FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/22/2015 |
3. Issuer Name and Ticker or Trading Symbol
SERVICEMASTER GLOBAL HOLDINGS INC [ SERV ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 9,062 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 12/02/2019 | Common Stock | 17,500 | $11.43 | D | |
Employee Stock Option (right to buy) | (2) | 03/18/2024 | Common Stock | 20,000 | $12 | D | |
Employee Stock Option (right to buy) | (3) | 02/24/2025 | Common Stock | 14,100 | $32.14 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 6,666 | (4) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 5,100 | (5) | D |
Explanation of Responses: |
1. The options were granted on December 2, 2009, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. All of the 17,500 options are fully vested. |
2. The options were granted on March 18, 2014, and vest and become exercisable in four equal installments on the first four anniversaries of the grant date, subject to continued employment with the Company. On March 28, 2015, 5,000 shares vested. |
3. The options were granted on February 24, 2015, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. No shares have vested. |
4. Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 25, 2014, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company. |
5. Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 24 2015, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company. |
Remarks: |
Exhibit List Exhibit 24 - Power of Attorney |
Dirk R. Gardner, Attorney in Fact for Martin Wick | 09/23/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |