH Sole 73000 KKR FINANCIAL CORP NASDAQ OTC ISSUES 48248A306 476 103000 SH Sole 103000 KOHLBERG CAPITAL CORP NASDAQ OTC ISSUES 500233101 241 40000 SH Sole 40000 MFA MORTGAGE INVESTMENTS INC COMMON STOCKS 55272X102 5970 750000 SH Sole 750000 MOODYS CORP PUT OPTIONS 615369105 205 10000 SH PUT Sole 10000 NEW YORK MORTGAGE TRUST INC NASDAQ OTC ISSUES 649604501 401 52725 SH Sole 52725 PENNANTPARK INVT CORP NASDAQ OTC ISSUES 708062104 1923 237100 SH Sole 237100 QUANTUM FUEL SYS TECH WORLDWDE NASDAQ OTC ISSUES 74765E109 226 170000 SH Sole 170000 SHIP FINANCE INTERNATIONAL MISCELLANEOUS EQUITIES G81075106 1948 158500 SH Sole 158500 WALTER INVESTMENT MANAGMENT NASDAQ OTC ISSUES 93317W102 2429 151621 SH Sole 151621 WONDER AUTO TECHNOLOGY INC NASDAQ OTC ISSUES 978166106 360 30000 SH Sole 30000
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