<SEC-DOCUMENT>0001085146-13-000168.txt : 20130201 <SEC-HEADER>0001085146-13-000168.hdr.sgml : 20130201 <ACCEPTANCE-DATETIME>20130201120014 ACCESSION NUMBER: 0001085146-13-000168 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 EFFECTIVENESS DATE: 20130201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sustainable Asset Management USA, Inc. CENTRAL INDEX KEY: 0001455838 IRS NUMBER: 043557623 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13430 FILM NUMBER: 13565629 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-908-9831 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>robecosamusa4q2012.txt <DESCRIPTION>SUSTAINABLE ASSET MANAGEMENT USA, INC. <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sustainable Asset Management USA, Inc. Address: 909 Third Avenue New York, NY 10022 13F File Number: 028-13430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William G. Butterly, III Title: Chief Legal Officer Phone: 212-908-0443 Signature, Place, and Date of Signing: /s/ William G. Butterly, III New York, NY February 01, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. <PAGE> FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: $71,340 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-12637 Robeco Groep NV <PAGE> <TABLE> <C> <C> FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN STS WTR CO COM 029899101 849 17700 SH DEFINED 17700 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5714 153880 SH DEFINED 153880 0 0 AQUA AMERICA INC COM 03836W103 2460 96800 SH DEFINED 96800 0 0 ASHLAND INC NEW COM 044209104 2083 25900 SH DEFINED 25900 0 0 CALGON CARBON CORP COM 129603106 836 59000 SH DEFINED 59000 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 572 31200 SH DEFINED 31200 0 0 CLEAN ENERGY FUELS CORP COM 184499101 137 11000 SH DEFINED 11000 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 461 22000 SH DEFINED 22000 0 0 DANAHER CORP DEL COM 235851102 5483 98100 SH DEFINED 98100 0 0 DELL INC COM 24702R101 116 11500 SH DEFINED 11500 0 0 ECOLAB INC COM 278865100 1150 16000 SH DEFINED 16000 0 0 EMERSON ELEC CO COM 291011104 1032 19500 SH DEFINED 19500 0 0 FLOWSERVE CORP COM 34354P105 1630 11100 SH DEFINED 11100 0 0 FRANKLIN ELEC INC COM 353514102 1069 17200 SH DEFINED 17200 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 535 23830 SH DEFINED 23830 0 0 ICF INTL INC COM 44925C103 582 24830 SH DEFINED 24830 0 0 IDEX CORP COM 45167R104 1484 31900 SH DEFINED 31900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 547 2855 SH DEFINED 2855 0 0 ITC HLDGS CORP COM 465685105 231 3000 SH DEFINED 3000 0 0 ITRON INC COM 465741106 2851 64000 SH DEFINED 64000 0 0 KIMBERLY CLARK CORP COM 494368103 552 6536 SH DEFINED 6536 0 0 KROGER CO COM 501044101 333 12800 SH DEFINED 12800 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 393 8000 SH DEFINED 8000 0 0 LIMITED BRANDS INC COM 532716107 406 8636 SH DEFINED 8636 0 0 MASTEC INC COM 576323109 224 9000 SH DEFINED 9000 0 0 MCDONALDS CORP COM 580135101 248 2806 SH DEFINED 2806 0 0 MICROSOFT CORP COM 594918104 513 19190 SH DEFINED 19190 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 279 8000 SH DEFINED 8000 0 0 NORTHEAST UTILS COM 664397106 508 13000 SH DEFINED 13000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 661 8631 SH DEFINED 8631 0 0 ONEOK INC NEW COM 682680103 342 8000 SH DEFINED 8000 0 0 ORACLE CORP COM 68389X105 613 18400 SH DEFINED 18400 0 0 PALL CORP COM 696429307 880 14600 SH DEFINED 14600 0 0 PARKER HANNIFIN CORP COM 701094104 208 2450 SH DEFINED 2450 0 0 PENTAIR LTD SHS H6169Q108 5392 109700 SH DEFINED 109700 0 0 PEPCO HOLDINGS INC COM 713291102 657 33500 SH DEFINED 33500 0 0 PFIZER INC COM 717081103 677 27006 SH DEFINED 27006 0 0 PROCTER & GAMBLE CO COM 742718109 590 8692 SH DEFINED 8692 0 0 REGAL BELOIT CORP COM 758750103 634 9000 SH DEFINED 9000 0 0 REPUBLIC SVCS INC COM 760759100 2431 82900 SH DEFINED 82900 0 0 REYNOLDS AMERICAN INC COM 761713106 450 10850 SH DEFINED 10850 0 0 ROPER INDS INC NEW COM 776696106 786 7052 SH DEFINED 7052 0 0 SANDISK CORP COM 80004C101 296 6800 SH DEFINED 6800 0 0 SEALED AIR CORP NEW COM 81211K100 471 26900 SH DEFINED 26900 0 0 SMITH A O COM 831865209 1041 16500 SH DEFINED 16500 0 0 SPECTRA ENERGY CORP COM 847560109 329 12000 SH DEFINED 12000 0 0 TETRA TECH INC NEW COM 88162G103 1820 68800 SH DEFINED 68800 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5854 91800 SH DEFINED 91800 0 0 URS CORP NEW COM 903236107 2246 57200 SH DEFINED 57200 0 0 WASTE MGMT INC DEL COM 94106L109 2399 71100 SH DEFINED 71100 0 0 WATERS CORP COM 941848103 1246 14300 SH DEFINED 14300 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 1556 36200 SH DEFINED 36200 0 0 WGL HLDGS INC COM 92924F106 470 12000 SH DEFINED 12000 0 0 XYLEM INC COM 98419M100 6013 221872 SH DEFINED 221872 0 0 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT>