0001140361-13-020506.txt : 20130514 0001140361-13-020506.hdr.sgml : 20130514 20130514120646 ACCESSION NUMBER: 0001140361-13-020506 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Toscafund Asset Management LLP CENTRAL INDEX KEY: 0001439289 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13207 FILM NUMBER: 13840171 BUSINESS ADDRESS: STREET 1: 7TH FLOOR STREET 2: 90 LONG ACRE CITY: LONDON STATE: X0 ZIP: WC2E 9RA BUSINESS PHONE: 44 20 7845 6139 MAIL ADDRESS: STREET 1: 7TH FLOOR STREET 2: 90 LONG ACRE CITY: LONDON STATE: X0 ZIP: WC2E 9RA 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Toscafund Asset Management LLP Address: 7th Floor 90 Acre London, England WC2E Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert Lord Title: Partner Phone: 44 207 845 6100 Signature, Place, and Date of Signing: /s/ Robert Lord London 5/14/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 15 Form 13F Information Table Value Total: $ 156,888 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ------------ ------ ---- APOLLO GLOBAL MGMT LLC CL A 037612306 1,731 80,000 SH SOLE NONE 80,000 SH 0 0 APPLE INC. COM 037833100 443 1,000 SH SOLE NONE 1,000 SH 0 0 BAXTER INTL INC. COM 071813109 232 3,200 SH SOLE NONE 3,200 SH 0 0 BLACKSTONE GROUP LP COM 09253U108 13,648 690,000 SH SOLE NONE 690,000 SH 0 0 CITIGROUP INC. COM 172967424 28,977 655,000 SH SOLE NONE 655,000 SH 0 0 CUMMINS INC COM 231021106 203 1,750 SH SOLE NONE 1,750 SH 0 0 HARTFORD FINANCIAL SERVICES GROUP COM 416515104 28,509 1,105,000 SH SOLE NONE 1,105,000 SH 0 0 INERCONTINENT-ALEXCHANGE INC COM 45865V100 14,187 87,000 SH SOLE NONE 87,000 SH 0 0 INTEROIL CORP COM 460951106 609 8,000 SH SOLE NONE 8,000 SH 0 0 LAS VEGAS SANDS CORP COM 517834107 13,524 240,000 SH SOLE NONE 240,000 SH 0 0 MORGAN STANLEY COM 617446448 12,507 569,000 SH SOLE NONE 569,000 SH 0 0 OFFICE DEPOT INC. COM 676220106 118 30,000 SH SOLE NONE 30,000 SH 0 0 PENN NATL GAMING INC COM 707569109 13,608 250,000 SH SOLE NONE 250,000 SH 0 0 PHOENIX COMPANIES INC. COM 71902E604 8,343 271,146 SH SOLE NONE 271,146 SH 0 0 SLM CORP. COM 78442P106 20,249 987,750 SH SOLE NONE 987,750 SH 0 0