0001172661-12-001195.txt : 20121114 0001172661-12-001195.hdr.sgml : 20121114 20121114164338 ACCESSION NUMBER: 0001172661-12-001195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Serengeti Asset Management LP CENTRAL INDEX KEY: 0001420299 IRS NUMBER: 208914538 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12866 FILM NUMBER: 121205370 BUSINESS ADDRESS: STREET 1: 632 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: (212) 672-2232 MAIL ADDRESS: STREET 1: 632 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 serengeti3q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Serengeti Asset Management LP Address: 632 Broadway, 12th Floor New York, New York 10012 13F File Number: 028-12866 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc Baum Title: General Counsel Phone: 212-466-2331 Signature, Place, and Date of Signing: /s/ Marc Baum New York, New York November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $646,946 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN INTL GROUP INC COM NEW 026874784 28692 875000 SH SOLE 875000 0 0 CELANESE CORP DEL COM SER A 150870103 30328 800000 PRN CALL SOLE 800000 0 0 E M C CORP MASS COM 268648102 6818 250000 SH SOLE 250000 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 7252 750000 SH SOLE 750000 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 24472 700000 SH SOLE 700000 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 13260 3000000 SH SOLE 3000000 0 0 GETTY RLTY CORP NEW COM 374297109 1795 100000 SH SOLE 100000 0 0 GOOGLE INC CL A 38259P508 11317 15000 SH SOLE 15000 0 0 HYATT HOTELS CORP COM CL A 448579102 4015 100000 SH SOLE 100000 0 0 ISHARES TR RUSSELL 2000 464287655 83440 1000000 PRN PUT SOLE 1000000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 3365 1000000 SH CALL SOLE 1000000 0 0 KKR & CO L P DEL COM UNITS 48248M102 51374 3400000 SH SOLE 3400000 0 0 KKR & CO L P DEL COM UNITS 48248M102 24176 1600000 PRN CALL SOLE 1600000 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 2513 250000 SH SOLE 250000 0 0 LEUCADIA NATL CORP COM 527288104 2844 125000 SH SOLE 125000 0 0 MCMORAN EXPLORATION CO COM 582411104 11750 1000000 SH CALL SOLE 1000000 0 0 MGIC INVT CORP WIS COM 552848103 2295 1500000 SH SOLE 1500000 0 0 MICROSOFT CORP COM 594918104 2976 100000 SH SOLE 100000 0 0 MICROSOFT CORP COM 594918104 17856 600000 PRN CALL SOLE 600000 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 4978 550000 SH SOLE 550000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 19679 550000 PRN CALL SOLE 550000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 19912 800000 SH PUT SOLE 800000 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 15375 375000 SH SOLE 375000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 28980 3000000 SH SOLE 3000000 0 0 ROCK-TENN CO CL A 772739207 27068 375000 SH SOLE 375000 0 0 ROCKWOOD HLDGS INC COM 774415103 8155 175000 SH SOLE 175000 0 0 SANDRIDGE ENERGY INC COM 80007P307 4883 700000 SH SOLE 700000 0 0 SANOFI RIGHT 12/31/2020 80105N113 3360 2000000 SH SOLE 2000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 169885 1180000 PRN PUT SOLE 1180000 0 0 TIVO INC COM 888706108 4172 400000 SH SOLE 400000 0 0 TURQUOISE HILL RES LTD COM 900435108 4240 500000 SH SOLE 500000 0 0 UNITED STATES STL CORP NEW COM 912909108 5721 300000 PRN PUT SOLE 1901 0 0