0001181431-11-030767.txt : 20110518 0001181431-11-030767.hdr.sgml : 20110518 20110518161931 ACCESSION NUMBER: 0001181431-11-030767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leav Peter CENTRAL INDEX KEY: 0001455181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00395 FILM NUMBER: 11855119 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCR CORP CENTRAL INDEX KEY: 0000070866 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 310387920 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: 2Q ZIP: 30096 BUSINESS PHONE: 9374455000 MAIL ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: 2Q ZIP: 30096 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CASH REGISTER CO DATE OF NAME CHANGE: 19740617 4 1 rrd310054.xml LEAV MAY 16, 2011 FORM 4 X0303 4 2011-05-16 0 0000070866 NCR CORP NCR 0001455181 Leav Peter 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP, Global Sales Common Stock 2011-05-16 4 M 0 53014 12.55 A 147189 D Common Stock 2011-05-16 4 M 0 4189 12.81 A 151378 D Common Stock 2011-05-16 4 S 0 53014 19.41 D 98364 D Common Stock 2011-05-16 4 S 0 4189 19.40 D 94175 D Employee Stock Option (Right to Buy) 12.55 2011-05-16 4 M 0 53014 0 D 2011-02-01 2019-02-01 Common Stock 53014 159043 D Employee Stock Option (Right to Buy) 12.81 2011-05-16 4 M 0 4189 0 D 2011-02-23 2020-02-23 Common Stock 4189 29320 D The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2011. Represents the sale of 53,014 shares in 87 transactions at prices ranging from $19.23 to $19.59 per share, resulting in a weighted average sale price of $19.41 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents the sale of 4,189 shares in 28 transactions at prices ranging from $19.25 to $19.58 per share, resulting in a weighted average sale price of $19.40 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The grant vests in four equal annual installments commencing February 1, 2010. The first two installments vested on February 1, 2010 and the date shown above, respectively. The grant vests in four equal annual installments commencing February 23, 2011. The first installment vested on the date shown above. Chanda L. Kirchner, Attorney-in-Fact for Peter Leav 2011-05-18