0001426588-13-000006.txt : 20131001 0001426588-13-000006.hdr.sgml : 20131001 20131001165706 ACCESSION NUMBER: 0001426588-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 EFFECTIVENESS DATE: 20131001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barnett & Company, Inc. CENTRAL INDEX KEY: 0001426588 IRS NUMBER: 621176334 STATE OF INCORPORATION: TN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15484 FILM NUMBER: 131127523 BUSINESS ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 BUSINESS PHONE: 423-756-0125 MAIL ADDRESS: STREET 1: 1300 BROAD STREET, SUITE 303 CITY: CHATTANOOGA STATE: TN ZIP: 37402-4976 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001426588 XXXXXXXX 09-30-2013 09-30-2013 Barnett & Company, Inc.

1300 BROAD STREET, SUITE 303 CHATTANOOGA TN 37402-4976

13F HOLDINGS REPORT 028-15484 N Warren Barnett 423-756-0125 Warren Barnett Chattanooga TN 09-30-2013 0 182 194373 false INFORMATION TABLE 2 inftable.xml A G L RESOURCES INC COM 001204106 227 5300 SH SOLE 5300 0 0 A T & T INC NEW COM 00206R102 377 10657 SH SOLE 10657 0 0 ADVANCED CELL TECHNOLOGY COM 00752K105 1 10000 SH SOLE 10000 0 0 ALAMO ENERGY CORP COM 011295102 0 30000 SH SOLE 30000 0 0 ALASKA AIR GROUP INC DE COM 011659109 1043 20066 SH SOLE 20066 0 0 ALPS TRUST ETF ALERIAN MLP COM 00162Q866 240 13440 SH SOLE 13440 0 0 AMERICAN EXPRESS COMPANY COM 025816109 1186 15860 SH SOLE 15860 0 0 AMERICAN WATER WORKS CO COM 030420103 284 6900 SH SOLE 6900 0 0 ANNALY CAPITAL MGMT REIT COM 035710409 1305 103827 SH SOLE 103827 0 0 ARES CAPITAL CORP COM 04010L103 789 45850 SH SOLE 45850 0 0 ATLAS AIR WORLDWIDE HLDG COM 049164205 528 12065 SH SOLE 12065 0 0 ATWOOD OCEANICS INC COM 050095108 213 4083 SH SOLE 4083 0 0 BALLY TECHNOLOGIES INC COM 05874B107 877 15550 SH SOLE 15550 0 0 BANK OF NY MELLON CP NEW COM 064058100 206 7355 SH SOLE 7355 0 0 BHP BILLITON LTD ADR F SPONSOR COM 088606108 1306 22657 SH SOLE 22657 0 0 BIOMED REALTY TRUST INC COM 09063H107 439 21690 SH SOLE 21690 0 0 BLACKROCK HIGH INCOME FD COM 09250E107 21 10000 SH SOLE 10000 0 0 BORG WARNER INC COM 099724106 1662 19295 SH SOLE 19295 0 0 C S X CORP COM 126408103 1144 49325 SH SOLE 49325 0 0 C V S CAREMARK CORP COM 126650100 4288 74997 SH SOLE 74997 0 0 CAMPUS CREST COMMUNITIES COM 13466Y105 252 21850 SH SOLE 21850 0 0 CANADIAN NATL RY CO F COM 136375102 3726 38306 SH SOLE 38306 0 0 CANADIAN PAC RAILWAY F COM 13645T100 237 1950 SH SOLE 1950 0 0 CAPSTEAD MORTGAGE CP NEWREIT COM 14067E506 739 61093 SH SOLE 61093 0 0 CATERPILLAR INC COM 149123101 1167 14152 SH SOLE 14152 0 0 CENTURYLINK INC COM 156700106 557 15768 SH SOLE 15768 0 0 CHEMED CORPORATION NEW COM 16359R103 1298 17914 SH SOLE 17914 0 0 CHEVRON CORPORATION COM 166764100 322 2717 SH SOLE 2717 0 0 CHICAGO BRIDGE & IRON F N Y RE COM 167250109 1283 21505 SH SOLE 21505 0 0 CISCO SYSTEMS INC COM 17275R102 323 13291 SH SOLE 13291 0 0 CLIFFS NATURAL RES INC COM 18683K101 589 36245 SH SOLE 36245 0 0 COACH INC COM 189754104 1486 26031 SH SOLE 26031 0 0 COCA COLA COMPANY COM 191216100 223 5559 SH SOLE 5559 0 0 CONOCOPHILLIPS COM 20825C104 280 4634 SH SOLE 4634 0 0 CONSOL ENERGY INC COM 20854P109 423 15600 SH SOLE 15600 0 0 CROWN HOLDINGS INC COM 228368106 740 18000 SH SOLE 18000 0 0 DELTA AIR LINES INC NEW COM 247361702 1168 62447 SH SOLE 62447 0 0 DEVON ENERGY CP NEW COM 25179M103 458 8824 SH SOLE 8824 0 0 DIAMOND OFFSHR DRILLING COM 25271C102 262 3805 SH SOLE 3805 0 0 DIGITAL REALTY TRUST INC REIT COM 253868103 202 3311 SH SOLE 3311 0 0 DIRECTV COM 25490A309 3207 52020 SH SOLE 52020 0 0 DISCOVER FINANCIAL SVCS COM 254709108 524 10990 SH SOLE 10990 0 0 DISCOVERY COMMUN SER A SERIES COM 25470F104 282 3650 SH SOLE 3650 0 0 DOMINION RES INC VA NEW COM 25746U109 208 3662 SH SOLE 3662 0 0 DUKE ENERGY CORP NEW COM 26441C204 2293 33971 SH SOLE 33971 0 0 E DIGITAL CORPORATION COM 26841Y103 1 12371 SH SOLE 12371 0 0 EATON CORP PLC F COM G29183103 1188 18049 SH SOLE 18049 0 0 EMPIRE DISTRICT ELEC CO COM 291641108 647 29010 SH SOLE 29010 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 305 4939 SH SOLE 4939 0 0 EXXON MOBIL CORPORATION COM 30231G102 403 4458 SH SOLE 4458 0 0 FAMILY DOLLAR STORES INC COM 307000109 467 7490 SH SOLE 7490 0 0 FIFTH STREET FINANCE CP COM 31678A103 2754 263556 SH SOLE 263556 0 0 FIRST HORIZON NATL CORP COM 320517105 319 28462 SH SOLE 28462 0 0 FORD MOTOR COMPANY NEW COM 345370860 727 46972 SH SOLE 46972 0 0 GENERAL ELECTRIC COMPANY COM 369604103 276 11884 SH SOLE 11884 0 0 GENERAL MOTORS CO COM 37045V100 2573 77238 SH SOLE 77238 0 0 GENWORTH FINANCIAL INC COM 37247D106 1918 168100 SH SOLE 168100 0 0 GOODYEAR TIRE & RUBBER COM 382550101 470 30750 SH SOLE 30750 0 0 GREAT PLAINS ENERGY INC COM 391164100 1273 56460 SH SOLE 56460 0 0 H C P INC REIT COM 40414L109 650 14310 SH SOLE 14310 0 0 HANESBRANDS INC COM 410345102 312 6060 SH SOLE 6060 0 0 HARTFORD FINL SVCS GRP COM 416515104 409 13216 SH SOLE 13216 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 3752 148257 SH SOLE 148257 0 0 HEALTH CARE REIT INC REIT COM 42217K106 3979 59362 SH SOLE 59362 0 0 HOME DEPOT INC COM 437076102 333 4293 SH SOLE 4293 0 0 HOSPITALITY PPTYS TRUST BENEFI COM 44106M102 1606 61110 SH SOLE 61110 0 0 ILLINOIS TOOL WORKS INC COM 452308109 813 11751 SH SOLE 11751 0 0 INTEL CORP COM 458140100 874 36055 SH SOLE 36055 0 0 INTERCONTL HTL NEW ADR F SPONS COM 45857P301 616 22434 SH SOLE 22434 0 0 INTL BUSINESS MACHINES COM 459200101 623 3262 SH SOLE 3262 0 0 ISHARE SPSC600BARVAL COM 464287879 270 2885 SH SOLE 2885 0 0 ISHARES S&P U S PFD FUND S&P U COM 464288687 318 8100 SH SOLE 8100 0 0 ISHARES TR S&P 100 INDEXS COM 464287101 495 6885 SH SOLE 6885 0 0 ISHARES TRUST IBOXX $ HIGH YIE COM 464288513 220 2420 SH SOLE 2420 0 0 JARDEN CORP COM 471109108 248 5662 SH SOLE 5662 0 0 JOHNSON CONTROLS INC COM 478366107 1261 35245 SH SOLE 35245 0 0 JPMORGAN CHASE & CO COM 46625H100 204 3865 SH SOLE 3865 0 0 KIMBERLY-CLARK CORP COM 494368103 2293 23601 SH SOLE 23601 0 0 KINDER MORGAN MGMT LLC COM 49455U100 439 5254 SH SOLE 5254 0 0 KKR FINANCIAL HLDGS LLC REIT COM 48248A306 727 68890 SH SOLE 68890 0 0 L T C PROPERTIES INC REIT COM 502175102 3553 90986 SH SOLE 90986 0 0 LAB CP OF AMER HLDG NEW COM 50540R409 2948 29450 SH SOLE 29450 0 0 LAKEWOOD MINING LTD F COM 512536103 0 30000 SH SOLE 30000 0 0 LEGGETT & PLATT INC COM 524660107 806 25930 SH SOLE 25930 0 0 LINCOLN NATIONAL CORP COM 534187109 263 7213 SH SOLE 7213 0 0 LOWES COMPANIES INC COM 548661107 264 6456 SH SOLE 6456 0 0 LYONDELLBASELL INDS F CLASS A COM N53745100 354 5350 SH SOLE 5350 0 0 MACYS INC COM 55616P104 720 15000 SH SOLE 15000 0 0 MARATHON OIL CORP COM 565849106 1406 40662 SH SOLE 40662 0 0 MARATHON PETE CORP COM 56585A102 1575 22160 SH SOLE 22160 0 0 MC DONALDS CORP COM 580135101 295 2975 SH SOLE 2975 0 0 MEDICAL PROPERTIES TRUST REIT COM 58463J304 2618 182800 SH SOLE 182800 0 0 MOHAWK INDUSTRIES INC COM 608190104 467 4150 SH SOLE 4150 0 0 NATIONAL OILWELL VARCO COM 637071101 423 6134 SH SOLE 6134 0 0 NEW YORK CMNTY BANCORP COM 649445103 450 32175 SH SOLE 32175 0 0 NORFOLK SOUTHERN CORP COM 655844108 341 4688 SH SOLE 4688 0 0 OLD DOMINION FREIGHT LNS COM 679580100 234 5620 SH SOLE 5620 0 0 PEABODY ENERGY CORP COM 704549104 155 10580 SH SOLE 10580 0 0 PENN WEST PETE LTD NEW F COM 707887105 290 27437 SH SOLE 27437 0 0 PEPCO HOLDINGS INC COM 713291102 2924 145045 SH SOLE 145045 0 0 PETSMART INC COM 716768106 221 3300 SH SOLE 3300 0 0 PHILIP MORRIS INTL INC COM 718172109 432 4990 SH SOLE 4990 0 0 PNC FINL SERVICES GP INC COM 693475105 284 3891 SH SOLE 3891 0 0 PORTAGE RESOURCES INC COM 735867103 0 30200 SH SOLE 30200 0 0 PORTLAND GENERAL ELEC COM 736508847 3415 111627 SH SOLE 111627 0 0 PORTOLA PACKAGING INC **PRIVAT COM 737990952 0 11939 SH SOLE 11939 0 0 POTASH CORP SASK INC F COM 73755L107 569 14912 SH SOLE 14912 0 0 POTLATCH CORPORATION NEW COM 737630103 915 22636 SH SOLE 22636 0 0 PROCTER & GAMBLE COM 742718109 277 3601 SH SOLE 3601 0 0 RAYONIER INC REIT COM 754907103 499 9000 SH SOLE 9000 0 0 REDDY ICE HLDGS INC NEW COM 75734r303 581 116236 SH SOLE 116236 0 0 REGIONS FINANCIAL CORP COM 7591EP100 121 12655 SH SOLE 12655 0 0 RESOLUTE FOREST PRODUCTS COM 76117W109 141 10676 SH SOLE 10676 0 0 ROYAL CARIBBEAN CRUISESF COM V7780T103 978 29325 SH SOLE 29325 0 0 SCHEIN HENRY INC COM 806407102 1377 14385 SH SOLE 14385 0 0 SCRIPPS NTWK INTERACTIV CLASS COM 811065101 1035 15500 SH SOLE 15500 0 0 SEADRILL LTD F COM G7945E105 3129 76815 SH SOLE 76815 0 0 SIX FLAGS ENTERTAINMENT COM 83001A102 2073 58954 SH SOLE 58954 0 0 SOUTHERN COPPER CORP COM 84265V105 923 33405 SH SOLE 33405 0 0 SPDR BARCLAYS ETF HIGH YIELD V COM 78464A417 431 10915 SH SOLE 10915 0 0 STARWOOD PPTY TRUST INC COM 85571B105 2242 90575 SH SOLE 90575 0 0 SUN COMMUNITIES INC REIT COM 866674104 227 4570 SH SOLE 4570 0 0 TARGET CORPORATION COM 87612E106 2142 31103 SH SOLE 31103 0 0 TEXTRON INCORPORATED COM 883203101 673 25830 SH SOLE 25830 0 0 THE SOUTHERN COMPANY COM 842587107 364 8247 SH SOLE 8247 0 0 THERMO FISHER SCIENTIFIC COM 883556102 2777 32811 SH SOLE 32811 0 0 TIFFANY & CO NEW COM 886547108 1079 14810 SH SOLE 14810 0 0 TRINITY INDUSTRIES INC COM 896522109 597 15531 SH SOLE 15531 0 0 U S AIRWAYS GROUP INC COM 90341W108 1052 64060 SH SOLE 64060 0 0 UNION PACIFIC CORP COM 907818108 3069 19893 SH SOLE 19893 0 0 VERIZON COMMUNICATIONS COM 92343V104 3336 66277 SH SOLE 66277 0 0 WABTEC COM 929740108 1635 30600 SH SOLE 30600 0 0 WALGREEN COMPANY COM 931422109 399 9038 SH SOLE 9038 0 0 WALTER ENERGY INC COM 93317Q105 309 29725 SH SOLE 29725 0 0 WELLS FARGO & CO NEW COM 949746101 971 23532 SH SOLE 23532 0 0 WISDOMTREE MIDCAP COM 97717W505 255 3895 SH SOLE 3895 0 0 XSUNX INC COM 98385L102 0 20000 SH SOLE 20000 0 0 ALLIANCE RES PARTNERS LP LTD 01877R108 1739 24625 SH SOLE 24625 0 0 AMERIGAS PARTNERS LP LTD 030975106 3447 69740 SH SOLE 69740 0 0 ATLAS PIPELINE PART LP LTD 049392103 1953 51132 SH SOLE 51132 0 0 BOARDWALK PIPELINE PTNRS LTD 096627104 1934 64031 SH SOLE 64031 0 0 BREITBURN ENERGY PTNR LP LTD 106776107 820 44950 SH SOLE 44950 0 0 BUCKEYE PARTNERS UTS L P UNIT LTD 118230101 542 7730 SH SOLE 7730 0 0 CEDAR FAIR L P DEP UTS LTD 150185106 1631 39385 SH SOLE 39385 0 0 EAGLE ROCK ENGY PARTNERS LTD 26985R104 264 33500 SH SOLE 33500 0 0 ENBRIDGE ENERGY PTNRS LP LTD 29250R106 562 18432 SH SOLE 18432 0 0 ENERGY TRANSFER PARTNERS UNITS LTD 29273R109 694 13730 SH SOLE 13730 0 0 ENTERPRISE PRD PRTNRS LP LTD 293792107 572 9207 SH SOLE 9207 0 0 FERRELLGAS PARTNERS LP LTD 315293100 2353 108750 SH SOLE 108750 0 0 HI-CRUSH PARTNERS LP LTD 428337109 577 24500 SH SOLE 24500 0 0 HOLLY ENERGY PARTNERS LTD 435763107 856 22495 SH SOLE 22495 0 0 KINDER MORGAN ENERGY LP UNIT L LTD 494550106 1283 15028 SH SOLE 15028 0 0 LINN ENERGY LTD 536020100 1000 30130 SH SOLE 30130 0 0 NATURAL RESOURCE PTNR LP LTD 63900P103 855 41550 SH SOLE 41550 0 0 NAVIOS MARITIME PTNRS F LTD Y62267102 1349 93355 SH SOLE 93355 0 0 NISKA GAS STORAGE PTNRS LTD 654678101 450 30100 SH SOLE 30100 0 0 NUSTAR ENERGY LP LTD 67058H102 1469 32183 SH SOLE 32183 0 0 ONEOK PARTNERS LP LTD 68268N103 1656 33450 SH SOLE 33450 0 0 PLAINS ALL AMERN PPLN LP UNIT LTD 726503105 329 5900 SH SOLE 5900 0 0 PVR PARTNERS LP LTD 693665101 659 24145 SH SOLE 24145 0 0 QR ENERGY LP LTD 74734R108 192 10900 SH SOLE 10900 0 0 RHINO RES PARTNERS LP LTD 76218Y103 825 63800 SH SOLE 63800 0 0 T C PIPELINES LP LTD 87233Q108 1937 40115 SH SOLE 40115 0 0 TEEKAY LNG PARTNERS LP F LTD Y8564M105 503 11505 SH SOLE 11505 0 0 TEEKAY OFFSHORE PARTNERF LTD Y8565J101 1352 41625 SH SOLE 41625 0 0 WESTERN GAS PARTNERS L P LTD 958254104 1714 26420 SH SOLE 26420 0 0 WILLIAMS PARTNERS LTD 96950F104 1646 31900 SH SOLE 31900 0 0 ISHARES TR MSCI EAFE FD MSCI E COM 464287465 374 6522 SH SOLE 6522 0 0 REALTY INCOME CORP REIT COM 756109104 400 9533 SH SOLE 9533 0 0 Stonemor Partners LP COM 86183Q100 572 22729 SH SOLE 22729 0 0 VORNADO REALTY TRUST COM 929042109 228 2750 SH SOLE 2750 0 0 AEGON NV 6.50% PFD F PERPETUAL PFD 007924400 648 26190 SH SOLE 26190 0 0 AEGON NV 7.25% PFD F CAP SECS PFD N00927348 233 9272 SH SOLE 9272 0 0 AFLAC INC 5.5%52 SUB DEB DUE 0 PFD 001055300 360 14500 SH SOLE 14500 0 0 Ashford Hospitality Trust Inc PFD 044103208 260 10160 SH SOLE 10160 0 0 BANK OF AMER SER I PFD DEP SH PFD 060505740 262 10000 SH SOLE 10000 0 0 BARCLAYS BANK 7.75%ADR F SPONS PFD 06739H511 280 11100 SH SOLE 11100 0 0 CBL & ASSOC DEP SHS PFD REPS 1 PFD 124830605 547 21638 SH SOLE 21638 0 0 CBL& ASSOC 6.625% DEP SH REP 1 PFD 124830803 469 18850 SH SOLE 18850 0 0 CHARLES SCHWAB CP 6% PFD NON-C PFD 808513204 299 11730 SH SOLE 11730 0 0 CLIFFS NAT RES 7% PFD DEP 1/40 PFD 18683K408 2121 119540 SH SOLE 119540 0 0 CORNERSTONE BANCSHA PFD PFD CO PFD 218924207 5504 229320 SH SOLE 229320 0 0 Commonwealth REIT 7.25% Pfd Se PFD 203233606 201 8000 SH SOLE 8000 0 0 DIGITAL RLTY TR 6.625% SERIES PFD 253868806 496 19890 SH SOLE 19890 0 0 HEALTH CARE REIT 6.5% SERIES J PFD 42217K700 290 11390 SH SOLE 11390 0 0 ING GROEP N V 8.50%38F CAP SEC PFD 456837806 351 13887 SH SOLE 13887 0 0 LASALLE HTL 7.25% G PFD PERPET PFD 517942603 255 10267 SH SOLE 10267 0 0 METLIFE INC B 6.50% PFD NON-CU PFD 59156R603 281 11100 SH SOLE 11100 0 0 Morgan Stanley Capital Tr VII PFD 61750K208 426 17140 SH SOLE 17140 0 0 PUBLIC STORAGE 5.375%PFD DEP S PFD 74460W800 348 14750 SH SOLE 14750 0 0 REDDY ICE HLDGS INC PFD 7% CON PFD 75734R204 0 44445 SH SOLE 44445 0 0 SL GREEN RLTY 6.5% PFD SERIES PFD 78440X507 514 20840 SH SOLE 20840 0 0 SLM CORP 6%43 SENIOR NOTE DUE PFD 78442P304 859 37433 SH SOLE 37433 0 0