EX-99.(H)(2)(XXII) 7 d660393dex99h2xxii.htm TWENTY-FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Twenty-First Amendment to Transfer Agency and Service Agreement

Amendment No. 21 to Transfer Agency and Service Agreement

This Amendment No. 21, dated as of August 16, 2018 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).

WHEREAS, the Trust and the Transfer Agent entered into a Transfer Agency and Service Agreement, dated as of December 8, 2008, as amended and as in effect prior to giving effect to this Amendment (the “Agreement”); and

WHEREAS, the Trust and the Transfer Agent wish to amend the provisions of the Agreement to reflect the addition of a new Fund and three classes of such new Fund under Schedule A of the Agreement.

NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:

1.         Upon the Effective Date, the parties hereto agree to delete the current SCHEDULE A – FUND LIST of the Agreement in its entirety and replace it with a new SCHEDULE A – FUND LIST attached hereto and incorporated by reference herein.

2.         Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not defined in this Amendment shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.

 

AQR FUNDS

   

            

   

ALPS FUND SERVICES, INC.

By:

  

/s/ Nicole DonVito                                    

      

By:

  

/s/ Jeremy O. May                            

Name:   Nicole DonVito

      

Name: Jeremy O. May

Title:    Chief Legal Officer & Vice President

      

Title:   President

SCHEDULE A

FUND LIST

 

FUND    CLASSES OFFERED
      
AQR Large Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR Small Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR International Momentum Style Fund   

Class I

Class N

Class R6

AQR Global Equity Fund   

Class N

Class I

Class Y

Class R6

AQR International Equity Fund   

Class N

Class I

Class Y

Class R6

AQR International Small Cap Fund   

Class N

Class I

Class Y

AQR Emerging Markets Fund   

Class N

Class I

Class Y

AQR Equity Plus Fund   

Class N

Class I

AQR Small Cap Core Fund   

Class N

Class I

AQR Small Cap Growth Fund   

Class N

Class I

AQR Diversified Arbitrage Fund   

Class N

Class I

Class R6

AQR Managed Futures Strategy Fund   

Class N

Class I

Class R6

AQR Risk Parity Fund   

Class N

Class I

Class R6

AQR Multi-Strategy Alternative Fund   

Class N

Class I

Class R6

 

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AQR TM Large Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR TM Small Cap Momentum Style Fund   

Class I

Class N

Class R6

AQR TM International Momentum Style Fund   

Class I

Class N

Class R6

AQR Large Cap Defensive Style Fund   

Class N

Class I

Class R6

AQR International Defensive Style Fund   

Class N

Class I

Class R6

AQR Emerging Defensive Style Fund   

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy Fund   

Class N

Class I

Class R6

AQR Risk-Balanced Commodities Strategy LV Fund   

Class N

Class I

AQR Risk Parity II MV Fund   

Class N

Class I

Class Y

Class R6

AQR Risk Parity II HV Fund   

Class N

Class I

Class Y

Class R6

AQR Large Cap Multi-Style Fund   

Class N

Class I

Class R6

AQR Small Cap Multi-Style Fund   

Class N

Class I

Class R6

AQR International Multi-Style Fund   

Class N

Class I

Class R6

AQR Long-Short Equity Fund   

Class N

Class I

Class R6

AQR Managed Futures Strategy HV Fund   

Class N

Class I

Class R6

AQR Style Premia Alternative Fund   

Class I

Class N

Class R6

AQR Global Macro Fund   

Class N

Class I

Class R6

 

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AQR Emerging Multi-Style Fund   

Class I

Class N

Class R6

AQR Emerging Momentum Style Fund   

Class I

Class N

Class R6

AQR Equity Market Neutral Fund   

Class I

Class N

Class R6

AQR Style Premia Alternative LV Fund   

Class I

Class N

Class R6

AQR TM Large Cap Multi-Style Fund   

Class I

Class N

Class R6

AQR TM Small Cap Multi-Style Fund   

Class I

Class N

Class R6

AQR TM International Multi-Style Fund   

Class I

Class N

Class R6

AQR TM Emerging Multi-Style Fund   

Class I

Class N

Class R6

AQR Style Premia Alternative II Fund   

Class I

Class N

Class R6

AQR Large Cap Relaxed Constraint Equity Fund   

Class I

Class N

Class R6

AQR Small Cap Relaxed Constraint Equity Fund   

Class I

Class N

Class R6

AQR International Relaxed Constraint Equity Fund   

Class I

Class N

Class R6

AQR Emerging Relaxed Constraint Equity Fund   

Class I

Class N

Class R6

AQR Alternative Risk Premia Fund   

Class I

Class N

Class R6

AQR Core Plus Bond Fund   

Class I

Class N

Class R6

AQR High Yield Bond Fund   

Class I

Class N

Class R6

AQR Volatility Risk Premium Fund   

Class I

Class N

Class R6

 

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