-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JpoZEn+Qcwb6nSCWJUEU0SGA2bJ1Iny8AyBZDPw5TzexL4nfZQhjdVvs3HvJHrW3 gIO3/EL1llsDs7gzxqHZSA== 0000919574-09-016185.txt : 20091113 0000919574-09-016185.hdr.sgml : 20091113 20091113161658 ACCESSION NUMBER: 0000919574-09-016185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUNDPOST PARTNERS, LP CENTRAL INDEX KEY: 0001418071 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12775 FILM NUMBER: 091181821 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-920-8388 MAIL ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1043763_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Soundpost Partners, LP Address: 405 Park Avenue 6th Floor New York, New York 10022 13F File Number: 028-12775 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard Bloom Title: Chief Financial Officer Phone: (212) 920-8388 Signature, Place and Date of Signing: /s/ Howard Bloom New York, New York November 13, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 66 Form 13F Information Table Value Total: $188,475 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Soundpost Partners, LP September 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE 2020 CHINACAP ACQUIRCO INC W EXP 11/08/201 90212G117 119 92,973 SH SOLE NONE 92,973 ABOVENET INC COM 00374N107 3,121 64,000 SH SOLE NONE 64,000 ADVANTA CORP CL B 007942204 924 1,650,000 SH SOLE NONE 1,650,000 ALTRIA GROUP INC COM 02209S103 2,226 125,000 PUT SOLE NONE 125,000 AMERICAN WTR WKS CO INC NEW COM 030420103 6,979 350,000 SH SOLE NONE 350,000 ARGO GROUP INTL HLDGS LTD COM G0464B107 1,684 50,000 SH SOLE NONE 50,000 ARLINGTON ASSET INVT CORP COM 041356106 392 800,000 SH SOLE NONE 800,000 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 4,632 175,000 SH SOLE NONE 175,000 AUTOMATIC DATA PROCESSING IN COM 053015103 3,930 100,000 SH SOLE NONE 100,000 AVI BIOPHARMA INC COM 002346104 516 300,000 SH SOLE NONE 300,000 AXCELIS TECHNOLOGIES INC COM 054540109 1,530 1,275,000 SH SOLE NONE 1,275,000 BIOFORM MEDICAL INC COM 09065G107 537 150,000 SH SOLE NONE 150,000 BIOMIMETIC THERAPEUTICS INC COM 09064X101 1,648 135,000 SH SOLE NONE 135,000 BIOSPECIFICS TECHNOLOGIES CO COM 090931106 1,601 50,000 SH SOLE NONE 50,000 CARDIONET INC COM 14159L103 1,344 200,000 SH SOLE NONE 200,000 CERADYNE INC NOTE 2.875%12/1 156710AA3 1,172 1,300,000 PRN SOLE NONE 1,300,000 CHIPMOS TECH BERMUDA LTD SHS G2110R106 1,455 1,500,000 SH SOLE NONE 1,500,000 CONEXANT SYSTEMS INC NOTE 4.000% 3/0 207142AH3 1,706 2,000,000 PRN SOLE NONE 2,000,000 COWEN GROUP INC COM 223621103 255 35,800 SH SOLE NONE 35,800 CUMULUS MEDIA INC CL A 231082108 190 109,700 SH SOLE NONE 109,700 DELL INC COM 24702R101 3,052 200,000 CALL SOLE NONE 200,000 ELECTRONIC ARTS INC COM 285512109 3,810 200,000 SH SOLE NONE 200,000 FLEXTRONICS INTL LTD ORD Y2573F102 9,338 1,250,000 CALL SOLE NONE 1,250,000 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 4,498 7,000,000 PRN SOLE NONE 7,000,000 GLOBE SPECIALTY METALS INC COM 37954N206 167 18,560 SH SOLE NONE 18,560 HARLEY DAVIDSON INC COM 412822108 10,350 450,000 PUT SOLE NONE 450,000 INNERWORKINGS INC COM 45773Y105 169 34,164 SH SOLE NONE 34,164 INTEGRAL SYS INC MD COM 45810H107 690 100,000 SH SOLE NONE 100,000 JAMBA INC COM 47023A101 1,116 600,000 SH SOLE NONE 600,000 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 1,765 2,000,000 PRN SOLE NONE 2,000,000 KEYNOTE SYS INC COM 493308100 1,320 140,000 SH SOLE NONE 140,000 KROGER CO COM 501044101 3,096 150,000 SH SOLE NONE 150,000 LEAPFROG ENTERPRISES INC CL A 52186N106 493 120,000 SH SOLE NONE 120,000 LODGIAN INC COM PAR $.01 54021P403 73 44,390 SH SOLE NONE 44,390 M & F WORLDWIDE CORP COM 552541104 273 13,500 SH SOLE NONE 13,500 MCDONALDS CORP COM 580135101 2,854 50,000 SH SOLE NONE 50,000 MCG CAPITAL CORP COM 58047P107 7,018 1,675,000 SH SOLE NONE 1,675,000 MDS INC COM 55269P302 10,647 1,300,000 SH SOLE NONE 1,300,000 METROPCS COMMUNICATIONS INC COM 591708102 2,808 300,000 SH SOLE NONE 300,000 MI DEVS INC CL A SUB VTG 55304X104 2,347 174,500 SH SOLE NONE 174,500 NCI BUILDING SYS INC NOTE 2.125%11/1 628852AG0 1,395 1,000,000 PRN SOLE NONE 1,000,000 NORTH ASIA INVESTMENT CORP W EXP 07/23/201 G66202113 3,617 24,100 SH SOLE NONE 24,100 NOVARTIS A G SPONSORED ADR 66987V109 2,519 50,000 SH SOLE NONE 50,000 PALM INC NEW COM 696643105 6,984 400,000 PUT SOLE NONE 400,000 PEPSI BOTTLING GROUP INC COM 713409100 729 20,000 PUT SOLE NONE 20,000 PGT INC COM 69336V101 1,911 666,000 SH SOLE NONE 666,000 POINT 360 COM 730507100 709 460,300 SH SOLE NONE 460,300 RCN CORP COM NEW 749361200 716 77,000 SH SOLE NONE 77,000 READING INTERNATIONAL INC CL A 755408101 109 26,631 SH SOLE NONE 26,631 REVLON INC CL A NEW 761525609 972 200,000 SH SOLE NONE 200,000 RUSH ENTERPRISES INC CL B 781846308 603 55,000 SH SOLE NONE 55,000 SAIC INC COM 78390X101 8,618 491,317 SH SOLE NONE 491,317 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 1,561 2,000,000 PRN SOLE NONE 2,000,000 SELECTICA INC COM 816288104 277 838,490 SH SOLE NONE 838,490 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 478 120,000 SH SOLE NONE 120,000 SPECIALTY UNDERWRITERS ALLIA COM 84751T309 1,386 210,000 SH SOLE NONE 210,000 SPDR TR UNIT SER 1 78462F103 26,398 250,000 SH SOLE NONE 250,000 STEWART ENTERPRISES INC CL A 860370105 523 100,000 SH SOLE NONE 100,000 SUN HEALTHCARE GROUP INC COM NEW 866933401 3,888 450,000 SH SOLE NONE 450,000 SUPERVALU INC COM 868536103 1,140 75,700 PUT SOLE NONE 75,700 TOMOTHERAPY INC COM 890088107 6,062 1,400,000 SH SOLE NONE 1,400,000 UNITED AMER INDEMNITY LTD CL A 90933T109 554 75,000 SH SOLE NONE 75,000 VERIFONE HLDGS INC NOTE 1.375% 6/1 92342YAB5 1,715 2,000,000 PRN SOLE NONE 2,000,000 VERIZON COMMUNICATIONS INC COM 92343V104 3,027 100,000 SH SOLE NONE 100,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,375 150,000 SH SOLE NONE 150,000 WAL MART STORES INC COM 931142103 7,364 150,000 SH SOLE NONE 150,000
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