0001085146-13-001513.txt : 20130814 0001085146-13-001513.hdr.sgml : 20130814 20130814174546 ACCESSION NUMBER: 0001085146-13-001513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLG INC. CENTRAL INDEX KEY: 0001425915 IRS NUMBER: 134120903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13070 FILM NUMBER: 131038786 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-224-7200 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425915 XXXXXXXX 06-30-2013 06-30-2013 false GLG INC.
452 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10018
13F HOLDINGS REPORT 028-13070 N
Nadine Le Gall Chief Compliance Officer 212-649-6700 /s/ Nadine Le Gall New York NY 08-14-2013 1 733 4094935 1 0001289643 028-10979 GLG Partners LP
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 4782 137087 SH DFND 1 137087 0 0 ABBVIE INC COM 00287Y109 2166 52403 SH DFND 52403 0 0 ABBVIE INC COM 00287Y109 10330 249868 SH DFND 1 249868 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2345 32591 SH DFND 1 32591 0 0 ACE LTD SHS H0023R105 3397 37973 SH DFND 1 37973 0 0 ACORDA THERAPEUTICS INC COM 00484M106 1059 32089 SH DFND 1 32089 0 0 ACTAVIS INC COM 00507K103 698 5528 SH DFND 5528 0 0 ACTAVIS INC COM 00507K103 1543 12222 SH DFND 1 12222 0 0 ACTIVISION BLIZZARD INC COM 00507V109 609 42674 SH DFND 1 42674 0 0 ACUITY BRANDS INC COM 00508Y102 868 11493 SH DFND 11493 0 0 ADOBE SYS INC COM 00724F101 1811 39748 SH DFND 1 39748 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 13685 168595 SH DFND 168595 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 41319 509043 SH DFND 1 509043 0 0 AES CORP COM 00130H105 802 66890 SH DFND 1 66890 0 0 AETNA INC NEW COM 00817Y108 1726 27168 SH DFND 27168 0 0 AETNA INC NEW COM 00817Y108 7186 113092 SH DFND 1 113092 0 0 AFLAC INC COM 001055102 3131 53876 SH DFND 1 53876 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1088 25446 SH DFND 25446 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1444 33766 SH DFND 1 33766 0 0 AIR PRODS & CHEMS INC COM 009158106 1732 18916 SH DFND 1 18916 0 0 AIRGAS INC COM 009363102 586 6137 SH DFND 1 6137 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 548 12885 SH DFND 1 12885 0 0 ALBEMARLE CORP COM 012653101 526 8446 SH DFND 1 8446 0 0 ALCOA INC COM 013817101 807 103149 SH DFND 1 103149 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1945 21087 SH DFND 1 21087 0 0 ALKERMES PLC SHS G01767105 295 10300 SH DFND 10300 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 257 9787 SH DFND 1 9787 0 0 ALLERGAN INC COM 018490102 537 6376 SH DFND 6376 0 0 ALLERGAN INC COM 018490102 6044 71747 SH DFND 1 71747 0 0 ALLIANT ENERGY CORP COM 018802108 599 11883 SH DFND 1 11883 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 3686 268881 SH DFND 1 268881 0 0 ALLSTATE CORP COM 020002101 2789 57955 SH DFND 1 57955 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 365 69566 SH DFND 1 69566 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 9477 530900 SH Put DFND 1 530900 0 0 ALTERA CORP COM 021441100 1006 30491 SH DFND 1 30491 0 0 ALTRIA GROUP INC COM 02209S103 7804 223018 SH DFND 1 223018 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 332 57250 SH DFND 57250 0 0 AMAZON COM INC COM 023135106 9563 34439 SH DFND 1 34439 0 0 AMEREN CORP COM 023608102 807 23443 SH DFND 1 23443 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 860 37424 SH DFND 1 37424 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 462 25295 SH DFND 1 25295 0 0 AMERICAN ELEC PWR INC COM 025537101 4751 106099 SH DFND 1 106099 0 0 AMERICAN EXPRESS CO COM 025816109 7211 96451 SH DFND 1 96451 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4674 104554 SH DFND 1 104554 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2099 28685 SH DFND 1 28685 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 732 17756 SH DFND 1 17756 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 14773 358306 SH DFND 358306 0 0 AMERIPRISE FINL INC COM 03076C106 1725 21328 SH DFND 1 21328 0 0 AMERISOURCEBERGEN CORP COM 03073E105 3549 63571 SH DFND 1 63571 0 0 AMGEN INC COM 031162100 138 1403 SH DFND 1403 0 0 AMGEN INC COM 031162100 11252 114052 SH DFND 1 114052 0 0 AMICUS THERAPEUTICS INC COM 03152W109 56 23851 SH DFND 23851 0 0 ANADARKO PETE CORP COM 032511107 9360 108928 SH DFND 1 108928 0 0 ANALOG DEVICES INC COM 032654105 1713 38020 SH DFND 1 38020 0 0 ANN INC COM 035623107 1992 60000 SH DFND 1 60000 0 0 ANNALY CAP MGMT INC COM 035710409 1185 94238 SH DFND 1 94238 0 0 APACHE CORP COM 037411105 7760 92572 SH DFND 1 92572 0 0 APOLLO GROUP INC CL A 037604105 231 13061 SH DFND 1 13061 0 0 APPLE INC COM 037833100 35042 88472 SH DFND 1 88472 0 0 APPLIED MATLS INC COM 038222105 1870 125453 SH DFND 1 125453 0 0 ARCH CAP GROUP LTD ORD G0450A105 672 13072 SH DFND 1 13072 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1837 54151 SH DFND 1 54151 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 1281 35400 SH Put DFND 1 35400 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 2593 71664 SH DFND 71664 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 387 10691 SH DFND 1 10691 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 2967 82000 SH Call DFND 82000 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 391 10800 SH Call DFND 1 10800 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 8538 236000 SH Put DFND 236000 0 0 ARUBA NETWORKS INC COM 043176106 3710 241550 SH DFND 1 241550 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1566 136742 SH DFND 1 136742 0 0 ASHLAND INC NEW COM 044209104 6107 73140 SH DFND 73140 0 0 ASSURED GUARANTY LTD COM G0585R106 552 25000 SH DFND 1 25000 0 0 AT&T INC COM 00206R102 18795 530931 SH DFND 1 530931 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 46135 941709 SH DFND 1 941709 0 0 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 23935 1092898 SH DFND 1 1092898 0 0 ATMEL CORP COM 049513104 300 40764 SH DFND 1 40764 0 0 AUTODESK INC COM 052769106 714 21041 SH DFND 1 21041 0 0 AUTOLIV INC COM 052800109 625 8078 SH DFND 1 8078 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 3753 54506 SH DFND 1 54506 0 0 AUTOZONE INC COM 053332102 2039 4812 SH DFND 1 4812 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 1054 63397 SH DFND 1 63397 0 0 AVALONBAY CMNTYS INC COM 053484101 1133 8396 SH DFND 1 8396 0 0 AVIS BUDGET GROUP COM 053774105 2101 73076 SH DFND 1 73076 0 0 AVON PRODS INC COM 054303102 859 40863 SH DFND 1 40863 0 0 AXIALL CORP COM 05463D100 7216 169469 SH DFND 1 169469 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 566 12360 SH DFND 1 12360 0 0 B/E AEROSPACE INC COM 073302101 3233 51246 SH DFND 1 51246 0 0 B2GOLD CORP COM 11777Q209 381 179578 SH DFND 1 179578 0 0 BAKER HUGHES INC COM 057224107 3121 67653 SH DFND 1 67653 0 0 BALL CORP COM 058498106 597 14364 SH DFND 1 14364 0 0 BANK NEW YORK MELLON CORP COM 064058100 3223 114909 SH DFND 1 114909 0 0 BANK OF AMERICA CORPORATION COM 060505104 2751 213910 SH DFND 1 213910 0 0 BANK OF AMERICA CORPORATION COM 060505104 8393 652607 SH DFND 652607 0 0 BARD C R INC COM 067383109 6731 61931 SH DFND 1 61931 0 0 BARRICK GOLD CORP COM 067901108 1555 98816 SH DFND 1 98816 0 0 BAXTER INTL INC COM 071813109 4412 63696 SH DFND 1 63696 0 0 BB&T CORP COM 054937107 3623 106940 SH DFND 1 106940 0 0 BED BATH & BEYOND INC COM 075896100 1514 21354 SH DFND 1 21354 0 0 BELLATRIX EXPLORATION LTD COM 078314101 203 33125 SH DFND 33125 0 0 BERKLEY W R CORP COM 084423102 4171 102084 SH DFND 1 102084 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4552 27 SH DFND 1 27 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6302 56306 SH DFND 1 56306 0 0 BEST BUY INC COM 086516101 1866 68268 SH DFND 68268 0 0 BEST BUY INC COM 086516101 22107 808907 SH DFND 1 808907 0 0 BIOGEN IDEC INC COM 09062X103 45 210 SH DFND 210 0 0 BIOGEN IDEC INC COM 09062X103 7418 34471 SH DFND 1 34471 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 375 6728 SH DFND 6728 0 0 BLACKROCK INC COM 09247X101 2079 8096 SH DFND 1 8096 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 618 25000 SH DFND 1 25000 0 0 BLOCK H & R INC COM 093671105 881 31753 SH DFND 1 31753 0 0 BMC SOFTWARE INC COM 055921100 3848 85243 SH DFND 85243 0 0 BOEING CO COM 097023105 15366 150000 SH Call DFND 1 150000 0 0 BOEING CO COM 097023105 216 2105 SH DFND 2105 0 0 BOEING CO COM 097023105 1323 12915 SH DFND 1 12915 0 0 BORGWARNER INC COM 099724106 902 10472 SH DFND 1 10472 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1298 140041 SH DFND 1 140041 0 0 BRE PROPERTIES INC CL A 05564E106 10394 207800 SH Call DFND 1 207800 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6973 156023 SH DFND 1 156023 0 0 BROADCOM CORP CL A 111320107 2440 72286 SH DFND 1 72286 0 0 BROADSOFT INC COM 11133B409 1515 54885 SH DFND 1 54885 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 906 41090 SH DFND 41090 0 0 BROWN & BROWN INC COM 115236101 3316 102854 SH DFND 1 102854 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2068 122956 SH DFND 1 122956 0 0 CABOT OIL & GAS CORP COM 127097103 3991 56191 SH DFND 1 56191 0 0 CABOT OIL & GAS CORP COM 127097103 245 3451 SH DFND 3451 0 0 CALPINE CORP COM NEW 131347304 642 30228 SH DFND 1 30228 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 1448 23679 SH DFND 1 23679 0 0 CANADIAN NAT RES LTD COM 136385101 3112 110724 SH DFND 1 110724 0 0 CANADIAN PAC RY LTD COM 13645T100 14556 119919 SH DFND 119919 0 0 CANADIAN PAC RY LTD COM 13645T100 2952 24319 SH DFND 1 24319 0 0 CARDINAL HEALTH INC COM 14149Y108 3373 71459 SH DFND 1 71459 0 0 CAREFUSION CORP COM 14170T101 867 23515 SH DFND 1 23515 0 0 CARMAX INC COM 143130102 1098 23794 SH DFND 1 23794 0 0 CATAMARAN CORP COM 148887102 466 9561 SH DFND 9561 0 0 CATERPILLAR INC DEL COM 149123101 2735 33163 SH DFND 1 33163 0 0 CBRE GROUP INC CL A 12504L109 732 31343 SH DFND 1 31343 0 0 CBS CORP NEW CL B 124857202 2774 56759 SH DFND 1 56759 0 0 CELANESE CORP DEL COM SER A 150870103 602 13427 SH DFND 1 13427 0 0 CELGENE CORP COM 151020104 622 5321 SH DFND 1 5321 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 3104 293352 SH DFND 1 293352 0 0 CENTENE CORP DEL COM 15135B101 906 17269 SH DFND 1 17269 0 0 CENTERPOINT ENERGY INC COM 15189T107 907 38590 SH DFND 1 38590 0 0 CENTURYLINK INC COM 156700106 2069 58533 SH DFND 1 58533 0 0 CF INDS HLDGS INC COM 125269100 1183 6900 SH DFND 1 6900 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1274 10289 SH DFND 1 10289 0 0 CHENIERE ENERGY INC COM NEW 16411R208 6888 248114 SH DFND 248114 0 0 CHENIERE ENERGY INC COM NEW 16411R208 13885 500190 SH DFND 1 500190 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1312 64390 SH DFND 1 64390 0 0 CHEVRON CORP NEW COM 166764100 22210 187680 SH DFND 1 187680 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 2092 35061 SH DFND 1 35061 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1107 3039 SH DFND 1 3039 0 0 CHUBB CORP COM 171232101 2163 25555 SH DFND 1 25555 0 0 CHURCH & DWIGHT INC COM 171340102 849 13755 SH DFND 1 13755 0 0 CIGNA CORPORATION COM 125509109 1435 19800 SH DFND 19800 0 0 CIGNA CORPORATION COM 125509109 1519 20961 SH DFND 1 20961 0 0 CIMAREX ENERGY CO COM 171798101 585 8998 SH DFND 1 8998 0 0 CISCO SYS INC COM 17275R102 5697 234346 SH DFND 234346 0 0 CISCO SYS INC COM 17275R102 16429 675838 SH DFND 1 675838 0 0 CIT GROUP INC COM NEW 125581801 3296 70678 SH DFND 1 70678 0 0 CITIGROUP INC COM NEW 172967424 18103 377386 SH DFND 377386 0 0 CITIGROUP INC COM NEW 172967424 3267 68100 SH Call DFND 68100 0 0 CITIGROUP INC COM NEW 172967424 20392 425089 SH DFND 1 425089 0 0 CITRIX SYS INC COM 177376100 937 15532 SH DFND 1 15532 0 0 CLEARWIRE CORP NEW CL A 18538Q105 1563 313775 SH DFND 313775 0 0 CLOROX CO DEL COM 189054109 985 11852 SH DFND 1 11852 0 0 CME GROUP INC COM 12572Q105 6123 80585 SH DFND 1 80585 0 0 CME GROUP INC COM 12572Q105 5167 68000 SH Call DFND 68000 0 0 CMS ENERGY CORP COM 125896100 709 26088 SH DFND 1 26088 0 0 COBALT INTL ENERGY INC COM 19075F106 3106 116885 SH DFND 1 116885 0 0 COCA COLA CO COM 191216100 15350 382704 SH DFND 1 382704 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 1027 29203 SH DFND 1 29203 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1824 29133 SH DFND 1 29133 0 0 COLGATE PALMOLIVE CO COM 194162103 4999 87242 SH DFND 1 87242 0 0 COLONY FINL INC COM 19624R106 4212 211791 SH DFND 1 211791 0 0 COMCAST CORP NEW CL A 20030N101 12672 302574 SH DFND 1 302574 0 0 COMERICA INC COM 200340107 1620 40681 SH DFND 1 40681 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 1148 24480 SH DFND 1 24480 0 0 CONAGRA FOODS INC COM 205887102 717 20525 SH DFND 20525 0 0 CONAGRA FOODS INC COM 205887102 1391 39829 SH DFND 1 39829 0 0 CONCHO RES INC COM 20605P101 270 3230 SH DFND 3230 0 0 CONCHO RES INC COM 20605P101 802 9576 SH DFND 1 9576 0 0 CONOCOPHILLIPS COM 20825C104 6670 110252 SH DFND 1 110252 0 0 CONSOL ENERGY INC COM 20854P109 1456 53721 SH DFND 1 53721 0 0 CONSTELLATION BRANDS INC CL A 21036P108 868 16646 SH DFND 1 16646 0 0 CONTINENTAL RESOURCES INC COM 212015101 30 351 SH DFND 351 0 0 CONTINENTAL RESOURCES INC COM 212015101 375 4359 SH DFND 1 4359 0 0 CORNING INC COM 219350105 2120 148925 SH DFND 1 148925 0 0 COSTCO WHSL CORP NEW COM 22160K105 4720 42687 SH DFND 1 42687 0 0 COVANTA HLDG CORP COM 22282E102 769 38425 SH DFND 1 38425 0 0 COVIDIEN PLC SHS G2554F113 2928 46588 SH DFND 1 46588 0 0 CREE INC COM 225447101 735 11503 SH DFND 1 11503 0 0 CROCS INC COM 227046109 849 51432 SH DFND 1 51432 0 0 CROWN CASTLE INTL CORP COM 228227104 16740 231254 SH DFND 1 231254 0 0 CROWN HOLDINGS INC COM 228368106 590 14351 SH DFND 1 14351 0 0 CSX CORP COM 126408103 2363 101904 SH DFND 1 101904 0 0 CUMMINS INC COM 231021106 1085 10000 SH DFND 1 10000 0 0 CVS CAREMARK CORPORATION COM 126650100 7002 122452 SH DFND 1 122452 0 0 D R HORTON INC COM 23331A109 1564 73490 SH DFND 1 73490 0 0 DANAHER CORP DEL COM 235851102 3618 57158 SH DFND 1 57158 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 8059 66713 SH DFND 66713 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 843 6979 SH DFND 1 6979 0 0 DEERE & CO COM 244199105 2875 35389 SH DFND 1 35389 0 0 DELL INC COM 24702R101 3337 250000 SH Call DFND 1 250000 0 0 DELL INC COM 24702R101 2497 187064 SH DFND 187064 0 0 DELL INC COM 24702R101 1758 131677 SH DFND 1 131677 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 88 1735 SH DFND 1735 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 371 19812 SH DFND 1 19812 0 0 DENBURY RES INC COM NEW 247916208 652 37669 SH DFND 1 37669 0 0 DENTSPLY INTL INC NEW COM 249030107 561 13702 SH DFND 1 13702 0 0 DEVON ENERGY CORP NEW COM 25179M103 1937 37328 SH DFND 1 37328 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 482 7010 SH DFND 1 7010 0 0 DIAMONDBACK ENERGY INC COM 25278X109 204 6132 SH DFND 6132 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3504 105157 SH DFND 1 105157 0 0 DIRECTV COM 25490A309 3098 50277 SH DFND 1 50277 0 0 DISCOVER FINL SVCS COM 254709108 6079 127605 SH DFND 1 127605 0 0 DISCOVER FINL SVCS COM 254709108 20479 429863 SH DFND 429863 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1045 13530 SH DFND 1 13530 0 0 DISH NETWORK CORP CL A 25470M109 856 20116 SH DFND 1 20116 0 0 DISNEY WALT CO COM DISNEY 254687106 7647 121085 SH DFND 121085 0 0 DISNEY WALT CO COM DISNEY 254687106 18182 287909 SH DFND 1 287909 0 0 DOLE FOOD CO INC NEW COM 256603101 3343 262180 SH DFND 1 262180 0 0 DOLLAR GEN CORP NEW COM 256677105 99 1958 SH DFND 1958 0 0 DOLLAR GEN CORP NEW COM 256677105 2604 51636 SH DFND 1 51636 0 0 DOLLAR TREE INC COM 256746108 1605 31569 SH DFND 1 31569 0 0 DOMINION RES INC VA NEW COM 25746U109 55 967 SH DFND 967 0 0 DOMINION RES INC VA NEW COM 25746U109 3135 55188 SH DFND 1 55188 0 0 DOVER CORP COM 260003108 1340 17257 SH DFND 1 17257 0 0 DOW CHEM CO COM 260543103 3694 114816 SH DFND 1 114816 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 660 25704 SH DFND 1 25704 0 0 DTE ENERGY CO COM 233331107 1160 17318 SH DFND 1 17318 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1388 26448 SH DFND 1 26448 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 75 1108 SH DFND 1108 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 11306 167508 SH DFND 1 167508 0 0 DUKE REALTY CORP COM NEW 264411505 390 25017 SH DFND 1 25017 0 0 E M C CORP MASS COM 268648102 16251 688034 SH DFND 1 688034 0 0 EASTMAN CHEM CO COM 277432100 1497 21384 SH DFND 1 21384 0 0 EATON CORP PLC SHS G29183103 216 3282 SH DFND 3282 0 0 EBAY INC COM 278642103 2951 57051 SH DFND 1 57051 0 0 EBAY INC COM 278642103 8917 172400 SH Call DFND 1 172400 0 0 EBAY INC COM 278642103 11576 223815 SH DFND 223815 0 0 ECHOSTAR CORP CL A 278768106 773 19755 SH DFND 1 19755 0 0 EDISON INTL COM 281020107 4179 86763 SH DFND 1 86763 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 751 11183 SH DFND 1 11183 0 0 ELAN PLC ADR 284131208 975 68961 SH DFND 68961 0 0 ELAN PLC ADR 284131208 6178 436913 SH DFND 1 436913 0 0 ELAN PLC ADR 284131208 8693 614800 SH Call DFND 1 614800 0 0 ENERGEN CORP COM 29265N108 368 7042 SH DFND 1 7042 0 0 ENERGIZER HLDGS INC COM 29266R108 640 6371 SH DFND 1 6371 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 252 4984 SH DFND 1 4984 0 0 ENERSIS S A SPONSORED ADR 29274F104 68 4149 SH DFND 4149 0 0 ENSCO PLC SHS CLASS A G3157S106 2772 47691 SH DFND 1 47691 0 0 EOG RES INC COM 26875P101 6828 51851 SH DFND 1 51851 0 0 EQT CORP COM 26884L109 1143 14403 SH DFND 1 14403 0 0 EQUIFAX INC COM 294429105 3987 67659 SH DFND 67659 0 0 EQUINIX INC COM NEW 29444U502 950 5143 SH DFND 1 5143 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1706 29384 SH DFND 1 29384 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 11727 313812 SH DFND 1 313812 0 0 EVEREST RE GROUP LTD COM G3223R108 670 5223 SH DFND 1 5223 0 0 EXELON CORP COM 30161N101 2549 82515 SH DFND 1 82515 0 0 EXPEDIA INC DEL COM NEW 30212P303 580 9644 SH DFND 1 9644 0 0 EXPEDIA INC DEL COM NEW 30212P303 138 2289 SH DFND 2289 0 0 EXPEDITORS INTL WASH INC COM 302130109 3324 87438 SH DFND 1 87438 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4086 66232 SH DFND 1 66232 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1030 16699 SH DFND 16699 0 0 EXXON MOBIL CORP COM 30231G102 39888 441476 SH DFND 1 441476 0 0 F M 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CO COM 382550101 201 13119 SH DFND 1 13119 0 0 GOOGLE INC CL A 38259P508 3609 4099 SH DFND 4099 0 0 GOOGLE INC CL A 38259P508 32013 36363 SH DFND 1 36363 0 0 GRAINGER W W INC COM 384802104 1427 5658 SH DFND 1 5658 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 1101 14673 SH DFND 1 14673 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 12560 441022 SH DFND 441022 0 0 GROUPON INC COM CL A 399473107 969 114000 SH DFND 1 114000 0 0 GROUPON INC COM CL A 399473107 8500 1000000 SH Call DFND 1 1000000 0 0 HALLIBURTON CO COM 406216101 2646 63412 SH DFND 1 63412 0 0 HARLEY DAVIDSON INC COM 412822108 1865 34014 SH DFND 1 34014 0 0 HARRIS CORP DEL COM 413875105 546 11087 SH DFND 1 11087 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1261 40769 SH DFND 1 40769 0 0 HASBRO INC COM 418056107 477 10649 SH DFND 1 10649 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 373 23736 SH DFND 23736 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 1616 102802 SH DFND 1 102802 0 0 HELMERICH & PAYNE INC COM 423452101 707 11314 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INC COM 703395103 387 10284 SH DFND 1 10284 0 0 PATTERSON UTI ENERGY INC COM 703481101 720 37185 SH DFND 1 37185 0 0 PEABODY ENERGY CORP COM 704549104 1036 70795 SH DFND 1 70795 0 0 PENNEY J C INC COM 708160106 295 17262 SH DFND 17262 0 0 PENNEY J C INC COM 708160106 16981 994194 SH DFND 1 994194 0 0 PENTAIR LTD SHS H6169Q108 105 1818 SH DFND 1818 0 0 PENTAIR LTD SHS H6169Q108 654 11341 SH DFND 1 11341 0 0 PEPCO HOLDINGS INC COM 713291102 443 21967 SH DFND 1 21967 0 0 PEPSICO INC COM 713448108 11441 139889 SH DFND 1 139889 0 0 PERKINELMER INC COM 714046109 2949 90727 SH DFND 90727 0 0 PERKINELMER INC COM 714046109 905 27858 SH DFND 1 27858 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 506 4575 SH DFND 4575 0 0 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 2847 214867 SH DFND 1 214867 0 0 PETSMART INC COM 716768106 712 10628 SH DFND 1 10628 0 0 PFIZER INC COM 717081103 6225 222227 SH DFND 222227 0 0 PFIZER INC COM 717081103 21258 758948 SH DFND 1 758948 0 0 PFIZER INC COM 717081103 14005 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SPON ADR REP B 74735M108 1937 83476 SH DFND 83476 0 0 QLIK TECHNOLOGIES INC COM 74733T105 2827 99993 SH DFND 99993 0 0 QLIK TECHNOLOGIES INC COM 74733T105 1158 40979 SH DFND 1 40979 0 0 QLOGIC CORP COM 747277101 983 102875 SH DFND 1 102875 0 0 QUALCOMM INC COM 747525103 16905 276770 SH DFND 1 276770 0 0 QUANTA SVCS INC COM 74762E102 2498 94400 SH DFND 1 94400 0 0 QUEST DIAGNOSTICS INC COM 74834L100 927 15295 SH DFND 1 15295 0 0 QUESTAR CORP COM 748356102 1370 57436 SH DFND 1 57436 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 19075 448195 SH DFND 1 448195 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 903 21221 SH DFND 21221 0 0 RANGE RES CORP COM 75281A109 1216 15723 SH DFND 1 15723 0 0 RANGE RES CORP COM 75281A109 61 788 SH DFND 788 0 0 RAYTHEON CO COM NEW 755111507 2539 38402 SH DFND 1 38402 0 0 RED HAT INC COM 756577102 4589 95968 SH DFND 1 95968 0 0 REGENCY CTRS CORP COM 758849103 443 8727 SH DFND 1 8727 0 0 REGIONS FINL CORP NEW COM 7591EP100 1258 131954 SH DFND 1 131954 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 396 4568 SH DFND 1 4568 0 0 REYNOLDS AMERICAN INC COM 761713106 1632 33732 SH DFND 1 33732 0 0 RIVERBED TECHNOLOGY INC COM 768573107 3839 246750 SH DFND 1 246750 0 0 ROBERT HALF INTL INC COM 770323103 433 13042 SH DFND 1 13042 0 0 ROBERT HALF INTL INC COM 770323103 100 3024 SH DFND 3024 0 0 ROCK-TENN CO CL A 772739207 826 8273 SH DFND 1 8273 0 0 ROCKWELL AUTOMATION INC COM 773903109 702 8447 SH DFND 1 8447 0 0 ROCKWELL COLLINS INC COM 774341101 820 12939 SH DFND 1 12939 0 0 ROSS STORES INC COM 778296103 2469 38095 SH DFND 1 38095 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 409 12008 SH DFND 1 12008 0 0 ROYAL GOLD INC COM 780287108 891 21163 SH DFND 1 21163 0 0 SAFEWAY INC COM NEW 786514208 10 423 SH DFND 1 423 0 0 SALESFORCE COM INC COM 79466L302 33 858 SH DFND 1 858 0 0 SANDISK CORP COM 80004C101 1829 29931 SH DFND 1 29931 0 0 SBA COMMUNICATIONS CORP COM 78388J106 7566 102084 SH DFND 1 102084 0 0 SCANA CORP NEW COM 80589M102 625 12739 SH DFND 1 12739 0 0 SCHEIN HENRY INC COM 806407102 829 8660 SH DFND 1 8660 0 0 SCHLUMBERGER LTD COM 806857108 11909 166184 SH DFND 1 166184 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1062 50000 SH DFND 1 50000 0 0 SEALED AIR CORP NEW COM 81211K100 424 17717 SH DFND 1 17717 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 502 6400 SH DFND 1 6400 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 365 9531 SH DFND 1 9531 0 0 SEMPRA ENERGY COM 816851109 2850 34860 SH DFND 1 34860 0 0 SERVICENOW INC COM 81762P102 7361 182259 SH DFND 182259 0 0 SERVICENOW INC COM 81762P102 1101 27257 SH DFND 1 27257 0 0 SHERWIN WILLIAMS CO COM 824348106 1442 8164 SH DFND 1 8164 0 0 SHIRE PLC SPONSORED ADR 82481R106 176 1847 SH DFND 1847 0 0 SIGMA ALDRICH CORP COM 826552101 944 11744 SH DFND 1 11744 0 0 SIMON PPTY GROUP INC NEW COM 828806109 6604 41816 SH DFND 1 41816 0 0 SINA CORP ORD G81477104 46 824 SH DFND 824 0 0 SIRIUS XM RADIO INC COM 82967N108 1131 337486 SH DFND 1 337486 0 0 SLM CORP COM 78442P106 2846 124497 SH DFND 1 124497 0 0 SOUTHWESTERN ENERGY CO COM 845467109 211 5776 SH DFND 5776 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1266 34651 SH DFND 1 34651 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7057 44105 SH DFND 44105 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1019 6368 SH DFND 1 6368 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1296081 8100000 SH Call DFND 1 8100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12001 75000 SH Put DFND 1 75000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2315 11019 SH DFND 1 11019 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4243 144224 SH DFND 144224 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 599 18058 SH DFND 1 18058 0 0 SPECTRA ENERGY CORP COM 847560109 2208 64083 SH DFND 1 64083 0 0 SPIRIT RLTY CAP INC COM 84860F109 512 28894 SH DFND 1 28894 0 0 SPLUNK INC COM 848637104 7705 166193 SH DFND 166193 0 0 SPLUNK INC COM 848637104 1167 25174 SH DFND 1 25174 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 748 106607 SH DFND 106607 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 2538 361487 SH DFND 1 361487 0 0 SPX CORP COM 784635104 349 4849 SH DFND 1 4849 0 0 ST JUDE MED INC COM 790849103 1537 33689 SH DFND 1 33689 0 0 STANLEY BLACK & DECKER INC COM 854502101 1198 15493 SH DFND 1 15493 0 0 STARBUCKS CORP COM 855244109 10627 162273 SH DFND 162273 0 0 STARBUCKS CORP COM 855244109 9385 143304 SH DFND 1 143304 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1198 18964 SH DFND 1 18964 0 0 STARWOOD PPTY TR INC COM 85571B105 16277 657673 SH DFND 1 657673 0 0 STATE STR CORP COM 857477103 3065 47013 SH DFND 1 47013 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 2789 314831 SH DFND 1 314831 0 0 STRYKER CORP COM 863667101 1841 28468 SH DFND 1 28468 0 0 SUNTRUST BKS INC COM 867914103 1643 52030 SH DFND 1 52030 0 0 SWIFT TRANSN CO CL A 87074U101 1884 113878 SH DFND 1 113878 0 0 SYMANTEC CORP COM 871503108 1353 60205 SH DFND 1 60205 0 0 SYSCO CORP COM 871829107 1992 58311 SH DFND 1 58311 0 0 TABLEAU SOFTWARE INC CL A 87336U105 217 3919 SH DFND 1 3919 0 0 TABLEAU SOFTWARE INC CL A 87336U105 1492 26915 SH DFND 26915 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2070 113010 SH DFND 1 113010 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 15428 842117 SH DFND 842117 0 0 TARGET CORP COM 87612E106 3874 56264 SH DFND 1 56264 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1538 63310 SH DFND 1 63310 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1856 40746 SH DFND 1 40746 0 0 TEMPUR PEDIC INTL INC COM 88023U101 2472 56308 SH DFND 1 56308 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 3788 82172 SH DFND 1 82172 0 0 TERADATA CORP DEL COM 88076W103 7272 144775 SH DFND 1 144775 0 0 TEREX CORP NEW COM 880779103 5533 210365 SH DFND 1 210365 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1551 39572 SH DFND 39572 0 0 THE ADT CORPORATION COM 00101J106 942 23634 SH DFND 1 23634 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1101 13007 SH DFND 13007 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1187 14020 SH DFND 1 14020 0 0 TIFFANY & CO NEW COM 886547108 959 13164 SH DFND 1 13164 0 0 TIME WARNER CABLE INC COM 88732J207 4019 35729 SH DFND 1 35729 0 0 TJX COS INC NEW COM 872540109 4737 94625 SH DFND 1 94625 0 0 T-MOBILE US INC COM 872590104 1407 56735 SH DFND 1 56735 0 0 TOLL BROTHERS INC COM 889478103 699 21437 SH DFND 21437 0 0 TOTAL SYS SVCS INC COM 891906109 898 36668 SH DFND 36668 0 0 TOTAL SYS SVCS INC COM 891906109 1034 42225 SH DFND 1 42225 0 0 TRACTOR SUPPLY CO COM 892356106 957 8136 SH DFND 8136 0 0 TRACTOR SUPPLY CO COM 892356106 496 4216 SH DFND 1 4216 0 0 TRANSDIGM GROUP INC COM 893641100 2419 15430 SH DFND 1 15430 0 0 TRAVELERS COMPANIES INC COM 89417E109 2876 35990 SH DFND 1 35990 0 0 TURQUOISE HILL RES LTD COM 900435108 1482 250000 SH DFND 1 250000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3737 113411 SH DFND 1 113411 0 0 ULTRA PETROLEUM CORP COM 903914109 311 15710 SH DFND 1 15710 0 0 UNDER ARMOUR INC CL A 904311107 472 7900 SH DFND 1 7900 0 0 UNION PAC CORP COM 907818108 8722 56534 SH DFND 1 56534 0 0 UNITED CONTL HLDGS INC COM 910047109 311 9943 SH DFND 1 9943 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3264 37738 SH DFND 1 37738 0 0 UNITED RENTALS INC COM 911363109 5095 102084 SH DFND 1 102084 0 0 UNITED STATES STL CORP NEW COM 912909108 274 15612 SH DFND 1 15612 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10726 115411 SH DFND 1 115411 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6247 95402 SH DFND 1 95402 0 0 UNUM GROUP COM 91529Y106 830 28267 SH DFND 1 28267 0 0 URBAN OUTFITTERS INC COM 917047102 81 2010 SH DFND 2010 0 0 URBAN OUTFITTERS INC COM 917047102 1500 37289 SH DFND 1 37289 0 0 US BANCORP DEL COM NEW 902973304 4906 135708 SH DFND 1 135708 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5595 65000 SH DFND 1 65000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1830 52642 SH DFND 1 52642 0 0 VALSPAR CORP COM 920355104 1642 25398 SH DFND 1 25398 0 0 VALUECLICK INC COM 92046N102 5032 203900 SH Put DFND 1 203900 0 0 VERISIGN INC COM 92343E102 662 14812 SH DFND 1 14812 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 12344 245214 SH DFND 1 245214 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 834 10443 SH DFND 1 10443 0 0 VIACOM INC NEW CL B 92553P201 5199 76400 SH Call DFND 1 76400 0 0 VIACOM INC NEW CL B 92553P201 9509 139729 SH DFND 1 139729 0 0 VISA INC COM CL A 92826C839 19758 108117 SH DFND 108117 0 0 VISA INC COM CL A 92826C839 7949 43498 SH DFND 1 43498 0 0 VISTEON CORP COM NEW 92839U206 364 5759 SH DFND 5759 0 0 VMWARE INC CL A COM 928563402 17 254 SH DFND 254 0 0 VMWARE INC CL A COM 928563402 10701 159746 SH DFND 1 159746 0 0 VMWARE INC CL A COM 928563402 2767 41300 SH Call DFND 41300 0 0 VMWARE INC CL A COM 928563402 422 6300 SH Call DFND 1 6300 0 0 VULCAN MATLS CO COM 929160109 623 12876 SH DFND 1 12876 0 0 WABCO HLDGS INC COM 92927K102 213 2848 SH DFND 2848 0 0 WALGREEN CO COM 931422109 6219 140711 SH DFND 140711 0 0 WALGREEN CO COM 931422109 3732 84438 SH DFND 1 84438 0 0 WAL-MART STORES INC COM 931142103 10320 138536 SH DFND 1 138536 0 0 WALTER ENERGY INC COM 93317Q105 632 60815 SH DFND 1 60815 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 5311 267133 SH DFND 267133 0 0 WASTE MGMT INC DEL COM 94106L109 1717 42579 SH DFND 1 42579 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1675 122250 SH DFND 1 122250 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 4696 102086 SH DFND 1 102086 0 0 WELLPOINT INC COM 94973V107 4384 53563 SH DFND 1 53563 0 0 WELLS FARGO & CO NEW COM 949746101 21834 529060 SH DFND 1 529060 0 0 WESCO INTL INC COM 95082P105 7287 107229 SH DFND 107229 0 0 WESTERN UN CO COM 959802109 2784 162713 SH DFND 1 162713 0 0 WEYERHAEUSER CO COM 962166104 944 33130 SH DFND 1 33130 0 0 WHIRLPOOL CORP COM 963320106 7373 64468 SH DFND 64468 0 0 WHITING PETE CORP NEW COM 966387102 542 11753 SH DFND 11753 0 0 WHITING PETE CORP NEW COM 966387102 4820 104576 SH DFND 1 104576 0 0 WHITING USA TR II TR UNIT 966388100 982 76235 SH DFND 1 76235 0 0 WHOLE FOODS MKT INC COM 966837106 1718 33372 SH DFND 1 33372 0 0 WILLIAMS COS INC DEL COM 969457100 3246 99973 SH DFND 1 99973 0 0 WILLIAMS COS INC DEL COM 969457100 18076 556700 SH Call DFND 1 556700 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 1559 38238 SH DFND 1 38238 0 0 WISCONSIN ENERGY CORP COM 976657106 955 23291 SH DFND 1 23291 0 0 WORKDAY INC CL A 98138H101 1408 21963 SH DFND 21963 0 0 WORKDAY INC CL A 98138H101 212 3305 SH DFND 1 3305 0 0 WRIGHT MED GROUP INC COM 98235T107 2410 91938 SH DFND 1 91938 0 0 XCEL ENERGY INC COM 98389B100 1335 47103 SH DFND 1 47103 0 0 XEROX CORP COM 984121103 822 90670 SH DFND 1 90670 0 0 XILINX INC COM 983919101 981 24768 SH DFND 1 24768 0 0 XL GROUP PLC SHS G98290102 919 30312 SH DFND 1 30312 0 0 XPO LOGISTICS INC COM 983793100 1085 60000 SH DFND 1 60000 0 0 XYLEM INC COM 98419M100 454 16854 SH DFND 1 16854 0 0 YAHOO INC COM 984332106 2851 113530 SH DFND 1 113530 0 0 YUM BRANDS INC COM 988498101 4246 61228 SH DFND 1 61228 0 0 ZIMMER HLDGS INC COM 98956P102 1289 17203 SH DFND 1 17203 0 0 ZOETIS INC CL A 98978V103 2164 70041 SH DFND 70041 0 0