0001425040-12-000002.txt : 20120214 0001425040-12-000002.hdr.sgml : 20120214 20120214122245 ACCESSION NUMBER: 0001425040-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CarVal Investors, LLC CENTRAL INDEX KEY: 0001425040 IRS NUMBER: 203793520 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12737 FILM NUMBER: 12606193 BUSINESS ADDRESS: STREET 1: 12700 WHITEWATER DR CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: 9529843447 MAIL ADDRESS: STREET 1: 12700 WHITEWATER DR CITY: MINNETONKA STATE: MN ZIP: 55343 13F-HR 1 carval13f4q11.txt CARVAL Q4 2011 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CarVal Investors, LLC Address: 12700 Whitewater Drive, MS 144, MINNETONKA, MN 55343 13 File Number: 28-12737 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: UZI ROSHA Title: CHIEF COMPLIANCE OFFICER Phone: 952-984-3447 Signature, Place and Date of Signing: 12700 Whitewater Drive Minnetonka, MN 55343 February 14, 2012 Additional Information: Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $1,163,733 (thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -- AMERICAN INTL GROUP INC W EXP 01/19/202 026874156 63915 2754975 SH SOLE 2754975 0 0 BP PLC CALL 055622904 25644 600000 SH CALL SOLE 600000 0 0 CEMEX SAB DE CV CALL 151290909 8160 1514000 SH CALL SOLE 1514000 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 4050 50000 SH SOLE 50000 0 0 CITIGROUP INC CALL 172967904 21048 800000 SH CALL SOLE 800000 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 6370 507573 SH SOLE 507573 0 0 COMPANHIA SIDERURGICA NACION CALL 20440W905 1227 150000 SH CALL SOLE 150000 0 0 DANA HLDG CORP COM 235825205 300 24708 SH SOLE 24708 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 22300 881773 SH SOLE 881773 0 0 SPDR S&P 500 ETF TR PUT 78462F953 1004000 8000000 SH PUT SOLE 8000000 0 0 TRANSOCEAN LTD CALL H8817H900 6718 175000 SH CALL SOLE 175000 0 0