0001455468-13-000001.txt : 20130219 0001455468-13-000001.hdr.sgml : 20130219 20130215104322 ACCESSION NUMBER: 0001455468-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dean Capital Management CENTRAL INDEX KEY: 0001455468 IRS NUMBER: 261309687 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13367 FILM NUMBER: 13617878 BUSINESS ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-944-4444 MAIL ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 13F-HR 1 2012.12.31.13F.Coverpage.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Capital Management, LLC Address: 7450 W 130th St. Ste. 150 Overland Park, KS 66213 13F File Number: 28-13367 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas A. Leach Title: Chief Compliance Officer Phone: (913) 944-4455 Signature, Place, and Date of Signing: Douglas A. Leach Overland Park, KS February 13, 2013 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-02462 Dean Investment Associates, LLC. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: 1152 (x$1000) List of Other Included Manager: No. Form 13F File Number Name 01 028-14511 American Beacon Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ------------ ------------------------ --- ---- ------- ------------------ ---------------- Allegheny Technologies Inc Com CS 01741R102 6 210 SH DEFINED 1 210 American Equity Investment Lif CS 025676206 23 1875 SH DEFINED 1 1875 Amtrust Financial Services CS 032359309 15 517 SH DEFINED 1 517 Andersons Inc CS 034164103 16 370 SH DEFINED 1 370 Anixter Intl Inc CS 035290105 19 295 SH DEFINED 1 295 Ascena Retail Group Inc CS 04351G101 19 1050 SH DEFINED 1 1050 Assured Guaranty Ltd CS G0585R106 6 405 SH DEFINED 1 405 Atwood Oceanics Inc CS 050095108 17 365 SH DEFINED 1 365 Barnes Group Inc CS 067806109 10 460 SH DEFINED 1 460 BBCN Bancorp Inc CS 073295107 11 970 SH DEFINED 1 970 Big Lots Inc Com CS 089302103 14 500 SH DEFINED 1 500 Bryn Mawr Bank Corp CS 117665109 16 730 SH DEFINED 1 730 C&J Energy Services Inc CS 12467B304 11 535 SH DEFINED 1 535 Cash Amer Intl Inc Com CS 14754D100 12 305 SH DEFINED 1 305 Chatham Lodging Trust CS 16208T102 12 760 SH DEFINED 1 760 Cirrus Logic Inc CS 172755100 12 430 SH DEFINED 1 430 Cloud Peak Energy Inc CS 18911Q102 16 830 SH DEFINED 1 830 Columbus Mckinnon Corp N Y CS 199333105 13 780 SH DEFINED 1 780 Commercial Metals Co CS 201723103 22 1450 SH DEFINED 1 1450 Crane Co CS 224399105 25 550 SH DEFINED 1 550 Cypress Semiconductor Corp CS 232806109 13 1160 SH DEFINED 1 1160 Dana Holding Corp CS 235825205 18 1140 SH DEFINED 1 1140 Datalink Corp CS 237934104 14 1675 SH DEFINED 1 1675 EMCOR Group Inc CS 29084Q100 12 360 SH DEFINED 1 360 Enersys CS 29275Y102 13 335 SH DEFINED 1 335 Enstar Group Ltd CS G3075P101 12 105 SH DEFINED 1 105 Exco Resources Inc CS 269279402 6 830 SH DEFINED 1 830 Finish Line Inc Cl A CS 317923100 12 640 SH DEFINED 1 640 Flir Sys Inc Com CS 302445101 12 545 SH DEFINED 1 545 Genesco Inc CS 371532102 21 385 SH DEFINED 1 385 Greenlight Capital Re Ltd CS G4095J109 11 485 SH DEFINED 1 485 Harman Intl Inds Inc CS 413086109 13 285 SH DEFINED 1 285 Health Net Inc Com CS 42222G108 11 450 SH DEFINED 1 450 Helen Of Troy Ltd CS G4388N106 23 680 SH DEFINED 1 680 Hill Rom Hldgs Inc CS 431475102 6 195 SH DEFINED 1 195 Horizon Bancorp Indiana CS 440407104 25 1267 SH DEFINED 1 1267 Hospitality Properties Trust CS 44106M102 17 745 SH DEFINED 1 745 Investors Bancorp Inc Com CS 46146P102 17 970 SH DEFINED 1 970 Investors Title Co CS 461804106 12 200 SH DEFINED 1 200 John Bean Technologies CS 477839104 13 735 SH DEFINED 1 735 Kennametal Inc Com CS 489170100 24 605 SH DEFINED 1 605 KKR Financial Holdings Llc CS 48248A306 25 2330 SH DEFINED 1 2330 KMG Chemicals Inc CS 482564101 14 785 SH DEFINED 1 785 Koppers Holdings Inc CS 50060P106 20 535 SH DEFINED 1 535 LMI Aerospace Inc CS 502079106 11 590 SH DEFINED 1 590 Magellan Health Svcs Inc CS 559079207 23 465 SH DEFINED 1 465 Mens Wearhouse Inc CS 587118100 14 455 SH DEFINED 1 455 Methode Electronics Inc CS 591520200 12 1225 SH DEFINED 1 1225 Monarch Casino & Resort Inc CS 609027107 10 911 SH DEFINED 1 911 MTS Systems Corp CS 553777103 25 485 SH DEFINED 1 485 Olin Corp CS 680665205 11 530 SH DEFINED 1 530 Oshkosh Corp CS 688239201 12 400 SH DEFINED 1 400 Primerica Inc CS 74164M108 20 670 SH DEFINED 1 670 Protective Life Corp Com CS 743674103 23 795 SH DEFINED 1 795 PTC Inc. CS 69370c100 13 565 SH DEFINED 1 565 Ryder Sys Inc Com CS 783549108 20 405 SH DEFINED 1 405 Sanmina Corp CS 801056102 15 1320 SH DEFINED 1 1320 Schweitzer-Mauduit Intl Inc CS 808541106 23 590 SH DEFINED 1 590 Spectrum Brands Holdings Inc CS 84763R101 20 450 SH DEFINED 1 450 Stepan Co CS 858586100 19 350 SH DEFINED 1 350 Summit Hotel Properties Inc CS 866082100 13 1355 SH DEFINED 1 1355 TAL International Group Inc CS 874083108 12 330 SH DEFINED 1 330 Tech Data Corp CS 878237106 23 500 SH DEFINED 1 500 Tenneco Inc CS 880349105 21 590 SH DEFINED 1 590 Trinity Inds Inc CS 896522109 18 495 SH DEFINED 1 495 Triumph Group Inc CS 896818101 21 315 SH DEFINED 1 315 Tronox Ltd-Cl A CS Q9235V101 15 805 SH DEFINED 1 805 Tupperware Brands Corp Com CS 899896104 21 335 SH DEFINED 1 335 United Stationers Inc Com CS 913004107 20 655 SH DEFINED 1 655 URS Corp New Com CS 903236107 25 625 SH DEFINED 1 625 Wabash National Corp CS 929566107 15 1685 SH DEFINED 1 1685 Wilshire Bancorp Inc CS 97186T108 12 2055 SH DEFINED 1 2055 World Accep Corp Del CS 981419104 6 85 SH DEFINED 1 85