0001085146-11-001198.txt : 20111114 0001085146-11-001198.hdr.sgml : 20111111 20111114073513 ACCESSION NUMBER: 0001085146-11-001198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 111197737 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 popl3q2011.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue, Suite 930 Pasadena, CA 91101 13F File Number: 028-13350 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6000 Signature, Place, and Date of Signing: /s/ J. Dale Harvey Pasadena, CA November 07, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $284,941 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1139 15870 SH SOLE 15870 0 0 ABBOTT LABS COM 002824100 13852 270863 SH SOLE 270863 0 0 AETNA INC NEW COM 00817Y108 7774 213934 SH SOLE 213934 0 0 APOLLO GROUP INC CL A 037604105 9083 229319 SH SOLE 229319 0 0 AVERY DENNISON CORP COM 053611109 10872 433502 SH SOLE 433502 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 11773 453868 SH SOLE 453868 0 0 BANK OF AMERICA CORPORATION COM 060505104 8970 1465654 SH SOLE 1465654 0 0 BAXTER INTL INC COM 071813109 13722 244432 SH SOLE 244432 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6175 196788 SH SOLE 196788 0 0 CARNIVAL CORP PAIRED CTF 143658300 10835 357600 SH SOLE 357600 0 0 CHEVRON CORP NEW COM 166764100 234 2528 SH SOLE 2528 0 0 CINTAS CORP COM 172908105 11424 405978 SH SOLE 405978 0 0 CITIGROUP INC COM NEW 172967424 9654 376908 SH SOLE 376908 0 0 DEAN FOODS CO NEW COM 242370104 3523 397200 SH SOLE 397200 0 0 DONNELLEY R R & SONS CO COM 257867101 8827 625139 SH SOLE 625139 0 0 ELECTRONIC ARTS INC COM 285512109 8846 432573 SH SOLE 432573 0 0 EMERSON ELEC CO COM 291011104 923 22355 SH SOLE 22355 0 0 EXXON MOBIL CORP COM 30231G102 401 5520 SH SOLE 5520 0 0 GENERAL ELECTRIC CO COM 369604103 9169 602433 SH SOLE 602433 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 564 13656 SH SOLE 13656 0 0 HEWLETT PACKARD CO COM 428236103 10840 482841 SH SOLE 482841 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 15160 86692 SH SOLE 86692 0 0 JOHNSON & JOHNSON COM 478160104 1363 21394 SH SOLE 21394 0 0 JPMORGAN CHASE & CO COM 46625H100 7463 247764 SH SOLE 247764 0 0 LINCOLN NATL CORP IND COM 534187109 9581 612969 SH SOLE 612969 0 0 MCGRAW HILL COS INC COM 580645109 13726 334774 SH SOLE 334774 0 0 MICROSOFT CORP COM 594918104 11996 481975 SH SOLE 481975 0 0 OMNICOM GROUP INC COM 681919106 11626 315580 SH SOLE 315580 0 0 ORACLE CORP COM 68389X105 282 9795 SH SOLE 9795 0 0 PEPSICO INC COM 713448108 518 8368 SH SOLE 8368 0 0 PFIZER INC COM 717081103 1492 84380 SH SOLE 84380 0 0 PROCTER & GAMBLE CO COM 742718109 2074 32827 SH SOLE 32827 0 0 ROBERT HALF INTL INC COM 770323103 9988 470691 SH SOLE 470691 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 648 4100 SH SOLE 4100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 618 5461 SH SOLE 5461 0 0 STAPLES INC COM 855030102 11210 842866 SH SOLE 842866 0 0 STATE STR CORP COM 857477103 10175 316384 SH SOLE 316384 0 0 TE CONNECTIVITY LTD REG SHS H84989104 11249 399766 SH SOLE 399766 0 0 TIME WARNER CABLE INC COM 88732J207 7172 114443 SH SOLE 114443 0 0