0001455468-12-000021.txt : 20121113 0001455468-12-000021.hdr.sgml : 20121112 20121113124352 ACCESSION NUMBER: 0001455468-12-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dean Capital Management CENTRAL INDEX KEY: 0001455468 IRS NUMBER: 261309687 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13367 FILM NUMBER: 121197401 BUSINESS ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-944-4444 MAIL ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 13F-HR 1 2012.9.30.13F.Coverpage.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Capital Management, LLC Address: 7450 W 130th St. Ste. 150 Overland Park, KS 66213 13F File Number: 28-13367 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas A. Leach Title: Chief Compliance Officer Phone: (913) 944-4455 Signature, Place, and Date of Signing: Douglas A. Leach Overland Park, KS November 12, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-02462 Dean Investment Associates, LLC. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: 1041 (x$1000) List of Other Included Manager: No. Form 13F File Number Name 01 028-14511 American Beacon Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ------------ ---------------- -------- --- ---- ------- ------------------ ---------------- American Equity Investment Lif CS 025676206 22 1875 SH DEFINED 1 1875 Amtrust Financial Services CS 032359309 16 632 SH DEFINED 1 632 Andersons Inc CS 034164103 14 370 SH DEFINED 1 370 Anixter Intl Inc CS 035290105 17 295 SH DEFINED 1 295 Assured Guaranty Ltd CS G0585R106 6 405 SH DEFINED 1 405 Atwood Oceanics Inc CS 050095108 6 125 SH DEFINED 1 125 Barnes Group Inc CS 067806109 12 460 SH DEFINED 1 460 BBCN Bancorp Inc CS 073295107 12 970 SH DEFINED 1 970 Belden Inc Com CS 077454106 6 165 SH DEFINED 1 165 Berry Pete Co CS 085789105 14 335 SH DEFINED 1 335 Body Central Corp CS 09689U102 6 600 SH DEFINED 1 600 Brinks Co CS 109696104 5 210 SH DEFINED 1 210 Bryn Mawr Bank Corp CS 117665109 16 730 SH DEFINED 1 730 C&J Energy Services Inc CS 12467B304 11 535 SH DEFINED 1 535 CACI Intl Inc CS 127190304 21 415 SH DEFINED 1 415 Carbo Ceramics Inc CS 140781105 5 80 SH DEFINED 1 80 Cash Amer Intl Inc Com CS 14754D100 5 135 SH DEFINED 1 135 Chatham Lodging Trust CS 16208T102 11 760 SH DEFINED 1 760 Cloud Peak Energy Inc CS 18911Q102 21 1185 SH DEFINED 1 1185 Coinstar Inc Com CS 19259P300 9 205 SH DEFINED 1 205 Commercial Metals Co CS 201723103 19 1450 SH DEFINED 1 1450 Contango Oil & Gas Co CS 21075N204 18 365 SH DEFINED 1 365 Crane Co CS 224399105 22 550 SH DEFINED 1 550 Curtiss Wright Corp CS 231561101 13 400 SH DEFINED 1 400 Dana Holding Corp CS 235825205 18 1490 SH DEFINED 1 1490 Datalink Corp CS 237934104 20 2430 SH DEFINED 1 2430 Duff & Phelps Corp-Class A CS 26433B107 6 415 SH DEFINED 1 415 Dynamic Matls Corp CS 267888105 17 1145 SH DEFINED 1 1145 EMCOR Group Inc CS 29084Q100 10 360 SH DEFINED 1 360 Enstar Group Ltd CS G3075P101 10 105 SH DEFINED 1 105 Exco Resources Inc CS 269279402 7 830 SH DEFINED 1 830 Ezcorp Inc Cl A Non Vtg CS 302301106 15 665 SH DEFINED 1 665 Foster Wheeler CS H27178104 11 475 SH DEFINED 1 475 Gardner Denver Inc Com CS 365558105 13 210 SH DEFINED 1 210 Greenlight Capital Re Ltd CS G4095J109 15 620 SH DEFINED 1 620 Health Net Inc Com CS 42222G108 10 450 SH DEFINED 1 450 Helen Of Troy Ltd CS G4388N106 23 725 SH DEFINED 1 725 Hill Rom Hldgs Inc CS 431475102 6 195 SH DEFINED 1 195 Horizon Bancorp Indiana CS 440407104 24 845 SH DEFINED 1 845 Hospitality Properties Trust CS 44106M102 18 745 SH DEFINED 1 745 Investors Bancorp Inc Com CS 46146P102 18 970 SH DEFINED 1 970 Investors Title Co CS 461804106 11 175 SH DEFINED 1 175 John Bean Technologies CS 477839104 12 735 SH DEFINED 1 735 Kennametal Inc Com CS 489170100 22 605 SH DEFINED 1 605 KKR Financial Holdings Llc CS 48248A306 23 2330 SH DEFINED 1 2330 KMG Chemicals Inc CS 482564101 11 620 SH DEFINED 1 620 Koppers Holdings Inc CS 50060P106 19 535 SH DEFINED 1 535 Magellan Health Svcs Inc CS 559079207 19 365 SH DEFINED 1 365 MTS Systems Corp CS 553777103 24 440 SH DEFINED 1 440 Oshkosh Corp CS 688239201 11 400 SH DEFINED 1 400 Primerica Inc CS 74164M108 17 605 SH DEFINED 1 605 Ryder Sys Inc Com CS 783549108 16 405 SH DEFINED 1 405 Spectrum Brands Holdings Inc CS 84763R101 18 450 SH DEFINED 1 450 Stancorp Finl Group Inc CS 852891100 19 605 SH DEFINED 1 605 Steiner Leisure Ltd Ord CS P8744Y102 10 225 SH DEFINED 1 225 Stepan Co CS 858586100 17 175 SH DEFINED 1 175 TAL International Group Inc CS 874083108 15 450 SH DEFINED 1 450 Tech Data Corp CS 878237106 18 390 SH DEFINED 1 390 Tempur Pedic Intl Inc CS 88023U101 5 160 SH DEFINED 1 160 Tenneco Inc CS 880349105 21 755 SH DEFINED 1 755 Titanium Metals Corp CS 888339207 6 440 SH DEFINED 1 440 Trinity Inds Inc CS 896522109 16 540 SH DEFINED 1 540 Triumph Group Inc CS 896818101 20 315 SH DEFINED 1 315 Tupperware Brands Corp Com CS 899896104 13 235 SH DEFINED 1 235 United Stationers Inc Com CS 913004107 17 655 SH DEFINED 1 655 URS Corp New Com CS 903236107 22 625 SH DEFINED 1 625 US Silica Holdings Inc CS 90346E103 21 1530 SH DEFINED 1 1530 Valassis Commns Inc CS 918866104 12 475 SH DEFINED 1 475 Vishay Intertechnology Inc CS 928298108 16 1675 SH DEFINED 1 1675 Wabash National Corp CS 929566107 12 1685 SH DEFINED 1 1685 Warnaco Group Inc CS 934390402 11 220 SH DEFINED 1 220 Wilshire Bancorp Inc CS 97186T108 13 2055 SH DEFINED 1 2055 World Accep Corp Del CS 981419104 6 85 SH DEFINED 1 85