0001140361-11-027791.txt : 20110516 0001140361-11-027791.hdr.sgml : 20110516 20110516161947 ACCESSION NUMBER: 0001140361-11-027791 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ridgeback Capital Investments L.P. CENTRAL INDEX KEY: 0001423994 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12856 FILM NUMBER: 11847138 BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-624-2567 MAIL ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgeback Capital Investments L.P. Address: 430 Park Avenue, 12th Floor New York, New York 10022 Form 13F File Number: 28-12856 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Ridgeback Capital Investments Ltd., as General Partner, by Bud Holman Title: Director Phone: (212) 808-7729 Signature, Place, and Date of Signing: /s/ Bud Holman New York, New York 5/16/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $ 614,834 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12280 Ridgeback Capital Management LP ---- -------------------- ---------------------------------------------------- 2 28-12277 Ridgeback Capital Investments Ltd. ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---------- Amgen Inc. Common Stock 031162100 50,778 950,000 SH SOLE 1,2 0 0 950,000 BioMarin Pharmaceuticals Inc. Common Stock 09061G101 60,312 2,400,000 SH SOLE 1,2 0 0 2,400,000 InterMune Inc. Common Stock 45884X103 47,190 1,000,000 SH SOLE 1,2 0 0 1,000,000 Ironwood Pharmaceuticals Common Stock 46333X108 145,242 10,389,262 SH SOLE 1,2 0 0 10,389,262 The Medicines Company Common Stock 584688105 78,192 4,800,000 SH SOLE 1,2 0 0 4,800,000 Onyx Pharmaceuticals, Inc. Common Stock 683399109 57,076 1,622,400 SH SOLE 1,2 0 0 1,622,400 Regeneron Pharmaceuticals, Inc. Common Stock 75886F107 85,386 1,900,000 SH SOLE 1,2 0 0 1,900,000 Pharmasset, Inc. Common Stock 71715N106 87,226 1,108,200 SH SOLE 1,2 0 0 1,108,200 YM BioSciences Inc. Common Stock 984238105 3,432 1,300,000 SH SOLE 1,2 0 0 1,300,000