SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Reiner Andres

(Last) (First) (Middle)
3100 MAIN STREET
SUITE 900

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PROS Holdings, Inc. [ PRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/01/2016 M 20,000 A $23.04(1) 363,779 D
Common Stock 01/01/2016 F 8,631 D $23.04(1) 355,148 D
Common Stock 01/01/2016 M 26,250 A $23.04(1) 381,398 D
Common Stock 01/01/2016 F 11,012 D $23.04(1) 370,386 D
Common Stock 01/01/2016 M 9,225 A $23.04(1) 379,611 D
Common Stock 01/01/2016 F 3,870 D $23.04(1) 375,741 D
Common Stock 01/01/2016 M 14,300 A $23.04(1) 390,041 D
Common Stock 01/01/2016 F 5,999 D $23.04(1) 384,042 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 01/01/2016 M 20,000 (3) (3) Common Stock 20,000 $0 137,375(4) D
Restricted Stock Units (2) 01/01/2016 M 26,250 (5) (5) Common Stock 26,250 $0 111,125(4) D
Restricted Stock Units (2) 01/01/2016 M 9,225 (6) (6) Common Stock 9,225 $0 101,900(4) D
Restricted Stock Units (2) 01/01/2016 M 14,300 (7) (7) Common Stock 14,300 $0 87,600(4) D
Explanation of Responses:
1. The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2015, the previous business day before the vest date of January 1, 2016.
2. Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
3. This restricted stock unit grant was awarded on February 14, 2012 in the amount of 80,000 restricted stock units, and is the last tranche of annual vestings which occurred over a four year period on January 1 of each year.
4. Includes (i) 26,250 unvested restricted stock units, the last tranche of which will vest January 1, 2017 and is associated with a January 18, 2013 grant; (ii) 18,450 unvested restricted stock units which will vest in equal installments on January 1st over the next two years and is associated with a February 11, 2014 grant; and (iii) 42,900 unvested restricted stock units which will vest in equal installments on January 1st over the next three years, with a final lapse date of January 1, 2019 and is associated with a January 23, 2015 grant.
5. This restricted stock unit grant was awarded on January 18, 2013 in the amount of 105,000 restricted stock units and vest annually, in equal installments, on January 1st of each year over a four year period.
6. This restricted stock unit grant was awarded on February 11, 2014 in the amount of 36,900 restricted stock units and vest annually, in equal installments, on January 1st of each year over a four year period.
7. This restricted stock unit grant was awarded on January 23, 2015 in the amount of 57,200 restricted stock units and vest annually, in equal installments on January 1st of each year over a four year period.
Remarks:
Damian Olthoff, attorney-in-fact for Andres D. Reiner 01/04/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.