-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fv7xv4riZrVsQ/vXj4/FaaMPF/8UWY5nMDWM+fOShO1zvtKpScJWvBvB+F0CDHeQ cHJ9pvfgMdA1d0SnaWo1Fg== 0000897423-11-000023.txt : 20110209 0000897423-11-000023.hdr.sgml : 20110209 20110209172040 ACCESSION NUMBER: 0000897423-11-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 EFFECTIVENESS DATE: 20110209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BBT Capital Management, Inc. CENTRAL INDEX KEY: 0001423900 IRS NUMBER: 261642533 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12712 FILM NUMBER: 11588209 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8400 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 bbtcapmgt13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BBT Capital Management, Inc. Address: 201 Main Street, Suite 3200 Fort Worth, Texas 76102 Form 13F File Number: 28-12712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: William O. Reimann Title: Vice President Phone: 817/390-8400 Signature, Place, and Date of Signing: /s/ William O. Reimann Fort Worth, Texas February 9, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 221 Form 13F Information Table Value Total: $2,077,239 (thousands) List of Other Included Managers:
No. Form 13F File Number Name 1 28-5275 BBT Fund, L.P. 2 28-10369 CAP Fund, L.P. 3 28-12147 SRI Fund, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AT&T INC COM 00206R102 1175 40000 SH Defined 1,2,3 40000 ABBOTT LABS COM 002824100 3488 72800 SH Defined 1,2,3 72800 ABITIBIBOWATER INC COM NEW 003687209 3609 152466 SH Defined 1,2,3 152466 ACHILLION PHARMACEUTICALS IN COM 00448Q201 1038 250000 SH Defined 1,2,3 250000 ACTIVISION BLIZZARD INC COM 00507V109 2737 220000 SH Defined 1,2,3 220000 ACTIVISION BLIZZARD INC COM 00507V109 311 25000 SH CALL Defined 1,2,3 ADOLOR CORP COM 00724X102 581 480000 SH Defined 1,2,3 480000 AIRGAS INC COM 009363102 15428 247000 SH Defined 1,2,3 247000 ALCOA INC NOTE 5.25 013817AT8 29858 12000000 PRN Defined 1,2,3 ALERE INC PERP PFD C 01449J204 48783 195572 SH Defined 1,2,3 195572 ALEXION PHARMACEUTICALS INC COM 015351109 5236 65000 SH Defined 1,2,3 65000 ALKERMES INC COM 01642T108 355 28900 SH Defined 1,2,3 28900 ALLERGAN INC COM 018490102 2496 36353 SH Defined 1,2,3 36353 ALLIANCE HEALTHCARE SRVCSCOM NEW 018606202 1654 390000 SH Defined 1,2,3 390000 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 618 32058 SH Defined 1,2,3 32058 AMARIN CORP PLC SPONS ADR 023111206 10013 1220900 SH Defined 1,2,3 1220900 AMEREN CORP COM 023608102 10502 372532 SH Defined 1,2,3 372532 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4457 346549 SH Defined 1,2,3 346549 AMERICAN ELEC PWR INC COM 025537101 14151 393298 SH Defined 1,2,3 393298 AMERICAN TOWER CORP COM 029912201 1033 20000 SH CALL Defined 1,2,3 AMYLIN PHARMACEUTICANOTENC3.00 032346AF5 4363 5000000 PRN Defined 1,2,3 ANADARKO PETE CORP COM 032511107 15793 207366 SH Defined 1,2,3 207366 ANADARKO PETE CORP COM 032511107 51385 674700 SH PUT Defined 1,2,3 ANADYS PHARMACEUTICALS INC COM 03252Q408 958 675000 SH Defined 1,2,3 675000 ARDEA BIOSCIENCES INC COM 03969P107 390 15000 SH Defined 1,2,3 15000 ARMSTRONG WORLD INDS INC NEW COM 04247X102 12012 279346 SH Defined 1,2,3 279346 ATHENAHEALTH INC COM 04685W103 1024 25000 SH Defined 1,2,3 25000 ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 1954 35000 SH Defined 1,2,3 35000 AVIS BUDGET GROUP NOTE 3.50 053774AB1 38440 32000000 PRN Defined 1,2,3 BANK OF AMERICA CORPORATION COM 060505104 1147 85951 SH Defined 1,2,3 85951 BARRETT BILL CORP NOTE 5.00 06846NAA2 2060 2000000 PRN Defined 1,2,3 BON-TON STORES INC COM 09776J101 298 23553 SH Defined 1,2,3 23553 BOYD GAMING CORP COM 103304101 3710 350000 SH Defined 1,2 350000 BUCYRUS INTL INC NEW COM 118759109 5990 67000 SH Defined 1,2,3 67000 CIGNA CORP COM 125509109 4249 115900 SH Defined 1,2,3 115900 CMS ENERGY CORP COM 125896100 5789 311223 SH Defined 1,2,3 311223 CSX CORP COM 126408103 7107 110000 SH Defined 1,2,3 110000 CVS CAREMARK CORPORATION COM 126650100 3724 107100 SH Defined 1,2,3 107100 CABOT OIL & GAS CORP COM 127097103 1130 29857 SH Defined 1,2,3 29857 CAMERON INTERNATIONAL CORP COM 13342B105 24433 481637 SH Defined 1,2,3 481637 CANADIAN NAT RES LTD COM 136385101 510 11472 SH Defined 1,2,3 11472 CARNIVAL CORP COM 143658300 922 20000 SH PUT Defined 1,2,3 CASEYS GEN STORES INC COM 147528103 9817 230940 SH Defined 1,2,3 230940 CELGENE CORP RIGHT 12/3 151020112 687 140147 SH Defined 1,2,3 140147 CENTENE CORP DEL COM 15135B101 258 10200 SH Defined 1,2,3 10200 CENTERPOINT ENERGY INC COM 15189T107 21453 1364716 SH Defined 1,2,3 1364716 CEPHALON INC COM 156708109 1543 25000 SH Defined 1,2,3 25000 CHELSEA THERAPEUTICS INTL LTCOM 163428105 375 50000 SH Defined 1,2,3 50000 CHESAPEAKE ENERGY CORP COM 165167107 2915 112500 SH Defined 1,2,3 112500 CHEVRON CORP NEW COM 166764100 20988 230000 SH Defined 1,2,3 230000 CHINA DIGITAL TV HLDG CO LTD SPONSORED 16938G107 709 100000 SH Defined 1,2,3 100000 CHOICE HOTELS INTL INC COM 169905106 1148 30000 SH CALL Defined 1,2,3 CHIQUITA BRANDS INTL INC NOTE 4.25 170032AT3 9702 10000000 PRN Defined 1,2,3 CIMAREX ENERGY CO COM 171798101 19340 218454 SH Defined 1,2,3 218454 COMCAST CORP NEW COM 20030N200 4786 230000 SH PUT Defined 1,2,3 COMMUNITY HEALTH SYS INC NEW COM 203668108 224 6000 SH Defined 1,2 6000 CONCHO RES INC COM 20605P101 6137 70000 SH Defined 1,2,3 70000 CONSTELLATION ENERGY PRTNR COM UNIT L 21038E101 2123 763688 SH Defined 1 763688 CORNERSTONE THERAPEUTICS INC COM 21924P103 1529 264000 SH Defined 1,2,3 264000 CROWN CASTLE INTL CORP COM 228227104 438 10000 SH CALL Defined 1,2,3 CTRIP COM INTL LTD COM 22943F100 405 10000 SH CALL Defined 1,2,3 CUMMINS INC COM 231021106 3894 35400 SH Defined 1,2,3 35400 D R HORTON INC NOTE 2.00 23331ABB4 30445 26850000 PRN Defined 1,2,3 DTE ENERGY CO COM 233331107 24694 544878 SH Defined 1,2,3 544878 DELTA AIR LINES INC DEL COM NEW 247361702 4250 337316 SH Defined 1,2,3 337316 DENDREON CORP COM 24823Q107 3492 100000 SH Defined 1,2,3 100000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 32675 488628 SH Defined 1,2,3 488628 DISCOVERY COMMUNICATNS NCOM SER C 25470F302 7562 206100 SH Defined 1,2,3 206100 DIRECTV COM CL A 25490A101 351 8802 SH Defined 1,2,3 8802 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 41296 873804 SH Defined 1,2,3 873804 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 14178 300000 SH PUT Defined 1,2,3 DOMINION RES INC VA NEW COM 25746U109 12503 292674 SH Defined 1,2,3 292674 EOG RES INC COM 26875P101 12668 138586 SH Defined 1,2,3 138586 EQT CORP COM 26884L109 31076 693034 SH Defined 1,2,3 693034 EXCO RESOURCES INC COM 269279402 3884 200000 SH Defined 1,2,3 200000 ELAN PLC ADR 284131208 4584 800000 SH Defined 1,2,3 800000 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 821 12700 SH Defined 1,2,3 12700 ENCANA CORP COM 292505104 2748 94376 SH Defined 1,2,3 94376 ENDO PHARMACEUTICALS HLDGCOM 29264F205 5714 160000 SH Defined 1,2,3 160000 ENSCO PLC SPONSORED 29358Q109 17565 329051 SH Defined 1,2,3 329051 EXPRESS SCRIPTS INC COM 302182100 3602 66647 SH Defined 1,2,3 66647 FXCM INC COM CL A 302693106 2783 210000 SH Defined 1,2,3 210000 FOCUS MEDIA HLDG LTD SPONSORED 34415V109 1316 60000 SH Defined 1,2,3 60000 FORD MTR CO DEL *W EXP 01/ 345370860 62123 3700000 SH Defined 1,2,3 3700000 FORD MTR CO DEL COM 345370860 37744 2248000 SH PUT Defined 1,2,3 FOREST OIL CORP COM 346091705 1857 48900 SH PUT Defined 1,2,3 FRONTIER COMMUNICATIONS CORP COM 35906A108 763 78400 SH CALL Defined 1,2,3 FRONTIER OIL CORP COM 35914P105 10419 578500 SH Defined 1,2,3 578500 GSI COMMERCE INC COM 36238G102 7961 342700 SH Defined 1,2,3 342700 GSI COMMERCE INC COM 36238G102 1626 70000 SH CALL Defined 1,2,3 GANNETT INC COM 364730101 1962 130000 SH CALL Defined 1,2,3 GENERAL MTRS CO JR PFD CNV 37045V209 21644 400000 SH Defined 1,2,3 400000 MIRANT CORP NEW *W EXP 01/ 37244E107 6133 1609800 SH Defined 1,2,3 1609800 GENTIVA HEALTH SERVICES INC COM 37247A102 1875 70503 SH Defined 1,2,3 70503 GENZYME CORP COM 372917104 455 6386 SH Defined 1,2,3 6386 GILEAD SCIENCES INC COM 375558103 9354 258100 SH Defined 1,2,3 258100 GOODYEAR TIRE & RUBR CO COM 382550101 17706 1494150 SH Defined 1,2,3 1494150 GOOGLE INC CL A 38259P508 10097 17000 SH Defined 1,2,3 17000 GOOGLE INC COM 38259P508 594 1000 SH PUT Defined 1,2,3 GRAPHIC PACKAGING HLDG CO COM 388689101 379 97400 SH Defined 1,2,3 97400 HSN INC COM 404303109 613 20000 SH PUT Defined 1,2,3 HALLIBURTON CO COM 406216101 26033 637591 SH Defined 1,2,3 637591 HARTE-HANKS INC COM 416196103 4310 337500 SH Defined 1,2,3 337500 HARTE-HANKS INC COM 416196103 100 7800 SH CALL Defined 1,2,3 HARTE-HANKS INC COM 416196103 1532 120000 SH PUT Defined 1,2,3 HEALTHSOUTH CORP COM NEW 421924309 288 13900 SH Defined 1,2,3 13900 HERTZ GLOBAL HOLDINGS INC NOTE 5.25 42805TAA3 38192 19980000 PRN Defined 1,2,3 HESS CORP COM 42809H107 29448 384741 SH Defined 1,2,3 384741 HUMAN GENOME SCIENCES INC COM 444903108 1194 50000 SH Defined 1,2,3 50000 HUNT J B TRANS SVCS INC COM 445658107 3755 92000 SH Defined 1,2,3 92000 ICON PUB LTD CO SPONSORED 45103T107 2294 104769 SH Defined 1,2,3 104769 INCYTE CORP COM 45337C102 7452 450000 SH Defined 1,2,3 450000 INTERMUNE INC COM 45884X103 3722 102250 SH Defined 1,2,3 102250 INTERNATIONAL COAL GRP INC N COM 45928H106 1990 257137 SH Defined 1,2,3 257137 INTERVAL LEISURE GROUP INC COM 46113M108 4980 308522 SH Defined 1,2,3 308522 IRIDIUM COMMUNICATIONS INC COM 46269C102 413 50000 SH CALL Defined 1,2,3 IRONWOOD PHARMACEUTICALSCOMCCL A 46333X108 6489 627000 SH Defined 1,2,3 627000 ISLE OF CAPRI CASINOS INC COM 464592104 2065 202068 SH Defined 1,2 202068 KINDRED HEALTHCARE INC COM 494580103 852 46400 SH Defined 1,2,3 46400 LAMAR ADVERTISING CO COM 512815101 398 10000 SH CALL Defined 1,2,3 LAS VEGAS SANDS CORP COM 517834107 12843 279500 SH PUT Defined 1,2 LASALLE HOTEL PPTYS COM 517942108 264 10000 SH PUT Defined 1,2,3 LIBERTY GLOBAL INC COM 530555101 708 20000 SH CALL Defined 1,2,3 MAP PHARMACEUTICALS INC COM 56509R108 6529 390000 SH Defined 1,2,3 390000 MARATHON OIL CORP COM 565849106 21245 573723 SH Defined 1,2,3 573723 MASIMO CORP COM 574795100 2326 80000 SH Defined 1,2,3 80000 MASSEY ENERGY CO NOTE 3.25 576203AJ2 20620 21000000 PRN Defined 1,2,3 MASSEY ENERGY COMPANY COM 576206106 25266 470950 SH 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Defined 1,2,3 262436 NEXTERA ENERGY INC COM 65339F101 24867 478300 SH Defined 1,2,3 478300 NISOURCE INC COM 65473P105 14815 840800 SH Defined 1,2,3 840800 NOBLE ENERGY INC COM 655044105 11419 132660 SH Defined 1,2,3 132660 NUPATHE INC COM 67059M100 1133 125000 SH Defined 1,2,3 125000 OFFICEMAX INC DEL COM 67622P101 16353 923883 SH Defined 1,2,3 923883 OMNICARE INC COM 681904108 3476 136900 SH Defined 1,2,3 136900 ONYX PHARMACEUTICALS INC COM 683399109 590 16000 SH Defined 1,2,3 16000 PSS WORLD MED INC COM 69366A100 775 34300 SH Defined 1,2,3 34300 PARKER DRILLING CO NOTE 2.12 701081AR2 4822 5000000 PRN Defined 1,2,3 PHARMACEUTICAL HLDRS TR DEPOSITRY 71712A206 1916 29500 SH Defined 1,2,3 29500 PINNACLE WEST CAP CORP COM 723484101 23660 570815 SH Defined 1,2,3 570815 PIONEER NAT RES CO COM 723787107 20437 235395 SH Defined 1,2,3 235395 PLAINS EXPL& PRODTN CO COM 726505100 4971 154666 SH Defined 1,2,3 154666 PRICELINE COM INC COM NEW 741503403 19977 50000 SH Defined 1,2,3 50000 PRIDE INTL INC DEL COM 74153Q102 14937 452635 SH Defined 1,2,3 452635 PROGRESS ENERGY INC COM 743263105 6161 141705 SH Defined 1,2,3 141705 PROLOGIS NOTE 2.25 743410AQ5 7970 8000000 PRN Defined 1,2,3 PROLOGIS NOTE 2.62 743410AS1 9950 10000000 PRN Defined 1,2,3 PUBLIC SVC ENTERPRISE GROUP COM 744573106 17165 539597 SH Defined 1,2,3 539597 QEP RES INC COM 74733V100 239 6583 SH Defined 1,2,3 6583 QUEST DIAGNOSTICS INC COM 74834L100 3999 74100 SH Defined 1,2,3 74100 QWEST COMMUNICATIONS INTL COM 749121109 2307 303100 SH Defined 1,2,3 303100 RTI INTL METALS INC NOTE 3.00 74973WAA5 10393 10000000 PRN Defined 1,2,3 RANGE RES CORP COM 75281A109 17438 387692 SH Defined 1,2,3 387692 RAPTOR PHARMACEUTICAL CORP COM 75382F106 4516 1240650 SH Defined 1,2,3 1240650 RYDER SYS INC COM 783549108 8868 168462 SH Defined 1,2,3 168462 SPDR S&P 500 ETF TR COM 78462F103 10060 80000 SH CALL Defined 1,2,3 SPDR GOLD TRUST GOLD SHS 78463V107 26773 193000 SH Defined 1,2,3 193000 SPDR SERIES TRUST COM 78464A714 2176 45000 SH 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