13F-HR 1 a13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ---------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: DBD Cayman, Ltd. -------------------------------- Address: c/o The Carlyle Group -------------------------------- 1001 Pennsylvania Avenue, NW -------------------------------- Suite 220 S. -------------------------------- Washington, DC 20004-2505 -------------------------------- Form 13F File Number: 28- 12954 ---------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello -------------------------- Title: Managing Director -------------------------- Phone: 202-729-5626 -------------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC November 15, 2010 --------------------------- --------------------- ----------------------- Signature City, State Date [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- ----------------------- ---------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------------ Form 13F Information Table Entry Total: 11 ------------------------ Form 13F Information Table Value Total: $406,741 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- 12429 Carlyle Investment Management L.L.C. ---- ----------------- -------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Boston Private Finl Hldgs In Com 101119105 $48,599 7,431,022 SH -- Shared-Defined 1 7,431,022 China Recycling Energy Corp Com 168913101 $25,452 8,131,746 SH -- Shared-Defined 1 8,131,746 Charter Cl A 16117M305 $77,008 2,369,468 SH -- Shared-Defined 1 2,369,468 Communications Inc D CIT Group Inc Com 125581801 $47,730 1,169,274 SH -- Shared-Defined 1 1,169,274 Concord Med Sponsored Svcs Hldgs Ltd ADR 206277105 $61,069 8,724,233 SH -- Shared-Defined 1 8,724,233 Focus Media Sponsored Hldg Ltd ADR 34415V109 $36,457 1,503,382 SH -- Shared-Defined 1 1,503,382 Intl Paper Co Com 460146103 $2,828 130,000 SH -- Shared-Defined 1 130,000 Owens Corning Com 690742101 $15,381 600,100 SH -- Shared-Defined 1 600,100 Solutia Inc Com 834376501 $21,627 1,350,000 SH -- Shared-Defined 1 1,350,000 Temple Inland Com 879868107 $2,426 130,000 SH -- Shared-Defined 1 130,000 Inc Time Warner Com 88732J207 $68,164 1,262,533 SH -- Shared-Defined 1 1,262,533 Cable Inc