0001214659-13-003868.txt : 20130711 0001214659-13-003868.hdr.sgml : 20130711 20130711161329 ACCESSION NUMBER: 0001214659-13-003868 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 EFFECTIVENESS DATE: 20130711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001426960 IRS NUMBER: 200875379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12787 FILM NUMBER: 13964103 BUSINESS ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 949-673-9944 MAIL ADDRESS: STREET 1: 517 30TH STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92663 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426960 XXXXXXXX 06-30-2013 06-30-2013 false BANTA ASSET MANAGEMENT LP

517 30th Street Newport Beach CA 92663

13F HOLDINGS REPORT 028-12787 N Stephen M. Banta 949-673-9944 /s/ Stephen M. Banta Newport Beach CA 07-11-2013 0 28 36281 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 207 1896 SH SOLE 1896 0 0 ABBVIE INC COM COM 00287Y109 1359 32885 SH SOLE 32885 0 0 APPLE COMPUTER INC COM 37833100 2105 5308 SH SOLE 5308 0 0 AVON PRODS INC COM 54303102 203 9650 SH SOLE 9650 0 0 CHEVRON CORP NEW COM 166764100 201 1695 SH SOLE 1695 0 0 CITIGROUP CAP XI CAP TRUPS 6.0 PREFERRED STOCKS 17307Q205 440 17643 SH SOLE 17643 0 0 CLIFFS NAT RES INC COM COM 18683K101 1977 121685 SH SOLE 121685 0 0 CLIFFS NAT RES INC DEP1/40TH P PREFERRED STOCKS 18683K408 1429 80575 SH SOLE 80575 0 0 CORTS TR II GOLDMAN SACHS CATR PREFERRED STOCKS 22082P208 814 32750 SH SOLE 32750 0 0 COUNTRYWIDE CAP V GTD CAP SEC PREFERRED STOCKS 222388209 448 17825 SH SOLE 17825 0 0 COVIDIEN PLC COM G2554F113 1120 17828 SH SOLE 17828 0 0 EXXON MOBIL CORP COM 30231G102 231 2552 SH SOLE 2552 0 0 FIRST PACTRUST BANCORP INC COM COM 33589V101 1352 99555 SH SOLE 99555 0 0 FIRST PACTRUST BANCORP INC SR PREFERRED STOCKS 33589V309 1922 76100 SH SOLE 76100 0 0 FREEPORT MCMORAN COPPER&GOLDCL COM 35671D857 2198 79605 SH SOLE 79605 0 0 GENERAL ELEC CAP CORP NT 53 PREFERRED STOCKS 369622394 1290 56200 SH SOLE 56200 0 0 GLOBE SPECIALTY METALS INC COM COM 37954N206 1084 99740 SH SOLE 99740 0 0 IBM COM 459200101 287 1502 SH SOLE 1502 0 0 ISHARES TR US PFD STK IDX PREFERRED STOCKS 464288687 7367 187546 SH DFND 187526 20 0 JOY GLOBAL INC COM 481165108 1224 25230 SH SOLE 25230 0 0 LORILLARD INC COM COM 544147101 1308 29955 SH SOLE 29955 0 0 MERRILL LYNCH CAP TR III PFD G PREFERRED STOCKS 59025D207 331 13100 SH SOLE 13100 0 0 PHILIP MORRIS INTL INC COM 718172109 203 2346 SH SOLE 2346 0 0 PITNEY BOWES NT 6.7% PREFERRED STOCKS 724479506 2240 88700 SH SOLE 88700 0 0 PROCTER & GAMBLE COMPANY COM 742718109 731 9501 SH SOLE 9501 0 0 QUALCOMM INC COM 747525103 1177 19260 SH SOLE 19260 0 0 QWEST CORP NT PREFERRED STOCKS 74913G600 2117 87825 SH SOLE 87825 0 0 ZOETIS INC CL A COM 98978V103 916 29655 SH SOLE 29655 0 0