-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TCe6b5u0LFZgYXPkss/pi4L7KiVXZrMlbiX/Vtey5Hyba0b9kXGNwfO8O/MOtFm0 q7UzKPIUUeGhGs1mShEHDQ== 0001453620-09-000016.txt : 20091103 0001453620-09-000016.hdr.sgml : 20091103 20091103121134 ACCESSION NUMBER: 0001453620-09-000016 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 EFFECTIVENESS DATE: 20091103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cohen Klingenstein, LLC CENTRAL INDEX KEY: 0001453620 IRS NUMBER: 263260084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13338 FILM NUMBER: 091153519 BUSINESS ADDRESS: STREET 1: 355 WEST 52ND STREET STREET 2: FLOOR 5 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127570235 MAIL ADDRESS: STREET 1: 355 WEST 52ND STREET STREET 2: FLOOR 5 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 q22009a.txt FORM 13F AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cohen Klingenstein, LLC ---------------------------- Address: 355 West 52nd Street, 5th Floor ---------------------------- New York, New York 10019 ---------------------------- Form 13F File Number: 028-13338 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George M. Cohen --------------------- Title: Managing Member --------------------- Phone: 212-757-0235 --------------------- Signature, Place, and Date of Signing: George M. Cohen New York, N 11/3/2009 - --------------------- ---------------------- [Signature] [City, Stat [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 144 ----------- Form 13F Information Table Value Total: 174,378 ----------- (thousands) Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 TITLE VALUE SHARES or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Adobe Systems Inc. com 00724F101 1,593 56,285 SH SOLE n/a 1,593 Akamai Technologies com 00971T101 714 37,245 SH SOLE n/a 714 Alcatel Lucent com 013904305 97 39,040 SH SOLE n/a 97 Allstate Corp. com 020002101 804 32,960 SH SOLE n/a 804 Altria Group com 02209S103 436 26,605 SH SOLE n/a 436 Amazon.com com 023135106 6,054 72,365 SH SOLE n/a 6,054 American Express com 025816109 1,621 69,745 SH SOLE n/a 1,621 American Int'l Group com 026874107 225 193,758 SH SOLE n/a 225 AmeriCredit Corp. com 03060R101 203 15,005 SH SOLE n/a 203 Ameriprise Financial com 03076C106 270 11,132 SH SOLE n/a 270 Amgen Inc. com 031162100 1,825 34,480 SH SOLE n/a 1,825 Apollo Group com 037604105 3,183 44,760 SH SOLE n/a 3,183 Apple Inc. com 037833100 2,411 16,930 SH SOLE n/a 2,411 Argon ST, Inc. com 040149106 333 16,190 SH SOLE n/a 333 Atheros Communication com 04743P108 292 15,190 SH SOLE n/a 292 Avon Products Inc. com 054303102 2,151 83,435 SH SOLE n/a 2,151 Bank of Amer. Corp. com 060505104 2,185 165,510 SH SOLE n/a 2,185 Becton, Dickinson com 075887109 230 3,230 SH SOLE n/a 230 Bed Bath & Beyond com 075896100 1,246 40,520 SH SOLE n/a 1,246 Berkshire Hathaway B com 084670207 1,847 638 SH SOLE n/a 1,847 BigBand Networks com 089750509 121 23,490 SH SOLE n/a 121 Bio-Rad Labs - Cl A com 090572207 463 6,130 SH SOLE n/a 463 Biovail Corp. Int'l com 09067J109 264 19,635 SH SOLE n/a 264 Blackboard Inc. com 091935502 336 11,635 SH SOLE n/a 336 Broadcom Corp. com 111320107 1,622 65,410 SH SOLE n/a 1,622 Brocade Comm. com 111621108 99 12,600 SH SOLE n/a 99 Burlington N SantaFe com 12189T104 673 9,150 SH SOLE n/a 673 Capital One Financial com 14040H105 257 11,750 SH SOLE n/a 257 Carnival Corp. com 143658300 2,402 93,190 SH SOLE n/a 2,402 Celgene Corp. com 151020104 768 16,050 SH SOLE n/a 768 Cerner Corporation com 156782104 791 12,705 SH SOLE n/a 791 Ciena Corp. com 171779309 126 12,190 SH SOLE n/a 126 Cisco Systems Inc. com 17275R102 3,165 169,705 SH SOLE n/a 3,165 Citadel Broadcasting com 17285T106 1 16,794 SH SOLE n/a 1 Coach Inc. com 189754104 752 27,980 SH SOLE n/a 752 Cognex Corp. com 192422103 210 14,830 SH SOLE n/a 210 Cognizant Tech Sol. com 192446102 836 31,313 SH SOLE n/a 836 Comcast Corp. Cl 'A' com 20030N101 631 43,635 SH SOLE n/a 631 Comcast Special A com 20030N200 378 26,812 SH SOLE n/a 378 Corn Products Int'l com 219023108 423 15,780 SH SOLE n/a 423 Corning Inc. com 219350105 1,918 119,415 SH SOLE n/a 1,918 CoStar Group Inc. com 22160N109 330 8,280 SH SOLE n/a 330 Covance Inc. com 222816100 692 14,055 SH SOLE n/a 692 Daktronics, Inc. com 234264109 189 24,580 SH SOLE n/a 189 Dick's Sporting Goods com 253393102 333 19,360 SH SOLE n/a 333 Dionex Corp. com 254546104 286 4,685 SH SOLE n/a 286 Eaton Vance Tax Mngd com 27829C105 7,603 635,212 SH SOLE n/a 7,603 Eclipsys Corp. com 278856109 719 40,415 SH SOLE n/a 719 Electronic Arts com 285512109 302 13,890 SH SOLE n/a 302 Eli Lilly com 532457108 2,071 59,800 SH SOLE n/a 2,071 Evergreen Solar Inc. com 30033R108 95 44,000 SH SOLE n/a 95 Expeditors Intl. com 302130109 399 11,970 SH SOLE n/a 399 FEI Company com 30241L109 333 14,545 SH SOLE n/a 333 Flextronics Intl Ltd com Y2573F102 529 127,470 SH SOLE n/a 529 Franklin Resources com 354613101 305 4,230 SH SOLE n/a 305 FuelCell Energy Inc. com 35952H106 229 54,900 SH SOLE n/a 229 Gannett Co. Inc. com 364730101 88 24,750 SH SOLE n/a 88 General Electric Co. com 369604103 999 85,275 SH SOLE n/a 999 Gilead Sciences Inc. com 375558103 1,659 35,429 SH SOLE n/a 1,659 GlaxoSmithKline PLC com 37733W105 3,471 98,230 SH SOLE n/a 3,471 Goldman Sachs Group com 38141G104 1,015 6,885 SH SOLE n/a 1,015 Google Inc. com 38259P508 5,287 12,540 SH SOLE n/a 5,287 Hartford Fin'l Ser. com 416515104 169 14,250 SH SOLE n/a 169 Hess Corp. com 42809H107 801 14,900 SH SOLE n/a 801 IMS Health Inc. com 449934108 181 14,288 SH SOLE n/a 181 Informatica Corp. com 45666Q102 458 26,645 SH SOLE n/a 458 InterDigital Inc. com 45867G101 441 18,045 SH SOLE n/a 441 Int'l Bus. Machines com 459200101 3,559 34,085 SH SOLE n/a 3,559 Intuitive Surgical com 46120E602 356 2,175 SH SOLE n/a 356 iShares DJ Financial com 464287788 1,172 27,500 SH SOLE n/a 1,172 iShares DJ US Home Co com 464288752 990 100,800 SH SOLE n/a 990 Janus Capital Group com 47102X105 858 75,270 SH SOLE n/a 858 Johnson & Johnson com 478160104 2,304 40,556 SH SOLE n/a 2,304 Juniper Networks Inc. com 48203r104 538 22,805 SH SOLE n/a 538 Kraft Foods Inc. com 50075N104 267 10,521 SH SOLE n/a 267 KV Pharma CL A com 482740206 62 19,210 SH SOLE n/a 62 LAM Research Corp. com 512807108 421 16,200 SH SOLE n/a 421 Legg Mason, Inc. com 524901105 375 15,395 SH SOLE n/a 375 Liberty Entertainment com 53071M500 407 15,244 SH SOLE n/a 407 Liberty Media Inter A com 53071M104 96 19,062 SH SOLE n/a 96 Lincare Holdings com 532791100 539 22,900 SH SOLE n/a 539 LKQ Corp. com 501889208 586 35,600 SH SOLE n/a 586 Marchex, Inc. com 56624R108 98 29,005 SH SOLE n/a 98 Marvell Technology com G5876H105 314 27,015 SH SOLE n/a 314 McAfee Inc. com 579064106 223 5,274 SH SOLE n/a 223 Merck & Co. com 589331107 2,268 81,112 SH SOLE n/a 2,268 Mobile Mini, Inc. com 60740F105 220 15,010 SH SOLE n/a 220 Monsanto Co. com 61166W101 6,583 88,557 SH SOLE n/a 6,583 Monster Worldwide com 611742107 901 76,320 SH SOLE n/a 901 Netlogic Microsystems com 64118B100 549 15,060 SH SOLE n/a 549 Neurocrine Biosc. com 64125C109 43 13,225 SH SOLE n/a 43 News Corp ADR PRF com 65248E104 124 13,640 SH SOLE n/a 124 Nordstrom Inc. com 655664100 398 20,000 SH SOLE n/a 398 Nortel Networks Corp. com 656568508 1 21,888 SH SOLE n/a 1 Nu Skin Ent Inc. com 67018T105 391 25,575 SH SOLE n/a 391 Omniture Inc. com 68212S109 156 12,426 SH SOLE n/a 156 Open Text Corp. com 683715106 594 16,315 SH SOLE n/a 594 Openwave Systems Inc. com 683718308 94 41,755 SH SOLE n/a 94 Orbital Sciences com 685564106 383 25,255 SH SOLE n/a 383 Parametric Tech. com 699173209 218 18,670 SH SOLE n/a 218 Paychex, Inc. com 704326107 1,166 46,275 SH SOLE n/a 1,166 PepsiCo Inc. com 713448108 5,824 105,965 SH SOLE n/a 5,824 Pfizer, Inc. com 717081103 1,330 88,667 SH SOLE n/a 1,330 Pharma. Product Dev. com 717124101 606 26,115 SH SOLE n/a 606 Philip Morris Int'l com 718172109 1,161 26,605 SH SOLE n/a 1,161 Plains Explor & Prod com 726505100 1,812 66,220 SH SOLE n/a 1,812 PowerShares QQQ Trust com 73935A104 20,858 573,334 SH SOLE n/a 20,858 Procter & Gamble com 742718109 1,262 24,700 SH SOLE n/a 1,262 Qlogic Corp. com 747277101 149 11,775 SH SOLE n/a 149 RightNow Technologies com 76657R106 206 17,450 SH SOLE n/a 206 Royal Caribbean Cru. com V7780T103 240 17,700 SH SOLE n/a 240 Royal Dutch Shell PLC com 780259206 2,075 41,350 SH SOLE n/a 2,075 RR Donnelley & Sons com 257867101 217 18,705 SH SOLE n/a 217 SeaChange Int'l com 811699107 432 53,795 SH SOLE n/a 432 Seagate Technology com G7945J104 291 27,790 SH SOLE n/a 291 Sealed Air Corp. com 81211K100 1,604 86,930 SH SOLE n/a 1,604 Shire PLC ADS com 82481R106 264 6,354 SH SOLE n/a 264 Silicon Laboratories com 826919102 558 14,695 SH SOLE n/a 558 Skillsoft PLC com 830928107 222 28,525 SH SOLE n/a 222 Somanetics Corp. com 834445405 342 20,725 SH SOLE n/a 342 St. Jude Medical Inc. com 790849103 1,248 30,375 SH SOLE n/a 1,248 Standard & Poors DR. com 78462F103 11,256 122,411 SH SOLE n/a 11,256 State Street Corp. com 857477103 703 14,900 SH SOLE n/a 703 Sunrise Senior Living com 86768K106 55 33,620 SH SOLE n/a 55 Symantec Corp. com 871503108 187 12,000 SH SOLE n/a 187 Target Corp. com 87612E106 2,438 61,765 SH SOLE n/a 2,438 Tempur-Pedic Int'l com 88023U101 423 32,390 SH SOLE n/a 423 Ultimate Software com 90385D107 319 13,180 SH SOLE n/a 319 Union Pacific Corp. com 907818108 521 10,000 SH SOLE n/a 521 United Parcel Service com 911312106 2,183 43,675 SH SOLE n/a 2,183 United Rentals com 911363109 79 12,230 SH SOLE n/a 79 Urban Outfitters com 917047102 436 20,890 SH SOLE n/a 436 Vertex Pharma. com 92532F100 606 16,835 SH SOLE n/a 606 ViaSat Inc. com 92552V100 416 16,210 SH SOLE n/a 416 Vodafone Grp. PLC ADR com 92857W100 331 17,007 SH SOLE n/a 331 Walt Disney Co. com 254687106 5,758 246,793 SH SOLE n/a 5,758 Washington Post 'B' com 939640108 1,497 4,250 SH SOLE n/a 1,497 Waters Corp. com 941848103 571 11,100 SH SOLE n/a 571 WebMediaBrands Inc. com 94770W100 27 49,200 SH SOLE n/a 27 Western Union Co. com 959802109 722 44,010 SH SOLE n/a 722 Wyeth com 983024100 767 16,900 SH SOLE n/a 767 Xyratex Ltd. com G98268108 89 17,715 SH SOLE n/a 89 Yahoo! Inc. com 984332106 1,391 88,855 SH SOLE n/a 1,391 Yum! Brands Inc. com 988498101 1,770 53,100 SH SOLE n/a 1,770 Zimmer Holdings Inc. com 98956P102 933 21,905 SH SOLE n/a 933
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