0001193125-11-299688.txt : 20111107 0001193125-11-299688.hdr.sgml : 20111107 20111107154118 ACCESSION NUMBER: 0001193125-11-299688 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 EFFECTIVENESS DATE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Wealth Management LLC CENTRAL INDEX KEY: 0001455258 IRS NUMBER: 208535025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13358 FILM NUMBER: 111184502 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR 1 d252980d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CALAMOS WEALTH MANAGEMENT LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Form 13F File Number: 28-13358 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth A. Watkins Title: Chief Compliance Officer Phone: (630) 577-2196 Signature, Place, and Date of Signing: /s/ Elizabeth A. Watkins Naperville, Illinois November 7, 2011 -------------------------------------- -------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $212,115 (thousands)
Colunm 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Title of Value SHS or PRN CALL Investment Other ---------------------------- Names of Issuer Class Cusip (x1000) Amount /PUT Discretion Managers Sole Shares None --------------------------- ------------ --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---------- ABBOTT LABORATORIES COMMON STOCK 002824100 119 2333.369 shs Sole None 0 2333.369 ABERCROMBIE & FITCH CO COMMON STOCK 002896207 1000 16247 shs Sole None 11121 5126 ACACIA RESEARCH- ACACIA TECH COMMON STOCK 003881307 212 5880 shs Sole None 5610 270 ACME PACKET INC COMMON STOCK 004764106 448 10511 shs Sole None 6716 3795 AFFILIATED MANAGERS GROUP COMMON STOCK 008252108 792 10149 shs Sole None 5009 5140 AGCO CORP COMMON STOCK 001084102 164 4750 shs Sole None 4535 215 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 22 715 shs Sole None 130 585 AGRIUM INC COMMON STOCK 008916108 1024 15363 shs Sole None 9635 5728 ALPHA NATURAL RESOURCES INC CONVERTIBLE SECURITY 02076XAA0 216 226000 prn Sole None 80 146 ALTERA CORP COMMON STOCK 021441100 838 26566.068 shs Sole None 18997.744 7568.324 AMAZON.COM INC COMMON STOCK 023135106 5611 25950 shs Sole None 13749 12201 AMER EXPRESS CO. COMMON STOCK 025816109 24 540 shs Sole None 115 425 AMGEN INC CONVERTIBLE SECURITY 031162AQ3 330 1334 prn Sole None 154 180 ANIXTER INTL INC CONVERTIBLE SECURITY 035290AJ4 271 265000 prn Sole None 93 172 ANSYS INC COMMON STOCK 03662Q105 173 3530 shs Sole None 3365 165 APACHE CORP COMMON STOCK 037411105 1022 12741.085 shs Sole None 7119 5622.085 APACHE CORP CONVERTIBLE PREFERRED SECURITY 037411808 2859 55865 shs Sole None 23870 31995 APPLE INC COMMON STOCK 037833100 10262 26921 shs Sole None 13510 13411 ARCHER DANIELS MIDLAND CONVERTIBLE SECURITY 039483AW2 2377 2377000 prn Sole None 1044 1333 ARM HOLDNGS PLC -ADR COMMON STOCK 042068106 1371 53750 shs Sole None 33599 20151 ARRIS GROUP INC CONVERTIBLE SECURITY 04269QAC4 25 25000 prn Sole None 25 0 AUTODESK INC COMMON STOCK 052769106 2754 99150 shs Sole None 50117 49033 BAIDU INC-ADR COMMON STOCK 056752108 1411 13198 shs Sole None 7291 5907 BAKER HUGHES COMMON STOCK 057224107 2838 61475.02 shs Sole None 28577.043 32897.977 BARD (C.R.) INC COMMON STOCK 067383109 610 6967 shs Sole None 4430 2537 BARRICK GOLD CORP COMMON STOCK 067901108 4823 103388.26 shs Sole None 51120.967 52267.293 BIOGEN IDEC INC COMMON STOCK 09062X103 1427 15315 shs Sole None 6810 8505 BMC SOFTWARE COMMON STOCK 055921100 268 6955 shs Sole None 6630 325 BP PLC -ADR COMMON STOCK 055622104 24 663 shs Sole None 0 663 CAVIUM INC COMMON STOCK 14964U108 140 5185 shs Sole None 4935 250 CELGENE CORP COMMON STOCK 151020104 584 9434 shs Sole None 5066 4368 CERNER CORP COMMON STOCK 156782104 937 13671 shs Sole None 9164 4507 CHECK POINT SOFTWARE TECH COMMON STOCK M22465104 2152 40784 shs Sole None 20674 20110 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 710 27805 shs Sole None 17259 10546 CHESAPEAKE ENERGY CORP CONVERTIBLE SECURITY 165167BW6 2865 2755000 prn Sole None 1240 1515 CHESAPEAKE ENRG(ADDL CONVERTIBLE WARRANTS) SECURITY 165167BZ9 1452 1516000 prn Sole None 601 915 CHEVRONTEXACO CORP COMMON STOCK 166764100 37 398 shs Sole None 60 338 CLIFFS NATURAL RESOURCES INC COMMON STOCK 18683K101 466 9098 shs Sole None 5710 3388 COACH INC COMMON STOCK 189754104 2675 51611.361 shs Sole None 25649.537 25961.824 COCA-COLA CO COMMON STOCK 191216100 2375 35155.303 shs Sole None 15256.432 19898.871 COGNIZANT TECH SOLUTIONS CORP COMMON STOCK 192446102 48 760 shs Sole None 345 415 COMPANHIA DE BEBIDAS -ADR COMMON STOCK 20441W203 1159 37814 shs Sole None 19925 17889 COMPLETE PRODUCTION SERVICES COMMON STOCK 20453E109 889 47155 shs Sole None 31482 15673 DANAHER CORP COMMON STOCK 235851102 23 545 shs Sole None 100 445 DANAHER CORP("copa" LYONS) CONVERTIBLE SECURITY 235851AF9 2941 2408000 prn Sole None 1043 1365 DARLING INTERNATIONAL INC COMMON STOCK 237266101 115 9100 shs Sole None 8675 425 DECKERS OUTDOOR COMMON STOCK 243537107 905 9705 shs Sole None 6370 3335 DELL INC COMMON STOCK 24702R101 1358 95985 shs Sole None 41460 54525 DELTA AIR LINES INC COMMON STOCK 247361702 38 5000.06 shs Sole None 0 5000.06
DIRECTV COMMON STOCK 25490A101 514 12162 shs Sole None 6512 5650 DOVER CORP COMMON STOCK 260003108 2348 50380.249 shs Sole None 27694.208 22686.041 DST SYSTEMS -C CONVERTIBLE SECURITY 233326AE7 85 74000 prn Sole None 33 41 EATON CORP COMMON STOCK 278058102 4204 118428.683 shs Sole None 60923.478 57505.205 EBAY INC COMMON STOCK 278642103 3351 113630 shs Sole None 48750 64880 EMC CORP -MASS CONVERTIBLE SECURITY 268648AM4 5562 3927000 prn Sole None 1696 2231 EMC CORP-MASS COMMON STOCK 268648102 1558 74229 shs Sole None 42228 32001 EQT CORP COMMON STOCK 26884L109 884 16559 shs Sole None 10847 5712 EQUINIX INC CONVERTIBLE SECURITY 29444UAF3 1595 1556000 prn Sole None 670 886 EXXON MOBIL CORP COMMON STOCK 30231G102 75 1030 shs Sole None 185 845 FLUOR CORP-NEW COMMON STOCK 343412102 1130 24275 shs Sole None 15429 8846 FRANKLIN RESOURCES INC COMMON STOCK 354613101 2370 24785.277 shs Sole None 10837.592 13947.685 FREEPORT-MCMORAN COP&GOLD COMMON STOCK 35671D857 2150 70602 shs Sole None 36960 33642 FTI CONSULTING INC CONVERTIBLE SECURITY 302941AB5 221 179000 prn Sole None 71 108 GENERAL CABLE CORP CONVERTIBLE SECURITY 369300AD0 171 186000 prn Sole None 70 116 GILEAD SCIENCES (2 LOT MIN) CONVERTIBLE SECURITY 375558AN3 1521 1400000 prn Sole None 600 800 GILEAD SCIENCES INC CONVERTIBLE SECURITY 375558AH6 3321 2894000 prn Sole None 1239 1655 GOLDCORP INC COMMON STOCK 380956409 745 16333 shs Sole None 8680 7653 GOLDCORP INC CONVERTIBLE SECURITY 380956AB8 1450 1161000 prn Sole None 492 669 GOOGLE INC COMMON STOCK 38259P508 3090 6007 shs Sole None 3519 2488 HANSEN NATURAL CORP COMMON STOCK 411310105 1095 12550 shs Sole None 7790 4760 HELMERICH & PAYNE INC COMMON STOCK 423452101 2619 64500.649 shs Sole None 33558.327 30942.322 HOLLYFRONTIER CORP COMMON STOCK 436106108 694 26455 shs Sole None 16850 9605 HOLOGIC INC CONVERTIBLE SECURITY 436440AB7 2809 2704000 prn Sole None 1163 1541 ILLUMINA INC COMMON STOCK 452327109 605 14783 shs Sole None 9130 5653 INFORMATICA CORP COMMON STOCK 45666Q102 702 17140 shs Sole None 11875 5265 INTEL CORP COMMON STOCK 458140100 1659 77762.509 shs Sole None 36956.345 40806.164 INTERCONTINENTALEXCHANGE INC COMMON STOCK 45865V100 1040 8792 shs Sole None 5652 3140 INTERPUBLIC GROUP OF COS CONVERTIBLE SECURITY 460690BA7 1510 1490000 prn Sole None 640 850 INTERPUBLIC GRP 4.75% CONVERTIBLE SECURITY 460690BE9 51 48000 prn Sole None 19 29 INT'L BUSINESS MACHINES CORP COMMON STOCK 459200101 30 170 shs Sole None 35 135 INTL GAME TECHNOLOGY CONVERTIBLE SECURITY 459902AQ5 3103 2687000 prn Sole None 1170 1517 INTUIT COMMON STOCK 461202103 662 13965 shs Sole None 8499 5466 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 2112 5798 shs Sole None 3746 2052 INVITROGEN CORP CONVERTIBLE SECURITY 46185RAK6 123 121000 prn Sole None 54 67 ISHARES S&P MIDCAP 400 COMMON STOCK 464287507 33 428 shs Sole None 0 428 JOHNSON & JOHNSON COMMON STOCK 478160104 1295 20331.512 shs Sole None 8942.071 11389.441 KLA-TENCOR CORP COMMON STOCK 482480100 110 2868 shs Sole None 2723 145 LIBERTY MEDIA(VIACOM-B) CONVERTIBLE SECURITY 530715AR2 1640 2082000 prn Sole None 893 1189 LIFEPOINT HOSPITALS INC CONVERTIBLE SECURITY 53219LAH2 285 280000 prn Sole None 100 180 LINCOLN NATIONAL CORP COMMON STOCK 534187109 20 1298 shs Sole None 0 1298 LINEAR TEC CORP - TRNCH A CONVERTIBLE SECURITY 535678AC0 1307 1275000 prn Sole None 584 691 MASTERCARD INC COMMON STOCK 57636Q104 2237 7054 shs Sole None 3355 3699 MEAD JOHNSON NUTRITION CO COMMON STOCK 582839106 2618 38036.436 shs Sole None 20198.551 17837.885 MEDTRONIC INC CONVERTIBLE SECURITY 585055AM8 297 295000 prn Sole None 126 169 MERCADOLIBRE INC COMMON STOCK 58733R102 711 13228 shs Sole None 8435 4793 MERCK & CO COMMON STOCK 58933Y105 768 23473.644 shs Sole None 10076.579 13397.065 METLIFE INC (MATURES CONVERTIBLE IN 3RDS) PREFERRED SECURITY 59156R116 1115 19705 shs Sole None 8525 11180 MICROSOFT CORP COMMON STOCK 594918104 89 3585 shs Sole None 1070 2515 MOLINA HEALTHCARE INC CONVERTIBLE SECURITY 60855RAA8 88 92000 prn Sole None 42 50 MOLSON COORS BREWING CO CONVERTIBLE SECURITY 60871RAA8 194 184000 prn Sole None 39 145 MYLAN LABORATORIES INC CONVERTIBLE SECURITY 628530AG2 2890 2883000 prn Sole None 1284 1599 NATIONAL INSTRUMENTS CORP COMMON STOCK 636518102 106 4620 shs Sole None 4405 215 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 688 13431 shs Sole None 7239 6192 NAVISTAR INTL CONVERTIBLE SECURITY 63934EAL2 133 133000 prn Sole None 47 86
NETGEAR INC COMMON STOCK 64111Q104 107 4127 shs Sole None 3932 195 NEW ORIENTAL EDUCATION - ADR COMMON STOCK 647581107 438 19070 shs Sole None 10325 8745 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AH9 2288 1566000 prn Sole None 646 920 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AJ5 312 208000 prn Sole None 133 75 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AK2 902 651000 prn Sole None 254 397 NIKE INC-B COMMON STOCK 654106103 47 545 shs Sole None 105 440 NOBLE ENERGY INC COMMON STOCK 655044105 113 1595 shs Sole None 1520 75 NOVO-NORDISK AS -ADR COMMON STOCK 670100205 2395 24063.989 shs Sole None 11672.256 12391.733 NUANCE COMMUNICATIONS INC CONVERTIBLE SECURITY 67020YAB6 1480 1172000 prn Sole None 509 663 NVIDIA CORP COMMON STOCK 67066G104 391 31260 shs Sole None 19674 11586 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1187 16604.436 shs Sole None 7010.268 9594.168 OIL STATES INTL INC COMMON STOCK 678026105 139 2730 shs Sole None 2605 125 OMNICOM GRP (EXCHANGED) CONVERTIBLE SECURITY 682134AA9 1603 1551000 prn Sole None 670 881 ON SEMICONDUCTOR CORP CONVERTIBLE SECURITY 682189AG0 2923 2732000 prn Sole None 1182 1550 OPEN TEXT CORP COMMON STOCK 683715106 648 12435 shs Sole None 7901 4534 ORACLE CORP COMMON STOCK 68389X105 6681 232474.828 shs Sole None 110914.437 121560.391 PAN AMERICAN SILVER CORP COMMON STOCK 697900108 535 19996 shs Sole None 12641 7355 PARKER HANNIFIN CORP COMMON STOCK 701094104 838 13270 shs Sole None 9145 4125 PATTERSON-UTI ENERGY INC COMMON STOCK 703481101 2582 148883.193 shs Sole None 79413.262 69469.931 PIONEER NATURAL(ADDL CONVERTIBLE WARRANTS) SECURITY 723787AH0 253 211000 prn Sole None 75 136 POLYCOM INC COMMON STOCK 73172K104 705 38377 shs Sole None 24436 13941 PRICELINE.COM INC COMMON STOCK 741503403 5062 11262 shs Sole None 6055 5207 PROCTER & GAMBLE CO COMMON STOCK 742718109 70 1105 shs Sole None 0 1105 QUALCOMM INC COMMON STOCK 747525103 5443 111928.778 shs Sole None 53892.721 58036.057 QUALITY SYS COMMON STOCK 747582104 827 8521 shs Sole None 5441 3080 RACKSPACE HOSTING INC COMMON STOCK 750086100 206 6044 shs Sole None 5754 290 RED HAT INC COMMON STOCK 756577102 127 3015 shs Sole None 2875 140 ROVI CORP CONVERTIBLE SECURITY 779376AB8 1472 1268000 prn Sole None 549 719 SALESFORCE.COM INC COMMON STOCK 79466L302 849 7425 shs Sole None 5204 2221 SANDISK CORP CONVERTIBLE SECURITY 80004CAC5 59 61000 prn Sole None 15 46 SANDISK CORP CONVERTIBLE SECURITY 80004CAD3 4073 3884000 prn Sole None 1683 2201 SAP AG -SPONSORED ADR COMMON STOCK 803054204 30 585 shs Sole None 100 485 SCHLUMBERGER LTD COMMON STOCK 806857108 1669 27939.757 shs Sole None 13077.502 14862.255 SOLARWINDS INC COMMON STOCK 83416B109 855 38806 shs Sole None 26576 12230 SOLERA HOLDINGS INC COMMON STOCK 83421A104 122 2420 shs Sole None 2305 115 SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 123 3680 shs Sole None 3510 170 ST MARY LAND & EXPLORATION CONVERTIBLE SECURITY 792228AD0 254 208000 prn Sole None 74 134 STANLEY CONVERTIBLE BLACK&DECKER(FLOATER) SECURITY 854616AM1 249 243000 prn Sole None 79 164 STARBUCKS CORP COMMON STOCK 855244109 826 22156 shs Sole None 13062 9094 SUNCOR ENERGY COMMON STOCK 867224107 76 2990 shs Sole None 910 2080 SUPERIOR ENERGY CONVERTIBLE SECURITY 78412FAH7 45 45000 prn Sole None 14 31 SYMANTEC CORP COMMON STOCK 871503108 172 10575 shs Sole None 10075 500 SYMANTEC CORP CONVERTIBLE SECURITY 871503AF5 4178 3653000 prn Sole None 1568 2085 T ROWE PRICE COMMON STOCK 74144T108 2163 45273.665 shs Sole None 23936.292 21337.373 TERADATA CORP COMMON STOCK 88076W103 3763 70295 shs Sole None 36520 33775 TEVA PHARMACEUTICAL IND LTD CONVERTIBLE SECURITY 88163VAE9 136 132000 prn Sole None 12 120 TIM PARTICIPACOES SA - ADR COMMON STOCK 88706P205 493 20907 shs Sole None 11413 9494 TIME WARNER TELECOM CONVERTIBLE SECURITY 887319AC5 136 124000 prn Sole None 44 80 TRINITY INDUSTRIES INC CONVERTIBLE SECURITY 896522AF6 252 279000 prn Sole None 97 182 TUPPERWARE BRANDS CORP COMMON STOCK 899896104 589 10968 shs Sole None 6990 3978 TYSON FOODS A CONVERTIBLE SECURITY 902494AP8 194 160000 prn Sole None 62 98 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 2915 41435.026 shs Sole None 18997.099 22437.927 US BANCORP COMMON STOCK 902973304 406 17253.009 shs Sole None 0 17253.009 VERIFONE HOLDINGS CONVERTIBLE SECURITY 92342YAB5 1406 1357000 prn Sole None 607 750 VERIFONE SYSTEMS INC COMMON STOCK 92342Y109 753 21501 shs Sole None 14869 6632
VERISIGN INC CONVERTIBLE SECURITY 92343EAD4 49 48000 prn Sole None 20 28 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 748 16784 shs Sole None 11305 5479 VERTEX PHARMACEUTICALS INC CONVERTIBLE SECURITY 92532FAN0 884 767000 prn Sole None 362 405 VIACOM INC - CL B COMMON STOCK 92553P201 29 740 shs Sole None 125 615 VMWARE INC COMMON STOCK 928563402 502 6250 shs Sole None 3342 2908 WADDELL & REED-A COMMON STOCK 930059100 520 20791 shs Sole None 13461 7330 WAL-MART STORES INC COMMON STOCK 931142103 66 1278.2 shs Sole None 425 853.2 WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 946 13860 shs Sole None 9350 4510 WEIGHT WATCHERS INTL INC COMMON STOCK 948626106 212 3642 shs Sole None 3462 180 WELLS FARGO & COMPANY CONVERTIBLE (WACHOVIA PREFERRED SECURITY 949746804 1135 1099 shs Sole None 490 609 WYNN RESORTS LTD COMMON STOCK 983134107 538 4677 shs Sole None 2974 1703 XILINX INC CONVERTIBLE SECURITY 983919AD3 2736 2722000 prn Sole None 1221 1501 XILINX INC CONVERTIBLE SECURITY 983919AF8 225 197000 prn Sole None 51 146 212115