0001144204-11-030922.txt : 20110518 0001144204-11-030922.hdr.sgml : 20110518 20110518171201 ACCESSION NUMBER: 0001144204-11-030922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buse Elizabeth CENTRAL INDEX KEY: 0001428425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34457 FILM NUMBER: 11855570 MAIL ADDRESS: STREET 1: P.O. BOX 8999 STREET 2: C/O VISA INC. CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Artio Global Investors Inc. CENTRAL INDEX KEY: 0001419178 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 136174048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3600 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Americas Inc. DATE OF NAME CHANGE: 20071121 4 1 v223315_ex.xml X0303 4 2011-05-17 0 0001419178 Artio Global Investors Inc. ART 0001428425 Buse Elizabeth C/O ARTIO GLOBAL INVESTORS INC. 330 MADISON AVENUE NEW YORK NY 10017 1 0 0 0 Class A common stock 2011-05-17 4 A 0 4082 0 A 11755 D Represents fully vested shares of Class A common stock subject to transfer restrictions, which lapse with respect to one-third of the shares on each of the first, second and third anniversaries of the date of grant (May 17, 2011). /s/ Adam Spilka, as agent for Elizabeth Buse pursuant to a Power of Attorney previously filed as Exhibit 24 2011-05-18