SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Jones Bruce E

(Last) (First) (Middle)
505 SOUTH GILLETTE AVENUE

(Street)
GILLETTE WY 82716

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/08/2013
3. Issuer Name and Ticker or Trading Symbol
CLOUD PEAK ENERGY INC. [ CLD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President, Tech Svcs
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 11,103(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Non-Qualified Stock Option (Right to Buy) 03/11/2016 03/11/2023 Common Stock 3,291 $17.5 D
Employee Non-Qualified Stock Option (Right to Buy) 03/15/2015 03/15/2022 Common Stock 3,071 $17 D
Employee Non-Qualified Stock Option (Right to Buy) 03/08/2014 03/08/2021 Common Stock 2,157 $20.99 D
Employee Non-Qualified Stock Option (Right to Buy) 11/20/2012 11/20/2019 Common Stock 19,811 $15 D
Performance Units (2) (2) Common Stock 3,278 (2) D
Performance Units (2) (2) Common Stock 3,269 (2) D
Performance Units (2) (2) Common Stock 2,563 (2) D
Explanation of Responses:
1. Includes (i) 1,031 shares of restricted stock that vest on 03/08/14, (ii) 1,459 shares of restricted stock that vest on 03/15/15, (iii) 1,639 restricted stock units (each representing a contingent right to receive one share of Cloud Peak Energy Inc. common stock) that vest on 03/11/16, and (iv) 303 shares acquired under the Cloud Peak Energy Inc. employee stock purchase plan.
2. Each performance right represents a contingent right to receive one share of Cloud Peak Energy Inc. common stock. The performance rights vest 3 years from the date of grant (which was 03/11/13 for the 3,278 performance units, 03/15/12 for the 3,269 performance units, and 03/8/11 for the 2,563 performance units) upon Cloud Peak Energy's achievement of Performance Goals, which are based upon Cloud Peak Energy's relative and absolute total shareholder return. These achievements may result in a payout range between 0% and 200% of the target. The number of performance rights shown in column 3 is equal to the target number of performance rights that may be earned. There is no expiration date for performance rights.
Remarks:
Exhibit List: 1. Exhibit 24 - Power of Attorney
/s/ Lisa Kish, attorney-in-fact for Bruce E. Jones 07/17/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.