0001140361-13-005116.txt : 20130207
0001140361-13-005116.hdr.sgml : 20130207
20130207122558
ACCESSION NUMBER: 0001140361-13-005116
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
EFFECTIVENESS DATE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Texan Capital Management
CENTRAL INDEX KEY: 0001455924
IRS NUMBER: 760672057
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13447
FILM NUMBER: 13581099
BUSINESS ADDRESS:
STREET 1: 520 POST OAK BLVD., SUITE 777
CITY: HOUSTON
STATE: TX
ZIP: 77027-9479
BUSINESS PHONE: 713-965-0300
MAIL ADDRESS:
STREET 1: 520 POST OAK BLVD., SUITE 777
CITY: HOUSTON
STATE: TX
ZIP: 77027-9479
13F-HR/A
1
form13fhra.txt
TEXAN CAPITAL MANAGEMENT 13F-HR A 12-31-2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment [X]; Amendment Number: 1
-------
This Amendment (Check only one.): [X] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Texan Capital Management
Address: 520 Post Oak Boulevard, Suite 777
Houston, Texas 77027-9479
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Julia Justice Cauthorn
Title: President and Chief Compliance Officer
Phone: 713-965-0300
Signature, Place, and Date of Signing:
/s/ Julia Justice Cauthorn Houston, Texas 2/7/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 139
Form 13F Information Table Value Total: $ 177,718
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ----------------- ---------- -------- -----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------- ----
Abbott Labs Common 002824100 504 7,700 SH SOLE 0 0 7,700 0
Alcatel-Lucent SPONSORED ADR 013904305 146 105,187 SH SOLE 0 0 105,187 0
Alcoa Inc Common 013817101 253 29,180 SH SOLE 0 0 29,180 0
AllianceBernstein Income Fun Common 01881E101 2803 346,080 SH SOLE 0 0 346,080 0
Anadarko Pete Corp Common 032511107 3068 41,282 SH SOLE 0 0 41,282 0
Apache Corp Common 037411105 1007 12,830 SH SOLE 0 0 12,830 0
Apple, Inc Common 037833100 600 1,127 SH SOLE 0 0 1,127 0
Atlas Air Worldwide Hldgs Com New 049164205 872 19,670 SH SOLE 0 0 19,670 0
Baker Hughes Inc Common 057224107 478 11,705 SH SOLE 0 0 11,705 0
Barrick Gold Corp Common 067901108 1241 35,451 SH SOLE 0 0 35,451 0
Basic Energy Svcs Inc New Common 06985P100 117 10,250 SH SOLE 0 0 10,250 0
BB&T Corp Common 054937107 970 33,315 SH SOLE 0 0 33,315 0
BHP Billiton Ltd SPONSORED ADR 088606108 999 12,740 SH SOLE 0 0 12,740 0
Blackrock Kelso Capital Corp Common 092533108 1720 170,934 SH SOLE 0 0 170,934 0
Boeing Co Common 097023105 976 12,956 SH SOLE 0 0 12,956 0
BP PLC SPONSORED ADR 055622104 304 7,293 SH SOLE 0 0 7,293 0
Bristol Myers Squibb Co Common 110122108 251 7,700 SH SOLE 0 0 7,700 0
Buckeye Partners LP Unit Ltd Partn 118230101 991 21,805 SH SOLE 0 0 21,805 0
Cabot Oil & Gas Corp Common 127097103 228 4,584 SH SOLE 0 0 4,584 0
Cameco Corp Common 13321L108 760 38,563 SH SOLE 0 0 38,563 0
Cameron International Corp Common 13342B105 1498 26,538 SH SOLE 0 0 26,538 0
Carrizo Oil & Co Inc Common 144577103 706 33,750 SH SOLE 0 0 33,750 0
Caterpillar Inc Del Common 149123101 1529 17,058 SH SOLE 0 0 17,058 0
Cel-Sci Corp Common 150837409 20 73,000 SH SOLE 0 0 73,000 0
Chevron Corp New Common 166764100 258 2,389 SH SOLE 0 0 2,389 0
Cisco Sys Inc Common 17275R102 386 19,655 SH SOLE 0 0 19,655 0
Coca Cola Co Common 191216100 475 13,112 SH SOLE 0 0 13,112 0
Compass Minerals Intl Inc Common 20451N101 224 3,000 SH SOLE 0 0 3,000 0
Conceptus Inc Common 206016107 823 39,185 SH SOLE 0 0 39,185 0
Concho Resources Inc Common 20605P101 2600 32,270 SH SOLE 0 0 32,270 0
Continental Resources Inc. Common 212015101 1363 18,550 SH SOLE 0 0 18,550 0
Cummins Inc Common 231021106 1029 9,497 SH SOLE 0 0 9,497 0
Cyberonics Inc Common 23251P102 1105 21,030 SH SOLE 0 0 21,030 0
Cytokinetics Common 23282W100 82 123,660 SH SOLE 0 0 123,660 0
DCP Midstream Partners LP Common 23311P100 1467 35,140 SH SOLE 0 0 35,140 0
Deere & Co Common 244199105 2483 28,732 SH SOLE 0 0 28,732 0
Denbury Res Inc. Com New 247916208 1792 110,609 SH SOLE 0 0 110,609 0
Devon Energy Corp New Common 25179M103 1456 27,986 SH SOLE 0 0 27,986 0
Diamond Offshore Drilling Inc Common 25271C102 1172 17,249 SH SOLE 0 0 17,249 0
Disney Walt Co Common Disney 254687106 461 9,264 SH SOLE 0 0 9,264 0
Dril-Quip Inc. Common 262037104 39066 534,787 SH SHARED 0 0 534,787 0
Du Pont E I De Nemours & Co. Common 263534109 1280 28,455 SH SOLE 0 0 28,455 0
El Paso Pipeline Partners LP COM UNIT LP1 283702108 808 21,850 SH SOLE 0 0 21,850 0
Emerson Elec Co Common 291011104 264 4,983 SH SOLE 0 0 4,983 0
Ensco International Inc Common 26874Q100 1940 32,723 SH SOLE 0 0 32,723 0
Enterprise Prods Partners LP Common 293792107 3780 75,472 SH SOLE 0 0 75,472 0
EOG Resources Common 26875P101 288 2,383 SH SOLE 0 0 2,383 0
EQT Corp Common 26884L109 223 3,783 SH SOLE 0 0 3,783 0
Exxon Mobil Corp Common 30231G102 5282 61,027 SH SOLE 0 0 61,027 0
Gastar Expl Ltd Common 367299203 87 72,000 SH SOLE 0 0 72,000 0
General Electric Co Common 369604103 1387 66,072 SH SOLE 0 0 66,072 0
GlaxoSmithKline plc SPONSORED ADR 37733W105 216 4,970 SH SOLE 0 0 4,970 0
Goldcorp Inc. Common 380956409 306 8,325 SH SOLE 0 0 8,325 0
Halcon Res Corp Common 40537Q209 1499 216,564 SH SOLE 0 0 216,564 0
Halliburton Co Common 406216101 1695 48,850 SH SOLE 0 0 48,850 0
Helmerich & Payne Inc Common 423452101 1163 20,770 SH SOLE 0 0 20,770 0
HFF Inc. CL A 40418F108 1710 114,780 SH SOLE 0 0 114,780 0
Honeywell Inc. Common 438516106 1277 20,112 SH SOLE 0 0 20,112 0
Iamgold Corp Common 450913108 771 67,254 SH SOLE 0 0 67,254 0
Int'l Business Machines Common 459200101 2153 11,240 SH SOLE 0 0 11,240 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ----------------- ---------- -------- -----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------- ----
Interpublic Group Cos Inc. Common 460690100 778 70,600 SH SOLE 0 0 70,600 0
Invesco Value Mun Income Tr Common 46132P108 628 37,370 SH SOLE 0 0 37,370 0
iShares Tr Russell1000GRW 464287614 829 12,655 SH SOLE 0 0 12,655 0
iShares Tr Russell1000VAL 464287598 825 11,330 SH SOLE 0 0 11,330 0
iShares Tr Rusl 2000 GROW 464287648 832 8,730 SH SOLE 0 0 8,730 0
iShares Tr Rusl 2000 VALU 464287630 831 11,000 SH SOLE 0 0 11,000 0
Johnson & Johnson Common 478160104 603 8,600 SH SOLE 0 0 8,600 0
Kansas City Southern Common 485170302 420 5,034 SH SOLE 0 0 5,034 0
Kinder Morgan Energy Partners UT LTD PARTNER 494550106 2133 26,735 SH SOLE 0 0 26,735 0
Kinder Morgan Inc Del Common 49456B101 855 24,200 SH SOLE 0 0 24,200 0
Kinder Morgan Management LLC SHS 49455U100 821 10,874 SH SOLE 0 0 10,874 0
Laredo Pete Hldgs Inc. Common 56806106 548 30,200 SH SOLE 0 0 30,200 0
Lockheed Martin Corp Common 539830109 770 8,343 SH SOLE 0 0 8,343 0
Lowes Cos Inc Common 548661107 1461 41,142 SH SOLE 0 0 41,142 0
Magellan Midstream Partners LP COM UNIT RP LP 559080106 1437 33,280 SH SOLE 0 0 33,280 0
Main Street Capital Corp Common 56035L104 7243 237,411 SH SOLE 0 0 237,411 0
Merck & Co Inc New Common 58933Y105 253 6,186 SH SOLE 0 0 6,186 0
Microsoft Corp Common 594918104 1255 46,970 SH SOLE 0 0 46,970 0
Mitsubishi UFJ Finl Group In SPONSORED ADR 606822104 62 11,390 SH SOLE 0 0 11,390 0
Molycorp Inc. Common 608753109 446 47,225 SH SOLE 0 0 47,225 0
Murphy Oil Corp Common 626717102 506 8,500 SH SOLE 0 0 8,500 0
National Oilwell Varco Inc Common 637071101 2430 35,546 SH SOLE 0 0 35,546 0
Newfield Exploration Common 651290108 821 30,648 SH SOLE 0 0 30,648 0
Newmont Mining Corp Common 651639106 834 17,967 SH SOLE 0 0 17,967 0
Noble Corporation Common G65422100 637 18,296 SH SOLE 0 0 18,296 0
Noble Energy Inc Common 655044105 366 3,600 SH SOLE 0 0 3,600 0
Novartis AG SPONSORED ADR 66987V109 864 13,652 SH SOLE 0 0 13,652 0
Nuveen Divid Advantage Mun I Common 67071L106 1240 80,772 SH SOLE 0 0 80,772 0
Nuveen Mun Mkt Opportunity F Common 67062W103 739 50,392 SH SOLE 0 0 50,392 0
Nuveen Mun Opportunity Fd In Common 670984103 2219 144,781 SH SOLE 0 0 144,781 0
Nuveen Mun Advantage Fd Inc Common 67062H106 603 39,660 SH SOLE 0 0 39,660 0
Nuveen NY Quality Incm Mun F Common 670986108 252 16,600 SH SOLE 0 0 16,600 0
Nuveen NY Select Quality Mun Common 670976109 1378 87,975 SH SOLE 0 0 87,975 0
Nuveen Performance Plus Mun Common 67062P108 597 36,890 SH SOLE 0 0 36,890 0
Nuveen Prem Income Mun Oppty Common 6706D8104 1205 84,420 SH SOLE 0 0 84,420 0
Nuveen Premium Muni Income F Common 670988104 477 32,000 SH SOLE 0 0 32,000 0
Nuveen Premium Inc Mun Fd 2 Common 67063W102 692 45,559 SH SOLE 0 0 45,559 0
Nuveen Quality Income Mun Fd Common 670977107 1189 77,947 SH SOLE 0 0 77,947 0
Nuveen Quality Mun Fd Inc Common 67062N103 997 66,616 SH SOLE 0 0 66,616 0
Nuveen Select Tax Free Incm Sh Ben Int 67063X100 354 24,269 SH SOLE 0 0 24,269 0
Oasis Pete Inc Common 674215108 1272 40,000 SH SOLE 0 0 40,000 0
Occidental Pete Corp Common 674599105 890 11,618 SH SOLE 0 0 11,618 0
Oceaneering Int'l Inc Common 675232102 692 12,872 SH SOLE 0 0 12,872 0
Pepsico Inc Common 713448108 451 6,588 SH SOLE 0 0 6,588 0
Petroleo Brasileiro SA Petro ADR 71654V408 479 24,619 SH SOLE 0 0 24,619 0
Pfizer Inc Common 717081103 255 10,150 SH SOLE 0 0 10,150 0
Philip Morris Intl Inc Common 718172109 471 5,633 SH SOLE 0 0 5,633 0
Pioneer Natural Resources Co Common 723787107 1756 16,471 SH SOLE 0 0 16,471 0
Plains All Amern Pipeline Unit Ltd Partn 726503105 2333 51,560 SH SOLE 0 0 51,560 0
Plains Expl & Prodtn Co Common 726505100 216 4,600 SH SOLE 0 0 4,600 0
Plum Creek Timber Co Inc Common 729251108 220 4,965 SH SOLE 0 0 4,965 0
PolyMedix Inc Common 73174C100 4 23,380 SH SOLE 0 0 23,380 0
Potash Corp Sask Inc Common 73755L107 1209 29,713 SH SOLE 0 0 29,713 0
QEP Res Inc Common 74733V100 388 12,807 SH SOLE 0 0 12,807 0
QUALCOMM Inc Common 747525103 1301 21,037 SH SOLE 0 0 21,037 0
Range Res Corp Common 75281A109 603 9,594 SH SOLE 0 0 9,594 0
Raytheon Co Com New 755111507 615 10,683 SH SOLE 0 0 10,683 0
Rowan Cos Inc Common 779382100 827 26,451 SH SOLE 0 0 26,451 0
Royal Dutch Shell PLC Spons ADR A 780259206 514 7,461 SH SOLE 0 0 7,461 0
Sandridge Energy Inc. Common 80007P307 1620 255,128 SH SOLE 0 0 255,128 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ----------------- ---------- -------- -----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------- ----
SAP AG Spon ADR 803054204 1604 19,954 SH SOLE 0 0 19,954 0
Schlumberger Ltd Common 806857108 1011 14,587 SH SOLE 0 0 14,587 0
Seaco Ltd Common G79441104 0.5 10,468 SH SOLE 0 0 10,468 0
Seadrill Ltd SHS G7945E105 2843 77,265 SH SOLE 0 0 77,265 0
Senior Hsg Pptys Tr SH BEN INT 81721M109 355 15,000 SH SOLE 0 0 15,000 0
SM Energy Company Common 78454L100 1163 22,282 SH SOLE 0 0 22,282 0
Southern Co Common 842587107 459 10,728 SH SOLE 0 0 10,728 0
Spansion Inc. Com CL A New 84649R200 193 13,910 SH SOLE 0 0 13,910 0
Sprint Nextel Corp Com Ser 1 852061100 396 69,930 SH SOLE 0 0 69,930 0
Targa Resources Partners LP Com Unit 87611X105 530 14,180 SH SOLE 0 0 14,180 0
Toll Brothers Inc Common 889478103 1492 46,150 SH SOLE 0 0 46,150 0
Transglobe Energy Corp Common 893662106 736 78,340 SH SOLE 0 0 78,340 0
Transocean Ltd Common G90073100 1338 29,957 SH SOLE 0 0 29,957 0
Ultra Petroleum Corp Common 903914109 220 12,146 SH SOLE 0 0 12,146 0
Valero Energy Corp New Common 91913Y100 957 28,050 SH SOLE 0 0 28,050 0
Vodafone Group PLC Spons ADR 92857W209 0 10,910 SH SOLE 0 0 10,910 0
Weatherford International Ltd Common G95089101 318 28,405 SH SOLE 0 0 28,405 0
Western Gas Partners LP Com Unit LP IN 958254104 1204 25,270 SH SOLE 0 0 25,270 0
Weyerhaeuser Co Common 962166104 940 33,781 SH SOLE 0 0 33,781 0