<SEC-DOCUMENT>0000902664-13-002273.txt : 20130515
<SEC-HEADER>0000902664-13-002273.hdr.sgml : 20130515
<ACCEPTANCE-DATETIME>20130515164723
ACCESSION NUMBER: 0000902664-13-002273
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS II GP LLC
CENTRAL INDEX KEY: 0001466495
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15077
FILM NUMBER: 13847962
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-5100
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT GP, L.L.C.
DATE OF NAME CHANGE: 20090622
FORMER COMPANY:
FORMER CONFORMED NAME: Global Opportunities Breakaway Management GP, L.L.C.
DATE OF NAME CHANGE: 20090617
</SEC-HEADER>
<DOCUMENT>
<TYPE>13F-HR
<SEQUENCE>1
<FILENAME>p13-1268form13fhr.txt
<DESCRIPTION>HARBINGER CAPITAL PARTNERS II GP LLC
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
----------------------------
Check here if Amendment [ ]; Amendment Number:
-----
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Harbinger Capital Partners II GP LLC
--------------------------------------------------
Address: 450 Park Avenue, 30th Floor
--------------------------------------------------
New York, NY 10022
--------------------------------------------------
--------------------------------------------------
Form 13F File Number: 028-15077
------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Falcone
--------------------------------------------------
Title: Authorized Person
--------------------------------------------------
Phone: 212-339-5888
--------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Philip Falcone New York, New York May 15, 2013
----------------------------- ------------------- ----------------
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-------------
Form 13F Information Table Entry Total: 1
-------------
Form 13F Information Table Value Total: $ 83,373
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 028-15078 Harbinger Capital Partners II, L.P.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HARBINGER GROUP INC COM 41146A106 83,373 10,093,637 SH DEFINED 1 10,093,637 0 0
</TABLE>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>