FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Quest Resource Holding Corp [ QRHC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 07/08/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/08/2014 | S(1) | 15,000 | D | $5.2977 | 7,973,866 | I | By Earth Now Investments, L.L.C.(2) | ||
Common Stock | 07/08/2014 | S(3) | 100,000 | D | $2 | 6,423,873 | I | By Global Security Holding, L.L.C.(4) | ||
Common Stock | 07/09/2014 | S(1) | 7,500 | D | $4.9868 | 7,966,366 | I | By Earth Now Investments, L.L.C.(2) | ||
Common Stock | 110,490 | I | By Bone Logic, L.L.C.(5) | |||||||
Common Stock | 300 | I | By Prestamo, L.L.C.(6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
|
Explanation of Responses: |
1. The shares were sold pursuant to a 10b5-1 sales plan dated May 30, 2014. |
2. The shares are owned directly by Earth Now Investment, L.L.C. ("Earth Now"), a ten percent owner of the issuer, and indirectly by Colton R. Melby ("Melby"), who holds the beneficial interest of the shares owned by Earth Now, including voting and dispositive power. Melby is a director and a ten percent owner of the issuer. |
3. The shares were sold pursuant to a private transaction. |
4. The shares are owned directly by Global Security Holding, L.L.C. ("Global Security"), a ten percent owner of the issuer, and indirectly by Melby, who holds the beneficial interest of the shares owned by Global Security, including voting and dispositive power. Melby is a director and a ten percent owner of the issuer. |
5. The shares are held by Bone Logic, L.L.C., over which Melby holds the beneficial interest, including voting and dispositive power. |
6. The shares are held by Prestamo, L.L.C., over which Melby holds the beneficial interest, including voting and dispositive power. |
Remarks: |
Ashley Dailey, attorney-in-fact | 07/10/2014 | |
/s/ Ashley Dailey, attorney-in-fact | 07/09/2014 | |
/s/ Ashley Dailey, attorney-in-fact | 07/09/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |