0000919574-11-005989.txt : 20111114 0000919574-11-005989.hdr.sgml : 20111111 20111110181313 ACCESSION NUMBER: 0000919574-11-005989 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUNDPOST PARTNERS, LP CENTRAL INDEX KEY: 0001418071 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12775 FILM NUMBER: 111196827 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-920-8388 MAIL ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1240060_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Soundpost Partners, LP Address: 405 Park Avenue 6th Floor New York, New York 10022 13F File Number: 028-12775 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard Bloom Title: Chief Financial Officer Phone: (212) 920-8388 Signature, Place and Date of Signing: /s/ Howard Bloom New York, New York November 10, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $ 71,088 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-14225 Soundpost Capital, LP FORM 13F INFORMATION TABLE Soundpost Partners, LP September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE APPLE INC COM 037833100 6,597 17,300 PUT DEFINED 1 17,300 APPLE INC COM 037833100 1,030 2,700 PUT SOLE NONE 2,700 SCHULMAN A INC COM 808194104 294 17,325 SH DEFINED 1 17,325 SCHULMAN A INC COM 808194104 45 2,675 SH SOLE NONE 2,675 AERCAP HOLDINGS NV SHS N00985106 1,113 112,183 SH DEFINED 1 112,183 AERCAP HOLDINGS NV SHS N00985106 177 17,817 SH SOLE NONE 17,817 AEROPOSTALE COM 007865108 702 64,936 SH DEFINED 1 64,936 AEROPOSTALE COM 007865108 109 10,064 SH SOLE NONE 10,064 AVATAR HLDGS INC COM 053494100 116 14,131 SH DEFINED 1 14,131 AVATAR HLDGS INC COM 053494100 19 2,267 SH SOLE NONE 2,267 AVI BIOPHARMA INC COM 002346104 130 116,444 SH DEFINED 1 116,444 AVI BIOPHARMA INC COM 002346104 21 18,556 SH SOLE NONE 18,556 AXCELIS TECHNOLOGIES INC COM 054540109 103 86,153 SH DEFINED 1 86,153 AXCELIS TECHNOLOGIES INC COM 054540109 17 13,847 SH SOLE NONE 13,847 BENCHMARK ELECTRS INC COM 08160H101 676 51,957 SH DEFINED 1 51,957 BENCHMARK ELECTRS INC COM 08160H101 105 8,043 SH SOLE NONE 8,043 BIGBAND NETWORKS INC COM 089750509 166 129,958 SH DEFINED 1 129,958 BIGBAND NETWORKS INC COM 089750509 26 20,042 SH SOLE NONE 20,042 BLACKBOARD INC COM 091935502 773 17,300 PUT DEFINED 1 17,300 BLACKBOARD INC COM 091935502 121 2,700 PUT SOLE NONE 2,700 BLACKBOARD INC COM 091935502 1,282 28,700 PUT DEFINED 1 28,700 BLACKBOARD INC COM 091935502 205 4,600 PUT SOLE NONE 4,600 COMPLETE GENOMICS INC COM 20454K104 379 64,597 SH DEFINED 1 64,597 COMPLETE GENOMICS INC COM 20454K104 61 10,403 SH SOLE NONE 10,403 CORNING INC COM 219350105 427 34,566 SH DEFINED 1 34,566 CORNING INC COM 219350105 67 5,434 SH SOLE NONE 5,434 CUMMINS INC COM 231021106 2,466 30,200 PUT DEFINED 1 30,200 CUMMINS INC COM 231021106 392 4,800 PUT SOLE NONE 4,800 DEX ONE CORP COM 25212W100 83 149,043 SH DEFINED 1 149,043 DEX ONE CORP COM 25212W100 13 23,883 SH SOLE NONE 23,883 DOMTAR CORP COM NEW 257559203 443 6,493 SH DEFINED 1 6,493 DOMTAR CORP COM NEW 257559203 69 1,007 SH SOLE NONE 1,007 EARTHLINK INC COM 270321102 422 64,590 SH DEFINED 1 64,590 EARTHLINK INC COM 270321102 68 10,410 SH SOLE NONE 10,410 FIRST CTZNS BANCSHARES INC N CL A 31946M103 497 3,462 SH DEFINED 1 3,462 FIRST CTZNS BANCSHARES INC N CL A 31946M103 77 538 SH SOLE NONE 538 GOLDMAN SACHS GROUP INC COM 38141G104 1,228 12,988 SH DEFINED 1 12,988 GOLDMAN SACHS GROUP INC COM 38141G104 190 2,012 SH SOLE NONE 2,012 GREEN MTN COFFEE ROASTERS IN COM 393122106 2,017 21,700 PUT DEFINED 1 21,700 GREEN MTN COFFEE ROASTERS IN COM 393122106 307 3,300 PUT SOLE NONE 3,300 GREEN MTN COFFEE ROASTERS IN COM 393122106 4,034 43,400 PUT DEFINED 1 43,400 GREEN MTN COFFEE ROASTERS IN COM 393122106 613 6,600 PUT SOLE NONE 6,600 GREEN MTN COFFEE ROASTERS IN COM 393122106 4,034 43,400 PUT DEFINED 1 43,400 GREEN MTN COFFEE ROASTERS IN COM 393122106 613 6,600 PUT SOLE NONE 6,600 HARBIN ELECTRIC INC COM 41145W109 714 34,600 PUT DEFINED 1 34,600 HARBIN ELECTRIC INC COM 41145W109 112 5,400 PUT SOLE NONE 5,400 HARBIN ELECTRIC INC COM 41145W109 1,580 76,500 PUT DEFINED 1 76,500 HARBIN ELECTRIC INC COM 41145W109 248 12,000 PUT SOLE NONE 12,000 HARBIN ELECTRIC INC COM 41145W109 1,144 55,400 CALL DEFINED 1 55,400 HARBIN ELECTRIC INC COM 41145W109 178 8,600 CALL SOLE NONE 8,600 HILLTOP HOLDINGS INC COM 432748101 311 43,186 SH DEFINED 1 43,186 HILLTOP HOLDINGS INC COM 432748101 49 6,814 SH SOLE NONE 6,814 INGRAM MICRO INC CL A 457153104 695 43,115 SH DEFINED 1 43,115 INGRAM MICRO INC CL A 457153104 111 6,885 SH SOLE NONE 6,885 INTEROIL CORP COM 460951106 2,117 43,400 CALL DEFINED 1 43,400 INTEROIL CORP COM 460951106 322 6,600 CALL SOLE NONE 6,600 INTEROIL CORP COM 460951106 1,814 37,200 CALL DEFINED 1 37,200 INTEROIL CORP COM 460951106 278 5,700 CALL SOLE NONE 5,700 INTERVAL LEISURE GROUP INC COM 46113M108 345 25,914 SH DEFINED 1 25,914 INTERVAL LEISURE GROUP INC COM 46113M108 54 4,086 SH SOLE NONE 4,086 LAS VEGAS SANDS CORP COM 517834107 663 17,300 PUT DEFINED 1 17,300 LAS VEGAS SANDS CORP COM 517834107 104 2,700 PUT SOLE NONE 2,700 LEAP WIRELESS INTL INC COM NEW 521863308 898 129,889 SH DEFINED 1 129,889 LEAP WIRELESS INTL INC COM NEW 521863308 139 20,111 SH SOLE NONE 20,111 LIHUA INTL INC COM 532352101 374 86,008 SH DEFINED 1 86,008 LIHUA INTL INC COM 532352101 61 13,992 SH SOLE NONE 13,992 LIMELIGHT NETWORKS INC COM 53261M104 101 42,893 SH DEFINED 1 42,893 LIMELIGHT NETWORKS INC COM 53261M104 17 7,107 SH SOLE NONE 7,107 LINKEDIN CORP COM CL A 53578A108 2,928 37,500 PUT DEFINED 1 37,500 LINKEDIN CORP COM CL A 53578A108 468 6,000 PUT SOLE NONE 6,000 LINKEDIN CORP COM CL A 53578A108 2,725 34,900 PUT DEFINED 1 34,900 LINKEDIN CORP COM CL A 53578A108 437 5,600 PUT SOLE NONE 5,600 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 311 21,459 SH DEFINED 1 21,459 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 51 3,541 SH SOLE NONE 3,541 MERITOR INC COM 59001K100 306 43,385 SH DEFINED 1 43,385 MERITOR INC COM 59001K100 47 6,615 SH SOLE NONE 6,615 MONSTER WORLDWIDE INC COM 611742107 156 21,747 SH DEFINED 1 21,747 MONSTER WORLDWIDE INC COM 611742107 24 3,353 SH SOLE NONE 3,353 NORDION INC COM 65563C105 684 77,509 SH DEFINED 1 77,509 NORDION INC COM 65563C105 110 12,491 SH SOLE NONE 12,491 REGIS CORP MINN COM 758932107 609 43,215 SH DEFINED 1 43,215 REGIS CORP MINN COM 758932107 96 6,785 SH SOLE NONE 6,785 REPUBLIC AWYS HLDGS INC COM 760276105 848 301,898 SH DEFINED 1 301,898 REPUBLIC AWYS HLDGS INC COM 760276105 135 48,102 SH SOLE NONE 48,102 REPUBLIC AWYS HLDGS INC COM 760276105 1,955 695,800 CALL DEFINED 1 695,800 REPUBLIC AWYS HLDGS INC COM 760276105 301 107,200 CALL SOLE NONE 107,200 RESEARCH IN MOTION LTD COM 760975102 877 43,220 SH DEFINED 1 43,220 RESEARCH IN MOTION LTD COM 760975102 138 6,780 SH SOLE NONE 6,780 SANOFI RIGHT 12/31/2020 80105N113 2,514 2,371,510 SH DEFINED 1 2,371,510 SANOFI RIGHT 12/31/2020 80105N113 401 378,490 SH SOLE NONE 378,490 SABRA HEALTH CARE REIT INC COM 78573L106 207 21,661 SH DEFINED 1 21,661 SABRA HEALTH CARE REIT INC COM 78573L106 32 3,339 SH SOLE NONE 3,339 SAIC INC COM 78390X101 510 43,184 SH DEFINED 1 43,184 SAIC INC COM 78390X101 80 6,816 SH SOLE NONE 6,816 SMITH & WESSON HLDG CORP COM 831756101 64 25,342 SH DEFINED 1 25,342 SMITH & WESSON HLDG CORP COM 831756101 10 3,936 SH SOLE NONE 3,936 STAR BULK CARRIERS CORP COM Y8162K105 70 54,499 SH DEFINED 1 54,499 STAR BULK CARRIERS CORP COM Y8162K105 11 8,901 SH SOLE NONE 8,901 STONERIDGE INC COM 86183P102 451 86,424 SH DEFINED 1 86,424 STONERIDGE INC COM 86183P102 71 13,576 SH SOLE NONE 13,576 SUNOCO INC COM 86764P109 804 25,920 SH DEFINED 1 25,920 SUNOCO INC COM 86764P109 127 4,080 SH SOLE NONE 4,080 SUPERMEDIA INC COM 868447103 151 97,254 SH DEFINED 1 97,254 SUPERMEDIA INC COM 868447103 24 15,656 SH SOLE NONE 15,656 TICC CAPITAL CORP COM 87244T109 176 21,562 SH DEFINED 1 21,562 TICC CAPITAL CORP COM 87244T109 28 3,438 SH SOLE NONE 3,438 TRAVELCENTERS OF AMERICA LLC COM 894174101 304 86,133 SH DEFINED 1 86,133 TRAVELCENTERS OF AMERICA LLC COM 894174101 49 13,867 SH SOLE NONE 13,867 UNITED STATES OIL FUND LP UNITS 91232N108 3,955 129,700 CALL DEFINED 1 129,700 UNITED STATES OIL FUND LP UNITS 91232N108 619 20,300 CALL SOLE NONE 20,300 VISTEON CORP COM NEW 92839U206 1,491 34,664 SH DEFINED 1 34,664 VISTEON CORP COM NEW 92839U206 229 5,336 SH SOLE NONE 5,336 WHIRLPOOL CORP COM 963320106 647 12,969 SH DEFINED 1 12,969 WHIRLPOOL CORP COM 963320106 101 2,031 SH SOLE NONE 2,031
SK 25147 0001 1240060