SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Ithan Creek Master Investors (Cayman), L.P.

(Last) (First) (Middle)
C/O WELLINGTON MANAGEMENT COMPANY, LLP
280 CONGRESS STREET

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/10/2015
3. Issuer Name and Ticker or Trading Symbol
Great Ajax Corp. [ AJX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,671,257 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Partnership Units(1) (1) (1) Common Stock 624,106 (1) D
Explanation of Responses:
1. Represents limited partnership units of Great Ajax Operating Partnership L.P., ("OP Units"), a subsidiary of Great Ajax Corp. (the "Issuer"). Each OP Unit is redeemable beginning one year after its issuance for cash equal to the fair market value of one share of the Issuer's common stock (determined in accordance with, and subject to adjustment under, the terms of the partnership agreement), except that the Issuer may, at its election, instead redeem each OP Unit so presented for one share of the Issuer's common stock (subject to adjustment under the terms of the partnership agreement). These redemption rights have no expiration date. 453,551 of the OP Units are redeemable beginning on July 8, 2015, 14,555 of the OP Units are redeemable beginning on August 1, 2015 and 156,000 of the OP Units are redeemable beginning on December 16, 2015.
Ithan Creek Master Investors (Cayman), L.P. By: Wellington Hedge Management LLC, as General Partner /s/ Matthew N. Shea By: Matthew N. Shea Title: Authorized Person 02/12/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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