-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D173Ns3LT8hsGrPuYtIVvBXS54UEjPghyjjWc89Nbu3p3KLNbpzC3wVGOl3XAORc 68Fcif/oMkc+AQIf8/X4SQ== 0001140361-09-018771.txt : 20090812 0001140361-09-018771.hdr.sgml : 20090812 20090812165018 ACCESSION NUMBER: 0001140361-09-018771 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 091007441 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 form13fa.txt PENTWATER CAPITAL MANAGEMENT 13F-HR/A 3-31-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pentwater Capital Management LP Address: 227 West Monroe Street, Suite 4000 Chicago, IL 60606 Form 13F File Number: 28-12843 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Neal Nenadovic Title: Chief Financial Officer Phone: 312-589-6405 Signature, Place, and Date of Signing: /s/ Neal Nenadovic Chicago, IL 8/12/2009 - ------------------ ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total (In Thousands): 559,943
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- ----------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- AMERICREDIT CORP NOTE 03060RAP6 912 2,000,000 PRN SOLE 2,000,000 0 0 CENTURYTEL, INC. COM 156700106 3,501 124,519 SH SOLE 124,519 0 0 CITIGROUP INC. COM 172967101 442 174,616 SH SOLE 174,616 0 0 CITIGROUP INC. COM 172967901 8,153 32,224 SH CALL SOLE 32,224 0 0 CITRIX SYSTEMS INC COM 177376100 566 25,000 SH SOLE 25,000 0 0 DIREXION SHS ETF TRUST LARGE CAP BULL 25459W862 339 15,000 SH SOLE 15,000 0 0 EMC CORP/MASS COM 268648952 1,140 1,000 SH CALL SOLE 1,000 0 0 FORD MOTOR COMPANY NOTE 345370CF5 1,441 4,000,000 PRN SOLE 4,000,000 0 0 GENENTECH INC. COM 368710956 - 6,000 SH PUT SOLE 6,000 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RP LP 559080106 550 18,743 SH SOLE 18,743 0 0 NEWS CORP CL A 65248E104 497 75,000 SH SOLE 75,000 0 0 NOVA CHEMICALS CORPORATION COM 66977W959 750 1,302 SH PUT SOLE 1,302 0 0 NOVA CHEMICALS CORPORATION COM 66977W109 864 150,000 SH SOLE 150,000 0 0 OPENTV CORP CL A G67543101 2,824 1,870,000 SH SOLE 1,870,000 0 0 PETRO-CANADA COM 71644E102 2,658 100,007 SH SOLE 100,007 0 0 PROSHARES ULTRASHORT REAL ESTATE PSHS REAL ESTATE 74347R552 264 5,000 SH SOLE 5,000 0 0 REINSURANCE GROUP OF AMERICA COM 759351604 4,211 130,000 SH SOLE 130,000 0 0 ROHM AND HAAS COMPANY COM 775371107 109,824 1,393,000 SH SOLE 0 0 0 ROHM AND HAAS COMPANY COM 775371957 128,541 16,304 SH PUT SOLE 0 0 0 ROHM AND HAAS COMPANY COM 775371907 176,483 22,385 SH CALL SOLE 0 0 0 SCHERING-PLOUGH CORP COM 806605101 47,100 2,000,000 SH SOLE 2,000,000 0 0 SIRIUS XM RADIO INC COM 82967N108 70 200,000 SH SOLE 200,000 0 0 SPDR TRUST SERIES 1 UNIT SER 1 78462F103 1,590 20,000 SH SOLE 20,000 0 0 STEWART ENTERPRISES INC NOTE 860370AH8 1,864 3,000,000 PRN SOLE 3,000,000 0 0 STEWART ENTERPRISES INC NOTE 860370AK1 6,047 11,000,000 PRN SOLE 11,000,000 0 0 SUN MICROSYSTEMS INC COM 866810203 1,830 250,000 SH SOLE 250,000 0 0 WYETH COM 983024950 8,608 2,000 SH PUT SOLE 2,000 0 0 WYETH COM 983024100 47,344 1,100,000 SH SOLE 1,100,000 0 0 XM SATELLITE RADIO HLDGS INC COM 983759951 228 6,500 SH PUT SOLE 6,500 0 0 XM SATELLITE RADIO HLDGS INC NOTE 983759AC5 1,302 1,400,000 PRN SOLE 1,400,000 0 0
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