0001011438-11-000194.txt : 20110513 0001011438-11-000194.hdr.sgml : 20110513 20110513152045 ACCESSION NUMBER: 0001011438-11-000194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STELLIAM INVESTMENT MANAGEMENT, LP CENTRAL INDEX KEY: 0001427165 IRS NUMBER: 205834929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12932 FILM NUMBER: 11840413 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND STREET, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 490-6700 MAIL ADDRESS: STREET 1: 31 WEST 52ND STREET, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 form_13f-stelliam.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stelliam Investment Management, LP 31 West 52nd Street, 16th Floor New York, NY 10019 Form 13F File Number: 028-12932 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregg L. Kudisch Title: Chief Financial Officer Phone: (212) 490-6702 Signature, Place, and Date of Signing: /s/ Gregg L. Kudisch New York, NY May 13, 2011 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 -------- Form 13F Information Table Entry Total: 61 -------- Form 13F Information Table Value Total: $751,420 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name ------ ------------- Stelliam Investment Management, LP Form 13F Information Table Quarter ended March 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS or SH/ PUT/ INV. OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MNGR SOLE SHARED NONE ------------------------- ----------- --------- --------- ---------- --- ---- ----- ---- ---- ------ ---------- AERCAP HOLDINGS NV SHS N00985106 $ 8,799 700,000 SH SOLE 700,000 ALBEMARLE CORP COM 012653101 $ 7,023 117,500 SH SOLE 117,500 AMB PROPERTY CORP COM 00163T109 $ 1,799 50,000 SH PUT SOLE 50,000 APACHE CORP COM 037411105 $ 11,456 87,500 SH SOLE 87,500 ASML HOLDING N V NY REG SHS N07059186 $ 11,348 255,000 SH SOLE 255,000 BABCOCK & WILCOX CO NEW COM 05615F102 $ 18,192 545,000 SH SOLE 545,000 CELANESE CORP DEL COM SER A 150870103 $ 6,482 146,100 SH SOLE 146,100 CLEARWATER PAPER CORP COM 18538R103 $ 8,954 110,000 SH SOLE 110,000 COMCAST CORP NEW CL A SPL 20030N200 $ 11,494 495,000 SH SOLE 495,000 *W EXP COMERICA INC 11/14/2018 200340115 $ 4,465 352,413 SH SOLE 352,413 COSTCO WHSL CORP NEW COM 22160K105 $ 8,249 112,500 SH SOLE 112,500 D R HORTON INC COM 23331A109 $ 12,349 1,060,000 SH SOLE 1,060,000 D R HORTON INC COM 23331A109 $ 8,563 735,000 SH CALL SOLE 735,000 NOTE 2.000% D R HORTON INC 5/15/14 23331ABB4 $ 8,874 7,750,000 PRN SOLE 7,750,000 EOG RES INC COM 26875P101 $ 8,059 68,000 SH SOLE 68,000 EXXON MOBIL CORP COM 30231G102 $ 19,560 232,500 SH SOLE 232,500 FRONTIER OIL CORP COM 35914P105 $ 13,047 445,000 SH SOLE 445,000 GAMESTOP CORP NEW CL A 36467W109 $ 23,984 1,065,000 SH SOLE 1,065,000 GAMESTOP CORP NEW CL A 36467W109 $ 20,381 905,000 SH CALL SOLE 905,000 GENERAL MTRS CO COM 37045V100 $ 13,576 437,500 SH SOLE 437,500 GOLDMAN SACHS GROUP INC COM 38141G104 $ 6,978 44,000 SH SOLE 44,000 HCA HOLDINGS INC COM 40412C101 $ 9,907 292,500 SH SOLE 292,500 HORMEL FOODS CORP COM 440452100 $ 8,143 292,500 SH SOLE 292,500 HUNTSMAN CORP COM 447011107 $ 9,125 525,000 SH SOLE 525,000 INVESCO LTD SHS G491BT108 $ 7,796 305,000 SH SOLE 305,000 JETBLUE AIRWAYS CORP COM 477143101 $ 20,597 3,285,000 SH SOLE 3,285,000 JPMORGAN CHASE & CO COM 46625H100 $ 20,515 445,000 SH SOLE 445,000 KNIGHT CAP GROUP INC CL A COM 499005106 $ 8,978 670,000 SH SOLE 670,000 LENNAR CORP CL A 526057104 $ 3,307 182,500 SH SOLE 182,500 LYONDELLBASELL INDUSTRIES NV SHS -A- N53745100 $ 9,492 240,000 SH SOLE 240,000 MACYS INC COM 55616P104 $ 22,319 920,000 SH SOLE 920,000 MAGELLAN HEALTH SVCS INC COM NEW 559079207 $ 3,264 66,500 SH SOLE 66,500 MCDONALDS CORP COM 580135101 $ 11,147 146,500 SH SOLE 146,500 NOTE 1.875% MICRON TECHNOLOGY INC 06/01/14 595112AH6 $ 12,018 11,000,000 PRN SOLE 11,000,000 MICRON TECHNOLOGY INC COM 595112103 $ 9,291 810,000 SH SOLE 810,000 MICROSOFT CORP COM 594918104 $ 30,341 1,195,000 SH SOLE 1,195,000 MICROSOFT CORP COM 594918104 $ 55,604 2,190,000 SH CALL SOLE 2,190,000 NEWMONT MINING CORP COM 651639106 $ 12,281 225,000 SH PUT SOLE 225,000 NEWS CORP CL A 65248E104 $ 13,097 745,000 SH SOLE 745,000 ORACLE CORP COM 68389X105 $ 10,030 300,000 SH SOLE 300,000 PFIZER INC COM 717081103 $ 28,942 1,425,000 SH SOLE 1,425,000 PFIZER INC COM 717081103 $ 2,945 145,000 SH CALL SOLE 145,000 PNC FINL SVCS GROUP INC COM 693475105 $ 14,015 222,500 SH SOLE 222,500 RADVISION LTD ORD M81869105 $ 19,346 1,700,000 SH SOLE 1,700,000 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $ 8,856 255,000 SH SOLE 255,000 SOUTH JERSEY INDS INC COM 838518108 $ 9,235 165,000 SH SOLE 165,000 STERICYCLE INC COM 858912108 $ 7,759 87,500 SH PUT SOLE 87,500 SUNOCO INC COM 86764P109 $ 15,957 350,000 SH PUT SOLE 350,000 TESORO CORP COM 881609101 $ 5,366 200,000 SH PUT SOLE 200,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 28,722 572,500 SH SOLE 572,500 THQ INC COM NEW 872443403 $ 6,156 1,350,000 SH SOLE 1,350,000 THQ INC COM NEW 872443403 $ 1,003 220,000 SH CALL SOLE 220,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS or SH/ PUT/ INV. OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MNGR SOLE SHARED NONE ------------------------- ----------- --------- --------- ---------- --- ---- ----- ---- ---- ------ ---------- NOTE 5.000% THQ INC 8/15/14 872443AB2 $ 11,559 11,750,000 PRN SOLE 11,750,000 TOLL BROTHERS INC COM 889478103 $ 12,653 640,000 SH SOLE 640,000 UNITED CONTL HLDGS INC COM 910047109 $ 9,196 400,000 SH SOLE 400,000 UNITEDHEALTH GROUP INC COM 91324P102 $ 13,560 300,000 SH SOLE 300,000 U S AIRWAYS GROUP INC COM 90341W108 $ 5,008 575,000 SH SOLE 575,000 US BANCORP DEL COM NEW 902973304 $ 10,043 380,000 SH SOLE 380,000 WERNER ENTERPRISES INC COM 950755108 $ 7,942 300,000 SH SOLE 300,000 WESTERN DIGITAL CORP COM 958102105 $ 12,492 335,000 SH SOLE 335,000 WESTPORT INNOVATIONS INC COM NEW 960908309 $ 9,781 445,000 SH SOLE 445,000 Total Fair Market Value (in thousands) $751,420