-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OhNm9tug4EOX13yieoR+PaHEsgyUcKaE/RISW0axsIuwK3IkyQsS4xpxw9pDSU/H eN5X/7LqfNOHGMVumHw4lw== 0001225208-09-020457.txt : 20091013 0001225208-09-020457.hdr.sgml : 20091012 20091013092721 ACCESSION NUMBER: 0001225208-09-020457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Patricia J CENTRAL INDEX KEY: 0001448864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02183 FILM NUMBER: 091115551 MAIL ADDRESS: STREET 1: BABSON CAPITAL MANAGEMENT LLC STREET 2: 1500 MAIN STREET PO BOX 15189 CITY: SPRINGFIELD STATE: MA ZIP: 01115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS CENTRAL INDEX KEY: 0000275694 IRS NUMBER: 042483041 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 4132261000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 4 1 doc4.xml X0303 4 2009-10-08 0000275694 MASSMUTUAL CORPORATE INVESTORS MCI 0001448864 Walsh Patricia J 1500 MAIN STREET P. O. BOX 15189 SPRINGFIELD MA 01115 1 1 VP Officer of Adviser MassMutual Non-Qualified Thrift Plan 0 2009-10-08 4 J 0 13.628 24.3 A Common Shares ("Shares of Beneficial Interest") 13.628 121.5571 D Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Babson Capital and MassMutual each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of MassMutual Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of MassMutual Corporate Investors represented by the value of the MassMutual Corporate Investors investment option under the plan held by the plan participant. Ann Malloy as Attorney-in-fact 2009-10-12 -----END PRIVACY-ENHANCED MESSAGE-----