0001455468-12-000018.txt : 20120405 0001455468-12-000018.hdr.sgml : 20120405 20120405124950 ACCESSION NUMBER: 0001455468-12-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120405 DATE AS OF CHANGE: 20120405 EFFECTIVENESS DATE: 20120405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dean Capital Management CENTRAL INDEX KEY: 0001455468 IRS NUMBER: 261309687 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13367 FILM NUMBER: 12744730 BUSINESS ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-944-4444 MAIL ADDRESS: STREET 1: 7450 W 130TH ST STE 150 CITY: OVERLAND PARK STATE: KS ZIP: 66213 13F-HR/A 1 Coverpage.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Capital Management, LLC Address: 7450 W 130th St. Ste. 150 Overland Park, KS 66213 13F File Number: 28-13367 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas A. Leach Title: Chief Compliance Officer Phone: (913) 944-4455 Signature, Place, and Date of Signing: Douglas A. Leach Overland Park, KS April 5, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-02462 Dean Investment Associates, LLC. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 77 Form 13F Information Table Value Total: 975 (x$1000) List of Other Included Manager: No. Form 13F File Number Name 01 028-14511 American Beacon Advisors, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------------------------------- Cloud Peak Energy Inc CS 18911Q102 20 1010 SH DEFINED 01 1010 Contango Oil & Gas Co CS 21075N204 17 300 SH DEFINED 01 300 Parker Drilling Co CS 701081101 15 2085 SH DEFINED 01 2085 Commercial Metals Co CS 201723103 17 1225 SH DEFINED 01 1225 Georgia Gulf Corp CS 373200302 5 280 SH DEFINED 01 280 Greif Inc Cl A CS 397624107 19 425 SH DEFINED 01 425 Horsehead Hldg Corp CS 440694305 5 560 SH DEFINED 01 560 Innophos Holdings Inc CS 45774N108 5 95 SH DEFINED 01 95 Myers Inds Inc CS 628464109 9 750 SH DEFINED 01 750 Solutia Inc CS 834376501 16 905 SH DEFINED 01 905 Briggs & Stratton Corp CS 109043109 10 670 SH DEFINED 01 670 Crane Co CS 224399105 9 195 SH DEFINED 01 195 Curtiss Wright Corp CS 231561101 13 380 SH DEFINED 01 380 EMCOR Group Inc CS 29084Q100 11 410 SH DEFINED 01 410 Foster Wheeler CS H27178104 11 555 SH DEFINED 01 555 General Cable Corp CS 369300108 11 450 SH DEFINED 01 450 Geoeye Inc CS 37250W108 20 905 SH DEFINED 01 905 Macquarie Infrastructure Co CS 55608B105 13 455 SH DEFINED 01 455 Manpowergroup CS 56418H100 15 410 SH DEFINED 01 410 Michael Bakercorp CS 057149106 10 490 SH DEFINED 01 490 Oshkosh Corp CS 688239201 6 265 SH DEFINED 01 265 Regal Beloit Corp CS 758750103 10 195 SH DEFINED 01 195 Terex Corp CS 880779103 16 1160 SH DEFINED 01 1160 Thomas & Betts Corp CS 884315102 6 105 SH DEFINED 01 105 Triumph Group Inc CS 896818101 17 295 SH DEFINED 01 295 American Greetings Corp Cl A CS 026375105 21 1685 SH DEFINED 01 1685 Ascena Retail Group Inc CS 04351G101 10 340 SH DEFINED 01 340 Big 5 Sporting Goods Corp CS 08915P101 11 1050 SH DEFINED 01 1050 Collective Brands Inc CS 19421W100 10 690 SH DEFINED 01 690 Cracker Barrel Old Country CS 22410J106 6 110 SH DEFINED 01 110 Hanesbrands Inc CS 410345102 20 895 SH DEFINED 01 895 Helen Of Troy Ltd CS G4388N106 15 500 SH DEFINED 01 500 Jarden Corp CS 471109108 17 555 SH DEFINED 01 555 Mens Wearhouse Inc CS 587118100 11 325 SH DEFINED 01 325 Meredith Corp CS 589433101 10 310 SH DEFINED 01 310 Radioshack Corp CS 750438103 13 1300 SH DEFINED 01 1300 Regis Corp Minn CS 758932107 5 315 SH DEFINED 01 315 Rent A Center Inc CS 76009N100 10 275 SH DEFINED 01 275 Sinclair Broadcast Group Inc CS 829226109 11 960 SH DEFINED 01 960 Tenneco Inc CS 880349105 10 325 SH DEFINED 01 325 WMS Inds Inc CS 929297109 10 465 SH DEFINED 01 465 Dean Foods Co CS 242370104 11 1000 SH DEFINED 01 1000 Dole Food Co Inc CS 256603101 20 2320 SH DEFINED 01 2320 Spectrum Brands Holdings Inc CS 84763R101 14 515 SH DEFINED 01 515 SuperValu Inc CS 868536103 19 2325 SH DEFINED 01 2325 Health Mgmt Assoc Inc New Cl A CS 421933102 15 2085 SH DEFINED 01 2085 Healthsouth Corp CS 421924309 19 1095 SH DEFINED 01 1095 VCA Antech, Inc. CS 918194101 17 885 SH DEFINED 01 885 Advance America Cash Advance Ce CS 00739W107 14 1535 SH DEFINED 01 1535 American Equity Investment Life CS 025676206 20 1890 SH DEFINED 01 1890 Assured Guaranty Ltd CS G0585R106 17 1275 SH DEFINED 01 1275 BBCN Bancorp Inc CS 073295107 9 1005 SH DEFINED 01 1005 Bryn Mawr Bank Corp CS 117665109 16 805 SH DEFINED 01 805 CNO Financial Group Inc CS 12621E103 12 1910 SH DEFINED 01 1910 Diamond Hill Investment Grp CS 25264R207 11 155 SH DEFINED 01 155 Hancock Holding Co CS 410120109 10 320 SH DEFINED 01 320 Hospitality Properties Trust CS 44106M102 15 660 SH DEFINED 01 660 Inland Real Estate Corp CS 457461200 10 1370 SH DEFINED 01 1370 Janus Cap Group Inc CS 47102X105 5 775 SH DEFINED 01 775 MainSource Financial Group Inc CS 56062Y102 11 1250 SH DEFINED 01 1250 One Liberty Properties Inc CS 682406103 12 754 SH DEFINED 01 754 Primerica Inc CS 74164M108 10 450 SH DEFINED 01 450 Stancorp Finl Group Inc Com CS 852891100 17 475 SH DEFINED 01 475 State Bank Financial Corp CS 856190103 10 665 SH DEFINED 01 665 Stifel Finl Corp CS 860630102 5 160 SH DEFINED 01 160 TCF Financial Corp CS 872275102 20 1955 SH DEFINED 01 1955 Amkor Technology Inc CS 031652100 10 2230 SH DEFINED 01 2230 Avx Corp CS 002444107 5 410 SH DEFINED 01 410 Datalink Corp CS 237934104 15 1850 SH DEFINED 01 1850 Ingram Micro Inc CS 457153104 20 1075 SH DEFINED 01 1075 Lexmark Intl CS 529771107 10 305 SH DEFINED 01 305 Mantech Intl Corp CS 564563104 16 520 SH DEFINED 01 520 QLogic Corp CS 747277101 10 685 SH DEFINED 01 685 SeaChange Intl Inc CS 811699107 14 2005 SH DEFINED 01 2005 Tech Data Corp CS 878237106 17 340 SH DEFINED 01 340 Veeco Instrs Inc CS 922417100 10 470 SH DEFINED 01 470 Vishay Intertechnology Inc CS 928298108 13 1455 SH DEFINED 01 1455