President

0001085146-17-002105.txt : 20171023 0001085146-17-002105.hdr.sgml : 20171023 20171023084347 ACCESSION NUMBER: 0001085146-17-002105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171023 DATE AS OF CHANGE: 20171023 EFFECTIVENESS DATE: 20171023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Architects, Inc CENTRAL INDEX KEY: 0001416692 IRS NUMBER: 222921395 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12762 FILM NUMBER: 171148309 BUSINESS ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 BUSINESS PHONE: 856-985-8400 MAIL ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001416692 XXXXXXXX 09-30-2017 09-30-2017 false Financial Architects, Inc

FIVE GREENTREE CENTER SUITE 312 MARLTON NJ 08053

13F COMBINATION REPORT 028-12762 ACR LCG AthenaInvest Global Delaware Capital Large Cap Val DT Investments Federated Strategic Value Financial Architects F-Squared All Weather Premium Good Harbor Tactical Core Gracor Global Hillman Capital Diversified Eq JP Morgan Mid Cap Value Kayne Anderson SMID Navellier Large Cap Growth Neuberger Berman All-Cap Core NorthCoast Tactical Growth Polen Capital LCG Santa Barbara Dividend Growth US Trust NY Value Equity Windhaven Investment N Thomas C. Meyer President 856-985-8400 /s/ Thomas C. Meyer Marlton NJ 10-19-2017 0 430 54425 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 10 50 SH SOLE 50 0 0 ABBOTT LABS COM 002824100 11 200 SH SOLE 200 0 0 ABBVIE INC COM 00287Y109 123 1387 SH SOLE 1387 0 0 ADOBE SYS INC COM 00724F101 299 2000 SH Call SOLE 0 0 2000 ADVANCED MICRO DEVICES INC COM 007903107 3 200 SH SOLE 200 0 0 ADVANCED MICRO DEVICES INC COM 007903107 38 3000 SH Call SOLE 0 0 3000 AECOM COM 00766T100 78 2117 SH SOLE 2117 0 0 AERCAP HOLDINGS NV SHS N00985106 63 1223 SH SOLE 1223 0 0 AETNA INC NEW COM 00817Y108 124 778 SH SOLE 778 0 0 AFFILIATED MANAGERS GROUP COM 008252108 75 393 SH SOLE 393 0 0 AFLAC INC COM 001055102 160 1969 SH SOLE 1969 0 0 AIR PRODS & CHEMS INC COM 009158106 90 595 SH SOLE 565 0 30 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17 100 SH SOLE 100 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 104 600 SH Call SOLE 0 0 600 ALLIANT ENERGY CORP COM 018802108 39 940 SH SOLE 940 0 0 ALPHABET INC CAP STK CL A 02079K305 258 265 SH SOLE 265 0 0 ALPHABET INC CAP STK CL C 02079K107 110 115 SH SOLE 110 0 5 ALPS ETF TR ALERIAN ENERGY 00162Q676 10 425 SH SOLE 0 0 425 ALPS ETF TR ALERIAN MLP 00162Q866 12 1025 SH SOLE 1025 0 0 ALTABA INC COM 021346101 30 450 SH SOLE 450 0 0 ALTERYX INC COM CL A 02156B103 4 200 SH SOLE 200 0 0 ALTRIA GROUP INC COM 02209S103 104 1645 SH SOLE 1645 0 0 ALTRIA GROUP INC COM 02209S103 50 800 SH Call SOLE 0 0 800 AMAZON COM INC COM 023135106 90 94 SH SOLE 94 0 0 AMAZON COM INC COM 023135106 576 600 SH Put SOLE 0 0 600 AMERICAN EXPRESS CO COM 025816109 72 800 SH Call SOLE 0 0 800 AMERICAN TOWER CORP NEW COM 03027X100 30 220 SH SOLE 220 0 0 AMERIPRISE FINL INC COM 03076C106 116 781 SH SOLE 781 0 0 AMGEN INC COM 031162100 13 70 SH SOLE 70 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 57 475 SH SOLE 475 0 0 ANI PHARMACEUTICALS INC COM 00182C103 4 75 SH SOLE 75 0 0 ANNALY CAP MGMT INC COM 035710409 13 1100 SH SOLE 1100 0 0 ANTHEM INC COM 036752103 116 610 SH SOLE 610 0 0 APPLE INC COM 037833100 2135 13853 SH SOLE 10353 0 3500 APPLE INC COM 037833100 93 600 SH Put SOLE 0 0 600 AQUA AMERICA INC COM 03836W103 64 1923 SH SOLE 1923 0 0 ARRIS INTL INC SHS G0551A103 38 1320 SH SOLE 1320 0 0 ASSURANT INC COM 04621X108 37 386 SH SOLE 386 0 0 AT&T INC COM 00206R102 215 5477 SH SOLE 5368 0 109 AUTOMATIC DATA PROCESSING IN COM 053015103 22 201 SH SOLE 201 0 0 AVIS BUDGET GROUP COM 053774105 34 897 SH SOLE 597 0 300 BANCO SANTANDER SA ADR 05964H105 1 108 SH SOLE 108 0 0 BANK AMER CORP COM 060505104 86 3390 SH SOLE 2900 0 490 BANK AMER CORP COM 060505104 25 1000 SH Call SOLE 0 0 1000 BANK AMER CORP COM 060505104 51 2000 SH Put SOLE 0 0 2000 BANK NEW YORK MELLON CORP COM 064058100 45 854 SH SOLE 854 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 8 200 SH SOLE 200 0 0 BCE INC COM NEW 05534B760 123 2620 SH SOLE 2620 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 773 4214 SH SOLE 4214 0 0 BEST BUY INC COM 086516101 102 1800 SH Call SOLE 0 0 1800 BEST BUY INC COM 086516101 46 800 SH Put SOLE 0 0 800 BHP BILLITON LTD SPONSORED ADR 088606108 105 2600 SH Call SOLE 0 0 2600 BIOGEN INC COM 09062X103 8 27 SH SOLE 0 0 27 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 31 925 SH SOLE 925 0 0 BOEING CO COM 097023105 330 1300 SH SOLE 1000 0 300 BOSTON BEER INC CL A 100557107 0 1 SH SOLE 1 0 0 BP PLC SPONSORED ADR 055622104 127 3307 SH SOLE 3307 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 59 933 SH SOLE 933 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 31 490 SH SOLE 368 0 122 BROADCOM LTD SHS Y09827109 113 464 SH SOLE 464 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 17 400 SH SOLE 400 0 0 BURLINGTON STORES INC COM 122017106 95 1000 SH SOLE 1000 0 0 CAMBRIA ETF TR GLB ASSET ALLO 132061607 42 1555 SH SOLE 1555 0 0 CAMECO CORP COM 13321L108 7 750 SH SOLE 750 0 0 CAMPBELL SOUP CO COM 134429109 23 500 SH SOLE 500 0 0 CANADIAN NATL RY CO COM 136375102 8 100 SH SOLE 100 0 0 CANADIAN PAC RY LTD COM 13645T100 8 50 SH SOLE 50 0 0 CARDINAL HEALTH INC COM 14149Y108 9 130 SH SOLE 130 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 6 100 SH SOLE 100 0 0 CATERPILLAR INC DEL COM 149123101 87 700 SH SOLE 700 0 0 CDK GLOBAL INC COM 12508E101 4 67 SH SOLE 67 0 0 CELANESE CORP DEL COM SER A 150870103 102 977 SH SOLE 977 0 0 CENTRAL FD CDA LTD CL A 153501101 3 250 SH SOLE 250 0 0 CENTURYLINK INC COM 156700106 1 77 SH SOLE 77 0 0 CF INDS HLDGS INC COM 125269100 7 200 SH SOLE 200 0 0 CHEVRON CORP NEW COM 166764100 88 752 SH SOLE 752 0 0 CIGNA CORPORATION COM 125509109 9 50 SH SOLE 50 0 0 CISCO SYS INC COM 17275R102 13 392 SH SOLE 392 0 0 CITIGROUP INC COM NEW 172967424 73 1000 SH Call SOLE 0 0 1000 CITIGROUP INC COM NEW 172967424 44 600 SH SOLE 600 0 0 CITIZENS FINL GROUP INC COM 174610105 14 365 SH SOLE 245 0 120 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 5 250 SH SOLE 250 0 0 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 4 200 SH SOLE 200 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 24 700 SH SOLE 700 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P SPINOFF 18383M605 267 5261 SH SOLE 5261 0 0 CLEAN ENERGY FUELS CORP COM 184499101 74 30000 SH SOLE 30000 0 0 CME GROUP INC COM CL A 12572Q105 7 50 SH SOLE 0 0 50 COACH INC COM 189754104 14 345 SH SOLE 230 0 115 COCA COLA CO COM 191216100 72 1600 SH SOLE 1600 0 0 COGNEX CORP COM 192422103 22 200 SH SOLE 200 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 5 425 SH SOLE 425 0 0 COMCAST CORP NEW CL A 20030N101 83 2149 SH SOLE 2149 0 0 COMMSCOPE HLDG CO INC COM 20337X109 45 1347 SH SOLE 1347 0 0 CONNECTICUT WTR SVC INC COM 207797101 12 200 SH SOLE 200 0 0 CONOCOPHILLIPS COM 20825C104 21 416 SH SOLE 416 0 0 CONSTELLATION BRANDS INC CL A 21036P108 120 600 SH SOLE 600 0 0 CORNING INC COM 219350105 139 4630 SH SOLE 4465 0 165 COSTCO WHSL CORP NEW COM 22160K105 15 90 SH SOLE 60 0 30 COTIVITI HLDGS INC COM 22164K101 7 200 SH SOLE 200 0 0 COVANTA HLDG CORP COM 22282E102 12 800 SH SOLE 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 40 400 SH SOLE 400 0 0 CSX CORP COM 126408103 22 400 SH Put SOLE 0 0 400 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 13 100 SH SOLE 100 0 0 CVS HEALTH CORP COM 126650100 251 3085 SH SOLE 2983 0 102 DAVITA INC COM 23918K108 27 455 SH SOLE 455 0 0 DBX ETF TR XTRAK MSCI EMKT 233051101 2 100 SH SOLE 100 0 0 DEVON ENERGY CORP NEW COM 25179M103 331 9000 SH Call SOLE 0 0 9000 DIAGEO P L C SPON ADR NEW 25243Q205 21 160 SH SOLE 160 0 0 DISNEY WALT CO COM DISNEY 254687106 480 4866 SH SOLE 4615 0 251 DUKE ENERGY CORP NEW COM NEW 26441C204 90 1073 SH SOLE 1073 0 0 DUNKIN BRANDS GROUP INC COM 265504100 4 70 SH SOLE 70 0 0 DXC TECHNOLOGY CO COM 23355L106 1 16 SH SOLE 16 0 0 EATON CORP PLC SHS G29183103 108 1404 SH SOLE 1404 0 0 EBAY INC COM 278642103 93 2400 SH Call SOLE 0 0 2400 EDWARDS LIFESCIENCES CORP COM 28176E108 109 1000 SH SOLE 1000 0 0 EMERSON ELEC CO COM 291011104 13 200 SH SOLE 200 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 24 1324 SH SOLE 1324 0 0 ENERPLUS CORP COM 292766102 4 375 SH SOLE 375 0 0 ENTERGY CORP NEW COM 29364G103 11 140 SH SOLE 140 0 0 EOG RES INC COM 26875P101 103 1069 SH SOLE 1069 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 1 50 SH SOLE 50 0 0 EXACT SCIENCES CORP COM 30063P105 16 350 SH SOLE 235 0 115 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 33 863 SH SOLE 863 0 0 EXELON CORP COM 30161N101 5 125 SH SOLE 125 0 0 EXTRA SPACE STORAGE INC COM 30225T102 5 60 SH SOLE 60 0 0 EXXON MOBIL CORP COM 30231G102 141 1722 SH SOLE 1722 0 0 FACEBOOK INC CL A 30303M102 1025 6001 SH SOLE 3801 0 2200 FACEBOOK INC CL A 30303M102 68 400 SH Call SOLE 0 0 400 FEDEX CORP COM 31428X106 80 354 SH SOLE 354 0 0 FERRARI N V COM N3167Y103 22 200 SH SOLE 200 0 0 FIBROGEN INC COM 31572Q808 8 150 SH SOLE 150 0 0 FIREEYE INC COM 31816Q101 13 800 SH SOLE 800 0 0 FIRST HAWAIIAN INC COM 32051X108 9 300 SH SOLE 300 0 0 FLEX LTD ORD Y2573F102 62 3745 SH SOLE 3745 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 13 1100 SH SOLE 1100 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 2 192 SH SOLE 192 0 0 FS INVT CORP COM 302635107 44 5150 SH SOLE 5150 0 0 GENERAL ELECTRIC CO COM 369604103 332 13724 SH SOLE 13174 0 550 GENERAL ELECTRIC CO COM 369604103 48 2000 SH Call SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 60 2500 SH Put SOLE 0 0 2500 GENERAL MLS INC COM 370334104 132 2556 SH SOLE 2556 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 44 1093 SH SOLE 1093 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 11 500 SH SOLE 500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7 30 SH SOLE 30 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 58 1748 SH SOLE 1748 0 0 HASBRO INC COM 418056107 39 400 SH Put SOLE 0 0 400 HERC HLDGS INC COM 42704L104 0 3 SH SOLE 3 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 13 587 SH SOLE 587 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 3 189 SH SOLE 189 0 0 HOLLYFRONTIER CORP COM 436106108 7 192 SH SOLE 192 0 0 HOME DEPOT INC COM 437076102 16 100 SH SOLE 100 0 0 HP INC COM 40434L105 4 189 SH SOLE 189 0 0 INFOSYS LTD SPONSORED ADR 456788108 3 180 SH SOLE 180 0 0 INTEL CORP COM 458140100 157 4136 SH SOLE 4136 0 0 INVESCO LTD SHS G491BT108 5 140 SH SOLE 0 0 140 ISHARES GOLD TRUST ISHARES 464285105 8 650 SH SOLE 650 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5 85 SH SOLE 85 0 0 ISHARES INC MSCI GERMANY ETF 464286806 10 300 SH SOLE 300 0 0 ISHARES INC MSCI HONG KG ETF 464286871 1 25 SH SOLE 25 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 67 1200 SH Call SOLE 0 0 1200 ISHARES SILVER TRUST ISHARES 46428Q109 105 6700 SH SOLE 6700 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 94 6000 SH Put SOLE 0 0 6000 ISHARES TR CORE MSCI EAFE 46432F842 8 121 SH SOLE 121 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1214 16362 SH SOLE 14854 0 1508 ISHARES TR CORE S&P SCP ETF 464287804 22 300 SH OTR 300 0 0 ISHARES TR GLB INFRASTR ETF 464288372 38 850 SH SOLE 850 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 110 980 SH SOLE 980 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 0 3 SH SOLE 3 0 0 ISHARES TR IBOXX HI YD ETF 464288513 17 195 SH SOLE 195 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 178 2507 SH SOLE 2507 0 0 ISHARES TR MIN VOL USA ETF 46429B697 877 17427 SH SOLE 16192 0 1235 ISHARES TR MIN VOL USA ETF 46429B697 23 450 SH OTR 450 0 0 ISHARES TR MSCI EAFE ETF 464287465 11 155 SH SOLE 155 0 0 ISHARES TR NA TEC SFTWR ETF 464287515 59 400 SH Call SOLE 0 0 400 ISHARES TR NA TEC SFTWR ETF 464287515 29 200 SH Put SOLE 0 0 200 ISHARES TR NASDAQ BIOTECH 464287556 10 30 SH SOLE 30 0 0 ISHARES TR NATIONAL MUN ETF 464288414 44 400 SH SOLE 400 0 0 ISHARES TR RESID RL EST CAP 464288562 378 5942 SH SOLE 5442 0 500 ISHARES TR RUS 1000 ETF 464287622 45 322 SH SOLE 322 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 281 2244 PRN SOLE 2244 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 369 3114 SH SOLE 3114 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 8 46 PRN SOLE 46 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 33 267 SH SOLE 267 0 0 ISHARES TR RUS MD CP GR ETF 464287481 2 19 SH SOLE 19 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 2 25 SH SOLE 25 0 0 ISHARES TR RUS MID CAP ETF 464287499 138 700 SH SOLE 700 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 42 281 SH SOLE 281 0 0 ISHARES TR S&P US PFD STK 464288687 131 3365 SH SOLE 3365 0 0 ISHARES TR SELECT DIVID ETF 464287168 96 1025 SH SOLE 1025 0 0 ISHARES TR TIPS BD ETF 464287176 4 37 SH SOLE 37 0 0 ISHARES TR U.S. TECH ETF 464287721 443 2956 SH SOLE 2956 0 0 ISHARES TR US AER DEF ETF 464288760 73 409 SH SOLE 409 0 0 J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 46641Q407 5 80 SH SOLE 80 0 0 JD COM INC SPON ADR CL A 47215P106 30 800 SH Call SOLE 0 0 800 JOHNSON & JOHNSON COM 478160104 657 5052 SH SOLE 4892 0 160 JOHNSON CTLS INTL PLC SHS G51502105 109 2717 SH SOLE 2717 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 14 500 SH SOLE 500 0 0 JPMORGAN CHASE & CO COM 46625H100 254 2661 SH SOLE 2378 0 283 KANSAS CITY SOUTHERN COM NEW 485170302 18 170 SH SOLE 120 0 50 KIMBERLY CLARK CORP COM 494368103 20 166 SH SOLE 166 0 0 KKR & CO L P DEL COM UNITS 48248M102 69 3379 SH SOLE 3379 0 0 KRAFT HEINZ CO COM 500754106 54 693 SH SOLE 693 0 0 KROGER CO COM 501044101 76 3800 SH Put SOLE 0 0 3800 KROGER CO COM 501044101 16 800 SH Call SOLE 0 0 800 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 88 3748 SH SOLE 3748 0 0 LINCOLN NATL CORP IND COM 534187109 111 1514 SH SOLE 1514 0 0 LOCKHEED MARTIN CORP COM 539830109 67 215 SH SOLE 0 0 215 LOWES COS INC COM 548661107 43 539 SH SOLE 39 0 500 M & T BK CORP COM 55261F104 14 89 SH SOLE 89 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 9 130 SH SOLE 130 0 0 MAIN STREET CAPITAL CORP COM 56035L104 28 700 SH SOLE 0 0 700 MANITOWOC INC COM 563571108 6 660 SH SOLE 0 0 660 MARATHON OIL CORP COM 565849106 41 3000 SH SOLE 3000 0 0 MARATHON OIL CORP COM 565849106 68 5000 SH Call SOLE 0 0 5000 MARKEL CORP COM 570535104 107 100 SH SOLE 95 0 5 MARRIOTT INTL INC NEW CL A 571903202 195 1766 SH SOLE 1766 0 0 MCDONALDS CORP COM 580135101 85 544 SH SOLE 344 0 200 MCKESSON CORP COM 58155Q103 11 70 SH SOLE 70 0 0 MERCK & CO INC COM 58933Y105 43 665 SH SOLE 665 0 0 MGM RESORTS INTERNATIONAL COM 552953101 11 339 SH SOLE 339 0 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 1 25 SH SOLE 25 0 0 MICRON TECHNOLOGY INC COM 595112103 19 490 SH SOLE 300 0 190 MICROSEMI CORP COM 595137100 41 799 SH SOLE 799 0 0 MICROSOFT CORP COM 594918104 321 4306 SH SOLE 3458 0 848 MICROSOFT CORP COM 594918104 74 1000 SH Call SOLE 0 0 1000 MIDDLESEX WATER CO COM 596680108 24 600 SH SOLE 600 0 0 MOMO INC ADR 60879B107 76 2400 SH Put SOLE 0 0 2400 MONSANTO CO NEW COM 61166W101 60 500 SH SOLE 500 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 27 438 SH SOLE 438 0 0 NCR CORP NEW COM 62886E108 38 1000 SH Put SOLE 0 0 1000 NCR CORP NEW COM 62886E108 32 853 SH SOLE 853 0 0 NETEASE INC SPONSORED ADR 64110W102 9 33 SH SOLE 33 0 0 NETFLIX INC COM 64110L106 3 19 SH SOLE 19 0 0 NETFLIX INC COM 64110L106 90 500 SH Call SOLE 0 0 500 NETFLIX INC COM 64110L106 36 200 SH Put SOLE 0 0 200 NIKE INC CL B 654106103 15 280 SH SOLE 280 0 0 NOVARTIS A G SPONSORED ADR 66987V109 89 1040 SH SOLE 740 0 300 NOVO-NORDISK A S ADR 670100205 121 2505 SH SOLE 2505 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 42 12000 SH SOLE 12000 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 8 600 SH SOLE 600 0 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 7 650 SH SOLE 650 0 0 NVIDIA CORP COM 67066G104 144 800 SH Put SOLE 0 0 800 NVIDIA CORP COM 67066G104 72 400 SH Call SOLE 0 0 400 NVIDIA CORP COM 67066G104 69 387 SH SOLE 387 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 14 300 SH SOLE 300 0 0 OKTA INC CL A 679295105 4 150 SH SOLE 150 0 0 ORACLE CORP COM 68389X105 390 8072 SH SOLE 8072 0 0 OWENS ILL INC COM NEW 690768403 28 1126 SH SOLE 1126 0 0 PACCAR INC COM 693718108 89 1237 SH SOLE 1237 0 0 PARKER HANNIFIN CORP COM 701094104 9 50 SH SOLE 50 0 0 PDL BIOPHARMA INC COM 69329Y104 2 500 SH SOLE 500 0 0 PEPSICO INC COM 713448108 275 2467 SH SOLE 2467 0 0 PFIZER INC COM 717081103 70 1954 SH SOLE 1741 0 213 PHILIP MORRIS INTL INC COM 718172109 96 869 SH SOLE 569 0 300 PILGRIMS PRIDE CORP NEW COM 72147K108 14 500 SH SOLE 500 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 8 500 SH SOLE 500 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 10 100 SH SOLE 100 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 18 175 SH SOLE 175 0 0 PNC FINL SVCS GROUP INC COM 693475105 145 1077 SH SOLE 1077 0 0 POWERSHARES ETF TR II KBW RG BK PORT 73937B712 19 352 SH SOLE 352 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 21 507 SH SOLE 507 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 256 13479 SH SOLE 13479 0 0 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 35 800 SH Put SOLE 0 0 800 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 8 330 SH SOLE 330 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 52 360 SH SOLE 360 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 3 350 SH SOLE 350 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 242 10000 SH Call SOLE 0 0 10000 PROCTER AND GAMBLE CO COM 742718109 86 948 SH SOLE 948 0 0 PROSHARES TR PSHS ULTRA O&G 74347R719 7 200 SH SOLE 200 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 25 700 SH SOLE 700 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 143 4000 SH Call SOLE 0 0 4000 PUBLIC STORAGE COM 74460D109 11 50 SH SOLE 50 0 0 PULTE GROUP INC COM 745867101 22 800 SH SOLE 800 0 0 PULTE GROUP INC COM 745867101 110 4000 SH Call SOLE 0 0 4000 QUALCOMM INC COM 747525103 54 1037 SH SOLE 1037 0 0 QUEST DIAGNOSTICS INC COM 74834L100 119 1276 SH SOLE 1276 0 0 RED ROCK RESORTS INC CL A 75700L108 5 215 SH SOLE 0 0 215 REPUBLIC FIRST BANCORP INC COM 760416107 37 4000 SH SOLE 3000 0 1000 ROYAL BANCSHARES PA INC CL A 780081105 78 17583 SH SOLE 17583 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 30 475 SH SOLE 475 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9 150 SH SOLE 150 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 941 6519 SH SOLE 5874 0 645 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1782 18648 SH SOLE 17348 0 1300 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 697 5688 SH SOLE 5688 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 20 200 SH OTR 200 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 1646 16453 SH SOLE 16251 0 202 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1041 16926 SH SOLE 15811 0 1115 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 103 2500 SH SOLE 1300 0 1200 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 127 942 SH SOLE 242 0 700 SANOFI SPONSORED ADR 80105N105 47 953 SH SOLE 953 0 0 SCHLUMBERGER LTD COM 806857108 24 340 SH SOLE 340 0 0 SCHWAB CHARLES CORP NEW COM 808513105 121 2764 SH SOLE 2764 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 167 6224 SH SOLE 6224 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1113 33245 SH SOLE 31987 0 1258 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 15 450 SH OTR 450 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 44 1230 SH SOLE 1230 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3 85 SH SOLE 85 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 268 7638 SH SOLE 7288 0 350 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 18 500 SH OTR 500 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 180 4961 SH SOLE 4480 0 481 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 207 7211 SH SOLE 4738 0 2473 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 292 9782 SH SOLE 8871 0 911 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 455 13039 SH SOLE 12869 0 170 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 25 500 SH OTR 500 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 11 218 SH SOLE 218 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 837 15986 SH SOLE 15986 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 50 950 SH OTR 950 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1412 23181 SH SOLE 21141 0 2040 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 51 1100 SH SOLE 1100 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 60 909 SH SOLE 744 0 165 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 183 3526 SH SOLE 3517 0 9 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 21 350 SH SOLE 350 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1677 33465 SH SOLE 33465 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 836 12414 SH SOLE 12324 0 90 SCHWAB STRATEGIC TR US TIPS ETF 808524870 20 354 SH SOLE 354 0 0 SEADRILL LIMITED SHS G7945E105 0 101 SH SOLE 101 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 27 800 SH Call SOLE 0 0 800 SEAGATE TECHNOLOGY PLC SHS G7945M107 27 800 SH Put SOLE 0 0 800 SELECT SECTOR SPDR TR ENERGY 81369Y506 341 5000 SH Call SOLE 0 0 5000 SELECT SECTOR SPDR TR ENERGY 81369Y506 5 74 SH SOLE 74 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 294 5445 SH SOLE 5445 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 372 4555 SH SOLE 4555 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 399 15412 SH SOLE 15412 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 234 9000 SH Call SOLE 0 0 9000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 67 950 SH SOLE 950 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 42 800 SH SOLE 800 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 28 500 SH SOLE 500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 626 10598 SH SOLE 10598 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 89 1500 SH Call SOLE 0 0 1500 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 59 1000 SH Put SOLE 0 0 1000 SEMPRA ENERGY COM 816851109 57 500 SH SOLE 500 0 0 SHOPIFY INC CL A 82509L107 65 554 SH SOLE 554 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 5 100 SH SOLE 100 0 0 SIMON PPTY GROUP INC NEW COM 828806109 32 200 SH Put SOLE 0 0 200 SNAP INC CL A 83304A106 44 3000 SH Call SOLE 0 0 3000 SNAP INC CL A 83304A106 29 2000 SH Put SOLE 0 0 2000 SOUTH JERSEY INDS INC COM 838518108 191 5520 SH SOLE 5520 0 0 SOUTHERN CO COM 842587107 28 568 SH SOLE 568 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 49 220 SH SOLE 220 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 377 3100 SH SOLE 3100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 108 428 SH SOLE 428 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 116 356 PRN SOLE 356 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 6 230 SH SOLE 230 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 95 1857 SH SOLE 1857 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 4 100 SH SOLE 100 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 90 1500 SH SOLE 500 0 1000 SPIRIT AIRLS INC COM 848577102 9 280 SH SOLE 280 0 0 SQUARE INC CL A 852234103 72 2500 SH Put SOLE 0 0 2500 SQUARE INC CL A 852234103 29 1000 SH Call SOLE 0 0 1000 SQUARE INC CL A 852234103 37 1300 SH SOLE 1300 0 0 STARBUCKS CORP COM 855244109 28 520 SH SOLE 520 0 0 STARWOOD PPTY TR INC COM 85571B105 7 325 PRN SOLE 325 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 48 1843 PRN SOLE 1843 0 0 SUN LIFE FINL INC COM 866796105 10 250 SH SOLE 250 0 0 SUNCOR ENERGY INC NEW COM 867224107 117 3327 SH SOLE 3327 0 0 T MOBILE US INC COM 872590104 4 70 SH SOLE 0 0 70 TARGET CORP COM 87612E106 12 200 SH SOLE 200 0 0 TE CONNECTIVITY LTD REG SHS H84989104 112 1349 SH SOLE 1349 0 0 TESLA INC COM 88160R101 68 200 SH Put SOLE 0 0 200 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5 300 SH SOLE 300 0 0 TEXTRON INC COM 883203101 5 85 SH SOLE 0 0 85 TIFFANY & CO NEW COM 886547108 5 50 SH SOLE 50 0 0 TIME WARNER INC COM NEW 887317303 15 145 SH SOLE 95 0 50 TIPTREE INC CL A 88822Q103 13 2000 PRN SOLE 2000 0 0 TJX COS INC NEW COM 872540109 44 600 SH Call SOLE 0 0 600 TORONTO DOMINION BK ONT COM NEW 891160509 53 935 SH SOLE 735 0 200 TOTAL S A SPONSORED ADR 89151E109 3 50 SH SOLE 50 0 0 TRIPADVISOR INC COM 896945201 13 315 SH SOLE 215 0 100 TRIPADVISOR INC COM 896945201 243 6000 SH Call SOLE 0 0 6000 TWITTER INC COM 90184L102 3 200 SH SOLE 200 0 0 ULTA BEAUTY INC COM 90384S303 45 200 SH SOLE 200 0 0 ULTA BEAUTY INC COM 90384S303 180 800 SH Call SOLE 0 0 800 UNDER ARMOUR INC CL A 904311107 26 1550 SH SOLE 1550 0 0 UNDER ARMOUR INC CL C 904311206 18 1205 SH SOLE 1205 0 0 UNILEVER N V N Y SHS NEW 904784709 37 630 SH SOLE 630 0 0 UNILEVER PLC SPON ADR NEW 904767704 162 2800 SH SOLE 1400 0 1400 UNION PAC CORP COM 907818108 12 100 SH SOLE 100 0 0 UNITED CONTL HLDGS INC COM 910047109 6 100 SH SOLE 100 0 0 UNITED PARCEL SERVICE INC CL B 911312106 91 756 SH SOLE 756 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 124 12000 SH Call SOLE 0 0 12000 UNITED TECHNOLOGIES CORP COM 913017109 75 650 SH SOLE 650 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 13 100 SH SOLE 100 0 0 US FOODS HLDG CORP COM 912008109 5 200 SH SOLE 200 0 0 V F CORP COM 918204108 16 250 SH SOLE 250 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5 200 SH SOLE 200 0 0 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 9 350 SH SOLE 350 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 22 1098 SH SOLE 1098 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 120 1420 SH SOLE 1420 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 38 474 SH SOLE 474 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 289 3524 SH SOLE 3524 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 178 3266 SH SOLE 3266 0 0 VANGUARD INDEX FDS REIT ETF 922908553 50 600 SH SOLE 600 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5122 22195 SH SOLE 22195 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 53 411 SH SOLE 411 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 35 673 SH SOLE 673 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 19 425 SH SOLE 425 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 47 800 SH SOLE 800 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 175 3000 SH Call SOLE 0 0 3000 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 13 114 SH SOLE 114 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 129 2602 SH SOLE 2602 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 166 3825 SH SOLE 3825 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 883 10891 SH SOLE 10041 0 850 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 26 400 SH SOLE 400 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 12 100 SH SOLE 100 0 0 VENTAS INC COM 92276F100 56 867 SH SOLE 867 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 420 8481 SH SOLE 8481 0 0 VIRNETX HLDG CORP COM 92823T108 0 100 SH SOLE 100 0 0 VISA INC COM CL A 92826C839 274 2600 SH SOLE 2000 0 600 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 112 3944 SH SOLE 2944 0 1000 WAL-MART STORES INC COM 931142103 15 195 SH SOLE 130 0 65 WASTE MGMT INC DEL COM 94106L109 29 371 SH SOLE 371 0 0 WEIBO CORP SPONSORED ADR 948596101 30 300 SH Call SOLE 0 0 300 WEIBO CORP SPONSORED ADR 948596101 20 200 SH Put SOLE 0 0 200 WELLS FARGO CO NEW COM 949746101 41 750 SH SOLE 750 0 0 WESTERN DIGITAL CORP COM 958102105 116 1337 SH SOLE 1337 0 0 WESTERN UN CO COM 959802109 64 3337 SH SOLE 3337 0 0 WHIRLPOOL CORP COM 963320106 95 516 SH SOLE 516 0 0 WILLIAMS COS INC DEL COM 969457100 33 1100 SH SOLE 1100 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 21 547 SH SOLE 547 0 0 WILLIAMS SONOMA INC COM 969904101 10 200 SH SOLE 200 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 122 790 SH SOLE 790 0 0 WISDOMTREE TR EUR HDG SMLCAP 97717X552 4 140 SH SOLE 0 0 140 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 12 400 SH SOLE 400 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 7 121 SH SOLE 121 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 20 525 SH OTR 525 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 671 18013 SH SOLE 18013 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 31 373 SH SOLE 373 0 0 XCEL ENERGY INC COM 98389B100 21 434 SH SOLE 434 0 0 YUM BRANDS INC COM 988498101 11 155 SH SOLE 155 0 0 YUM CHINA HLDGS INC COM 98850P109 6 155 SH SOLE 155 0 0