-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JJHGOHtWCQG8Z77GC2qDmSbgzmw+41oMn/7b28L8BPFQShb9QPEyTrc5MUCLgFHZ wb3DajobooR6sKSbKuFoOA== 0000935836-09-001406.txt : 20091116 0000935836-09-001406.hdr.sgml : 20091116 20091113174750 ACCESSION NUMBER: 0000935836-09-001406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bellman Walter Capital LLC CENTRAL INDEX KEY: 0001453389 IRS NUMBER: 364626722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13301 FILM NUMBER: 091182950 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-632-4000 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 bellman13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bellman Walter Capital LLC Address: 50 California Street, Suite 2500 San Francisco, CA 94111 Form 13F File Number: 028-13301 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true correct and complete and that it is understood that all required items statements schedules lists and tables are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Person Signing this Report on Behalf of Reporting Manager: Name: Peter K. Ashby Title: Chief Financial Officer Phone: (415) 632-4000 Signature Place and Date of Signing: Peter K. Ashby San Francisco CA November 13, 2009 Report Type (Check only one.): _X__ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: 111,282 X 1000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed other than the manager filing this report. NAME OF ISSUER TITLE VALUE X SH/ PUT/ INV. OTHER OF CLASS CUSIP 1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE AETNA INC NEW COM 00817Y108 1392 50000 SH SOLE 50000 AMGEN INC COM 031162100 4216 70000 SH SOLE 70000 APACHE CORP COM 037411105 1837 20000 SH SOLE 20000 ASPEN INSURANCE HOLDINGS COM G05384105 1324 50000 SH CALL SOLE 50000 LTD ASPEN INSURANCE HOLDINGS COM G05384105 1324 50000 SH CALL SOLE 50000 LTD ASPEN INSURANCE HOLDINGS COM G05384105 6647 251100 SH SOLE 251100 LTD ATLAS AMER INC COM 049167109 1489 55000 SH SOLE 55000 BANCO BRADESCO S A COM 059460303 2586 130000 SH SOLE 130000 BANK OF AMERICA COM 060505104 2538 150000 SH CALL SOLE 150000 CORPORATION BANK OF AMERICA COM 060505104 2961 175000 SH SOLE 175000 CORPORATION BRISTOL MYERS SQUIBB CO COM 110122108 2252 100000 SH CALL SOLE 100000 CANADIAN NAT RES LTD COM 136385101 2688 40000 SH SOLE 40000 CBS CORP NEW COM 124857202 3916 325000 SH SOLE 325000 CIGNA CORP COM 125509109 1124 40000 SH SOLE 40000 CONCHO RES INC COM 20605P101 1816 50000 SH SOLE 50000 CONTINENTAL RESOURCES INC COM 212015101 7638 195000 SH SOLE 195000 DIREXION SHS ETF TR ETF 25459W532 1517 25000 SH SOLE 25000 EASTERN INS HLDGS INC COM 276534104 131 13753 SH SOLE 13753 EL PASO CORP COM 28336L109 1548 150000 SH SOLE 150000 GAFISA S A COM 362607301 3340 110000 SH SOLE 110000 GLIMCHER RLTY TR COM 379302102 3643 992600 SH SOLE 992600 HUMAN GENOME SCIENCES INC COM 444903108 1035 55000 SH SOLE 55000 HUMANA INC COM 444859102 1119 30000 SH SOLE 30000 KODIAK OIL & GAS CORP COM 50015Q100 1440 600000 SH SOLE 600000 MERCK & CO INC COM 589331107 1107 35000 SH SOLE 35000 NEXEN INC COM 65334H102 339 15000 SH SOLE 15000 PFIZER INC COM 717081103 8275 500000 SH SOLE 500000 POPULAR INC COM 733174106 425 150000 SH SOLE 150000 ROSETTA RESOURCES INC COM 777779307 2204 150000 SH SOLE 150000 SELECT SECTOR SPDR TR COM 81369Y605 3735 250000 SH PUT SOLE 250000 SOUTH FINL GROUP INC COM 837841105 441 300000 SH SOLE 300000 SPDR TR COM 78462F103 5280 50000 SH PUT SOLE 50000 SPDR TR COM 78462F103 7919 75000 SH PUT SOLE 75000 SPDR TR COM 78462F103 8975 85000 SH PUT SOLE 85000 THERMO FISHER SCIENTIFIC COM 883556102 1310 30000 SH SOLE 30000 INC UNITEDHEALTH GROUP INC COM 91324P102 501 20000 SH SOLE 20000 VERIFONE HLDGS INC COM 92342Y109 1192 75000 SH SOLE 75000 WHITING PETE CORP NEW COM 966387102 4894 85000 SH SOLE 85000 XTO ENERGY INC COM 98385X106 5165 125000 SH SOLE 125000
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