-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SZtJMdh2SW9hFoY7jr/tOmBv6WLfTbT+ghdOB2P6Ba7x6KkvC2O8XqWuBm3oUOfZ p+2b5oZMThrC/CUiqAA3xg== <SEC-DOCUMENT>0001451765-11-000002.txt : 20110215 <SEC-HEADER>0001451765-11-000002.hdr.sgml : 20110215 <ACCEPTANCE-DATETIME>20110215172858 ACCESSION NUMBER: 0001451765-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MD WITTER INVESTMENTS,LLC CENTRAL INDEX KEY: 0001451765 IRS NUMBER: 205485286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13542 FILM NUMBER: 11615284 BUSINESS ADDRESS: STREET 1: 600 MADISON AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-753-7878 MAIL ADDRESS: STREET 1: 600 MADISON AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>mdw13f_4q10.txt <DESCRIPTION>4TH QUARTER,2010 <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13-F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 12/31/2010 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): () IS A RESTATEMENT. () ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT: NAME: MD WITTER INVESTMENTS,LLC ADDRESS: 600 Madison Avenue, 25th Floor NEW YORK, NY 10022 13F FILE NUMBER: 801-69438 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: MICHAEL D. WITTER TITLE: PARTNER PHONE: (212) 753-7878 SIGNATURE, PLACE, AND DATE OF SIGNING: MICHAEL D WITTER NEW YORK, NY (February 15th,2011) REPORT TYPE (CHECK ONLY ONE): (X) 13F HOLDING REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. SEC13F.LNS MD WITTER INVESTMENTS, LLC. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/10 RUN DATE: 02/14/11 12:35 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 59 FORM 13F INFORMATION TABLE VALUE TOTAL: $30,602,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME MD WITTER INVESTMENTS, LLC. FORM 13F INFORMATION TABLE AS OF DATE: 12/31/10 <TABLE> VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> ALLOT COMUNICATIONS LTD COM M0854Q105 856 73521 SH SOLE 73521 0 0 ALLOT COMUNICATIONS LTD COM M0854Q105 5 400 SH OTHER 400 0 0 AMERICAN TELECOM SER WARRANT 0 WTS 03015P119 0 12400 SH SOLE 12400 0 0 AMETEK INC NEW COM 031100100 416 10609 SH SOLE 10609 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 300 3750 SH SOLE 3750 0 0 CALPINE CORP COM NEW COM 131347304 461 34559 SH SOLE 34559 0 0 CAPITALSOURCE INC COM COM 14055X102 83 11716 SH SOLE 11716 0 0 CHINA GERUI ADVANCED MATERIALS COM G21101103 582 99053 SH SOLE 99053 0 0 CHINA HOUSING & LAND DEV INCCO COM 16939V103 363 132615 SH SOLE 130624 0 1991 CHINA INFORMATION TECHNOLOGY C COM 16950L109 396 76081 SH SOLE 76081 0 0 CHINA WIND SYSTEMS INC COM NEW COM 16945F209 238 66392 SH SOLE 65478 0 914 CHINA WIND SYSTEMS INC COM NEW COM 16945F209 2 435 SH OTHER 435 0 0 CHURCH & DWIGHT CO COM 171340102 276 4000 SH SOLE 4000 0 0 CLEANTECH INNOVATIONS INC COM COM 18451B101 750 100047 SH SOLE 97490 0 2557 CLEANTECH INNOVATIONS,INC(NOT COM 18451RSTR 5258 701000 SH SOLE 701000 0 0 CLEANTECH INNOVATIONS,INC(NOT COM 18451RSTR 720 96000 SH OTHER 96000 0 0 DEER CONSUMER PRODS INC COM NE COM 24379J200 3573 317878 SH SOLE 316378 0 1500 DEER CONSUMER PRODS INC COM NE COM 24379J200 7 650 SH OTHER 650 0 0 DOLLAR TREE INC COM COM 256746108 921 16415 SH SOLE 16415 0 0 DYNAMIC MATLS CORP COM COM 267888105 671 29719 SH SOLE 28991 0 728 EMERGENCY MEDICAL SVCS CORP CL COM 29100P102 235 3637 SH SOLE 3387 0 250 FLAGSTAR BANCORP INC COM NEW COM 337930507 84 51266 SH SOLE 51266 0 0 FLAGSTAR BANCORP INC COM NEW COM 337930507 0 250 SH OTHER 250 0 0 FURNITURE BRANDS INTL INC COM COM 360921100 439 85342 SH SOLE 85342 0 0 FURNITURE BRANDS INTL INC COM COM 360921100 3 500 SH OTHER 500 0 0 GENERAL ELEC CO COM 369604103 315 17210 SH OTHER 17210 0 0 GFI GROUP INC COM COM 361652209 387 82433 SH SOLE 79433 0 3000 GFI GROUP INC COM COM 361652209 2 500 SH OTHER 500 0 0 GOODRICH PETE CORP COM NEW COM 382410405 266 15104 SH SOLE 14793 0 311 GREAT BASIN GOLD LTD COM COM 390124105 471 159057 SH SOLE 155745 0 3312 ILLUMINA INC COM COM 452327109 670 10584 SH SOLE 10584 0 0 IXYS CORP COM COM 46600W106 772 66446 SH SOLE 66446 0 0 IXYS CORP COM COM 46600W106 3 300 SH OTHER 300 0 0 KRATOS DEFENSE & SEC SOLUTIOCO COM 50077B207 268 20326 SH SOLE 19722 0 604 KRATOS DEFENSE & SEC SOLUTIOCO COM 50077B207 3 256 SH OTHER 256 0 0 MANITEX INTL INC COM COM 563420108 871 226210 SH SOLE 218710 0 7500 MANITEX INTL INC COM COM 563420108 5 1300 SH OTHER 1300 0 0 MCMORAN EXPLORATION CO COM COM 582411104 446 26030 SH SOLE 25460 0 570 MFA MTG INVTS INC COM COM 55272X102 94 11500 SH SOLE 8500 0 3000 MIDDLEBY CORP COM 596278101 363 4300 SH SOLE 4300 0 0 ORACLE CORP COM 68389X105 38 1200 SH SOLE 1200 0 0 ORACLE CORP COM 68389X105 4367 139510 SH OTHER 139510 0 0 PEGASYSTEMS INC COM 705573103 399 10894 SH SOLE 10534 0 360 PIXELWORKS INC COM NEW COM 72581M305 215 61692 SH SOLE 59692 0 2000 PIXELWORKS INC COM NEW COM 72581M305 2 500 SH OTHER 500 0 0 POPULAR INC COM COM 733174106 318 101252 SH SOLE 99649 0 1603 QUANTA SVCS INC COM 74762E102 799 40109 SH SOLE 40109 0 0 RIVERBED TECHNOLOGY INC COM COM 768573107 469 13338 SH SOLE 13004 0 334 RIVERBED TECHNOLOGY INC COM COM 768573107 2 54 SH OTHER 54 0 0 SALESFORCE COM INC COM COM 79466L302 412 3119 SH SOLE 3119 0 0 SHAW GROUP INC COM 820280105 453 13222 SH SOLE 13222 0 0 SHAW GROUP INC COM 820280105 3 100 SH OTHER 100 0 0 SKYPEOPLE FRUIT JUICE INC COM COM 83086T208 47 10000 SH SOLE 10000 0 0 STEC INC COM COM 784774101 396 22430 SH SOLE 21930 0 500 STEC INC COM COM 784774101 3 150 SH OTHER 150 0 0 TIANYIN PHARMACEUTICAL CO INCO COM 88630M104 340 125000 SH SOLE 125000 0 0 TIFFANY & CO COM 886547108 218 3500 SH SOLE 3500 0 0 ULTRA PETE CORP COM 903914109 295 6175 SH SOLE 6175 0 0 WILLBROS GROUP INC DEL COM 969203108 251 25587 SH SOLE 25058 0 529 </TABLE> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----