0001172661-11-000709.txt : 20111114 0001172661-11-000709.hdr.sgml : 20111111 20111114080718 ACCESSION NUMBER: 0001172661-11-000709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1607 Capital Partners, LLC CENTRAL INDEX KEY: 0001436866 IRS NUMBER: 260529973 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13406 FILM NUMBER: 111197863 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 1-804-525-1750 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 13F-HR 1 six3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1607 Capital Partners, LLC Address: 4991 Lake Brook Dr. Suite 125 Glen Allen, VA 23060 13F File Number: 028-13406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas K. Tattersall Title: Managing Director of Operations and Marketing Phone: 1-804-525-1750 Signature, Place, and Date of Signing: /s/ Thomas K. Tattersall Glen Allen, VA/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $578,651 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN INDONESIA FD INC COM 00305P106 5888 502809 SH SOLE 502809 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 3335 238219 SH SOLE 238219 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 4739 162445 SH SOLE 162445 0 0 ADAMS EXPRESS CO COM 006212104 6439 699135 SH SOLE 699135 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 14763 1852271 SH SOLE 1852271 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 7193 1347053 SH SOLE 1347053 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3853 142748 SH SOLE 142748 0 0 ASIA PAC FD INC COM 044901106 653 69800 SH SOLE 69800 0 0 ASIA TIGERS FD INC COM 04516T105 221 15000 SH SOLE 15000 0 0 BANCROFT FUND LTD COM 059695106 488 32958 SH SOLE 32958 0 0 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464287234 161 4600 SH SOLE 4600 0 0 J F CHINA REGION FD INC COM 46614T107 1007 92586 SH SOLE 92586 0 0 JAPAN EQUITY FD INC COM 471057109 10414 1972277 SH SOLE 1972277 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 5124 687771 SH SOLE 687771 0 0 KOREA EQUITY FD INC COM 50063B104 3426 306162 SH SOLE 306162 0 0 KOREA FD COM NEW 500634209 12732 342539 SH SOLE 342539 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 13260 1033537 SH SOLE 1033537 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 6988 1704400 SH SOLE 1704400 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 1821 505810 SH SOLE 505810 0 0 LMP CAP & INCOME FD INC COM 50208A102 2229 194684 SH SOLE 194684 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 4665 344814 SH SOLE 344814 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 5291 345369 SH SOLE 345369 0 0 MADISON STRTG SECTOR PREM FD COM 558268108 222 21500 SH SOLE 21500 0 0 MALAYSIA FD INC COM 560905101 3293 363013 SH SOLE 363013 0 0 MEXICO EQUITY & INCOME FD COM 592834105 2838 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