<SEC-DOCUMENT>0000932440-16-000383.txt : 20160513 <SEC-HEADER>0000932440-16-000383.hdr.sgml : 20160513 <ACCEPTANCE-DATETIME>20160513160451 ACCESSION NUMBER: 0000932440-16-000383 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ProQuest Associates IV LLC CENTRAL INDEX KEY: 0001431819 IRS NUMBER: 205934968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16604 FILM NUMBER: 161648327 BUSINESS ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 609-919-3567 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 </SEC-HEADER> <DOCUMENT> <TYPE>13F-HR <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> <XML> <?xml version="1.0" encoding="UTF-8"?> <edgarSubmission xsi:schemaLocation="http://www.sec.gov/edgar/thirteenffiler eis_13F_Filer.xsd" xmlns="http://www.sec.gov/edgar/thirteenffiler" xmlns:ns1="http://www.sec.gov/edgar/common" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <headerData> <submissionType>13F-HR</submissionType> <filerInfo> <liveTestFlag>LIVE</liveTestFlag> <flags> <confirmingCopyFlag>false</confirmingCopyFlag> <returnCopyFlag>false</returnCopyFlag> <overrideInternetFlag>false</overrideInternetFlag> </flags> <filer> <credentials> <cik>0001431819</cik> <ccc>XXXXXXXX</ccc> </credentials> </filer> <periodOfReport>03-31-2016</periodOfReport> </filerInfo> </headerData> <formData> <coverPage> <reportCalendarOrQuarter>03-31-2016</reportCalendarOrQuarter> <isAmendment>false</isAmendment> <filingManager> <name>ProQuest Associates IV LLC</name> <address> <ns1:street1>2430 Vanderbilt Beach Road</ns1:street1> <ns1:street2>#108 - 190</ns1:street2> <ns1:city>Naples</ns1:city> <ns1:stateOrCountry>FL</ns1:stateOrCountry> <ns1:zipCode>34109</ns1:zipCode> </address> </filingManager> <reportType>13F HOLDINGS REPORT</reportType> <form13FFileNumber>028-16604</form13FFileNumber> <provideInfoForInstruction5>Y</provideInfoForInstruction5> <additionalInformation>ProQuest Associates IV LLC is the general partner of ProQuest Investments IV, L.P. ProQuest Associates III LLC is the general partner of ProQuest Investments III, L.P. ProQuest Management, L.L.C. is engaged as manager for ProQuest Associates IV LLC and ProQuest Associates III LLC but does not maintain investment and voting power with respect to securities held or controlled by them. Jay Moorin and Alain Schreiber, individuals, control ProQuest Associates IV LLC, ProQuest Associates III LLC and ProQuest Management, L.L.C. ProQuest Associates IV LLC, ProQuest Associates III LLC, Jay Moorin and Alain Schreiber do not own any securities reported herein directly.</additionalInformation> </coverPage> <signatureBlock> <name>Pasquale DeAngelis</name> <title>Member</title> <phone>609-919-3567</phone> <signature>/s/ Pasquale DeAngelis</signature> <city>Buckingham</city> <stateOrCountry>PA</stateOrCountry> <signatureDate>05-13-2016</signatureDate> </signatureBlock> <summaryPage> <otherIncludedManagersCount>1</otherIncludedManagersCount> <tableEntryTotal>5</tableEntryTotal> <tableValueTotal>257429</tableValueTotal> <otherManagers2Info> <otherManager2> <sequenceNumber>1</sequenceNumber> <otherManager> <cik>0001306134</cik> <form13FFileNumber>028-16603</form13FFileNumber> <name>ProQuest Associates III LLC</name> </otherManager> </otherManager2> </otherManagers2Info> </summaryPage> </formData> </edgarSubmission> </XML> </TEXT> </DOCUMENT> <DOCUMENT> <TYPE>INFORMATION TABLE <SEQUENCE>2 <FILENAME>infotable.xml <TEXT> <XML> <?xml version="1.0" ?> <informationTable xsi:schemaLocation="http://www.sec.gov/edgar/document/thirteenf/informationtable eis_13FDocument.xsd" xmlns="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:n1="http://www.sec.gov/edgar/document/thirteenf/informationtable" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <infoTable> <nameOfIssuer>AGILE THERAPEUTICS, INC.</nameOfIssuer> <titleOfClass>Common Stock</titleOfClass> <cusip>00847L100</cusip> <value>12165</value> <shrsOrPrnAmt> <sshPrnamt>1958875</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>1958875</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>AGILE THERAPEUTICS, INC.</nameOfIssuer> <titleOfClass>Common Stock</titleOfClass> <cusip>00847L100</cusip> <value>19273</value> <shrsOrPrnAmt> <sshPrnamt>3103488</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>DFND</investmentDiscretion> <otherManager>1</otherManager> <votingAuthority> <Sole>3103488</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>ANTHERA PHARMACEUTICALS INC.</nameOfIssuer> <titleOfClass>Common Stock</titleOfClass> <cusip>03674U201</cusip> <value>6878</value> <shrsOrPrnAmt> <sshPrnamt>1900000</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>1900000</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>EAGLE PHARMACEUTICALS, INC.</nameOfIssuer> <titleOfClass>Common Stock</titleOfClass> <cusip>269796108</cusip> <value>193598</value> <shrsOrPrnAmt> <sshPrnamt>4780188</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>4780188</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> <infoTable> <nameOfIssuer>IMMUNE DESIGN CORP.</nameOfIssuer> <titleOfClass>Common Stock</titleOfClass> <cusip>45252L103</cusip> <value>25515</value> <shrsOrPrnAmt> <sshPrnamt>1962720</sshPrnamt> <sshPrnamtType>SH</sshPrnamtType> </shrsOrPrnAmt> <investmentDiscretion>SOLE</investmentDiscretion> <votingAuthority> <Sole>1962720</Sole> <Shared>0</Shared> <None>0</None> </votingAuthority> </infoTable> </informationTable> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT>