Chief Operating Officer

0000891092-18-005658.txt : 20180802 0000891092-18-005658.hdr.sgml : 20180802 20180802122250 ACCESSION NUMBER: 0000891092-18-005658 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 EFFECTIVENESS DATE: 20180802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 18987344 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-7634 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 06-30-2018 06-30-2018 false IndexIQ Advisors LLC

51 Madison Avenue 4th Floor New York NY 10010

13F HOLDINGS REPORT 028-13712 N Jonathan Zimmerman Chief Operating Officer 212-576-7282 /s/ Jonathan Zimmerman New York NY 08-02-2018 2 557 3247000 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7143 43665 SH DFND 1,2 43665 0 0 BUNGE LIMITED COM G16962105 1560 22373 SH DFND 1,2 22373 0 0 FERROGLOBE PLC SHS G33856108 106 12410 SH DFND 1,2 12410 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 348 7815 SH DFND 1,2 7815 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 1935 136286 SH DFND 1,2 136286 0 0 INGERSOLL-RAND PLC SHS G47791101 6864 76499 SH DFND 1,2 76499 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 2608 336520 SH DFND 1,2 336520 0 0 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 2016 141579 SH DFND 1,2 141579 0 0 PENTAIR PLC SHS G7S00T104 2106 50050 SH DFND 1,2 50050 0 0 CHUBB LIMITED COM H1467J104 6047 47605 SH DFND 1,2 47605 0 0 ADECOAGRO S A COM L00849106 377 47413 SH DFND 1,2 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46138E628 39 733 SH DFND 1,2 733 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 7299 275239 SH DFND 1,2 275239 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 60050 2622309 SH DFND 1,2 2622309 0 0 INVESCO EXCHNG TRADED FD TR TREAS COLATERL 46138G888 8801 82932 SH DFND 1,2 82932 0 0 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 305 2720 SH DFND 1,2 2720 0 0 INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 2377 18557 SH DFND 1,2 18557 0 0 INVESCO CURNCYSHS JAPANESE Y JAPANESE YEN 46138W107 8484 98112 SH DFND 1,2 98112 0 0 INVESCO DB MLTI SECTR CMMTY GOLD FD 46140H601 10009 253341 SH DFND 1,2 253341 0 0 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 142 5682 SH DFND 1,2 5682 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 594 107440 SH DFND 1,2 107440 0 0 ISHARES TR CORE S&P TTL STK 464287150 2739 43810 SH DFND 1,2 43810 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 15919 370470 SH DFND 1,2 370470 0 0 ISHARES TR CORE S&P500 ETF 464287200 1632 5976 SH DFND 1,2 5976 0 0 ISHARES TR CORE US AGGBD ET 464287226 5388 50677 SH DFND 1,2 50677 0 0 ISHARES TR IBOXX INV CP ETF 464287242 72285 630929 SH DFND 1,2 630929 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 13389 82341 SH DFND 1,2 82341 0 0 ISHARES TR S&P 500 VAL ETF 464287408 40 366 SH DFND 1,2 366 0 0 ISHARES TR 20 YR TR BD ETF 464287432 14277 117291 SH DFND 1,2 117291 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1691 16491 SH DFND 1,2 16491 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 41244 494711 SH DFND 1,2 494711 0 0 ISHARES TR MSCI EAFE ETF 464287465 277 4130 SH DFND 1,2 4130 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 92 755 SH DFND 1,2 755 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 27199 189154 SH DFND 1,2 189154 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 16525 80878 SH DFND 1,2 80878 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4020 24549 SH DFND 1,2 24549 0 0 ISHARES TR S&P SML 600 GWT 464287887 9417 49834 SH DFND 1,2 49834 0 0 ISHARES TR EAFE SML CP ETF 464288273 54988 876449 SH DFND 1,2 876449 0 0 ISHARES TR JPMORGAN USD EMG 464288281 19663 184162 SH DFND 1,2 184162 0 0 ISHARES TR IBOXX HI YD ETF 464288513 67100 788675 SH DFND 1,2 788675 0 0 ISHARES TR MBS ETF 464288588 20546 197215 SH DFND 1,2 197215 0 0 ISHARES TR US CR BD ETF 464288620 3393 31673 SH DFND 1,2 31673 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 1345 10243 SH DFND 1,2 10243 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 19550 162908 SH DFND 1,2 162908 0 0 ISHARES TR SHORT TREAS BD 464288679 262289 2374954 SH DFND 1,2 2374954 0 0 ISHARES TR S&P US PFD STK 464288687 14739 390858 SH DFND 1,2 390858 0 0 ISHARES TR EAFE GRWTH ETF 464288885 11079 140588 SH DFND 1,2 140588 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1176 23059 SH DFND 1,2 23059 0 0 ISHARES TR MSCI CHINA ETF 46429B671 13617 210781 SH DFND 1,2 210781 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 4157 41695 SH DFND 1,2 41695 0 0 ISHARES TR CORE MSCI EAFE 46432F842 5122 80829 SH DFND 1,2 80829 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1038 19766 SH DFND 1,2 19766 0 0 J JILL INC COM 46620W102 4622 494883 SH DFND 1,2 494883 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 7594 220122 SH DFND 1,2 220122 0 0 KELLOGG CO COM 487836108 3837 54911 SH DFND 1,2 54911 0 0 KELLY SVCS INC CL A 488152208 1691 75322 SH DFND 1,2 75322 0 0 KEMPER CORP DEL COM 488401100 2903 38375 SH DFND 1,2 38375 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2342 110725 SH DFND 1,2 110725 0 0 KEYCORP NEW COM 493267108 6595 337530 SH DFND 1,2 337530 0 0 KFORCE INC COM 493732101 2774 80864 SH DFND 1,2 80864 0 0 KINDER MORGAN INC DEL COM 49456B101 257 14544 SH DFND 1,2 14544 0 0 KITE RLTY GROUP TR COM NEW 49803T300 1290 75536 SH DFND 1,2 75536 0 0 KOPPERS HOLDINGS INC COM 50060P106 2041 53221 SH DFND 1,2 53221 0 0 KORN FERRY INTL COM NEW 500643200 2626 42398 SH DFND 1,2 42398 0 0 KRATON CORPORATION COM 50077C106 2115 45846 SH DFND 1,2 45846 0 0 LTC PPTYS INC COM 502175102 1515 35451 SH DFND 1,2 35451 0 0 LSC COMMUNICATIONS INC COM 50218P107 1963 125353 SH DFND 1,2 125353 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 7162 39895 SH DFND 1,2 39895 0 0 LAM RESEARCH CORP COM 512807108 5552 32120 SH DFND 1,2 32120 0 0 LAMB WESTON HLDGS INC COM 513272104 1610 23494 SH DFND 1,2 23494 0 0 LANTHEUS HLDGS INC COM 516544103 2002 137571 SH DFND 1,2 137571 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 15734 459669 SH DFND 1,2 459669 0 0 LEXINGTON REALTY TRUST COM 529043101 1706 195421 SH DFND 1,2 195421 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 2447 55687 SH DFND 1,2 55687 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 3276 203478 SH DFND 1,2 203478 0 0 LIFEPOINT HEALTH INC COM 53219L109 2271 46539 SH DFND 1,2 46539 0 0 LINCOLN NATL CORP IND COM 534187109 5624 90353 SH DFND 1,2 90353 0 0 LITHIA MTRS INC CL A 536797103 2058 21760 SH DFND 1,2 21760 0 0 LOCKHEED MARTIN CORP COM 539830109 5653 19135 SH DFND 1,2 19135 0 0 LOEWS CORP COM 540424108 6396 132471 SH DFND 1,2 132471 0 0 LOUISIANA PAC CORP COM 546347105 1192 43807 SH DFND 1,2 43807 0 0 LYDALL INC DEL COM 550819106 1979 45335 SH DFND 1,2 45335 0 0 LYON WILLIAM HOMES CL A NEW 552074700 1846 79570 SH DFND 1,2 79570 0 0 MB FINANCIAL INC NEW COM 55264U108 9893 211839 SH DFND 1,2 211839 0 0 M D C HLDGS INC COM 552676108 2411 78343 SH DFND 1,2 78343 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 1953 64124 SH DFND 1,2 64124 0 0 M/I HOMES INC COM 55305B101 1819 68676 SH DFND 1,2 68676 0 0 MTGE INVT CORP COM 55378A105 3377 172282 SH DFND 1,2 172282 0 0 MACK CALI RLTY CORP COM 554489104 1517 74787 SH DFND 1,2 74787 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1960 20424 SH DFND 1,2 20424 0 0 MANTECH INTL CORP CL A 564563104 2115 39434 SH DFND 1,2 39434 0 0 MARATHON PETE CORP COM 56585A102 6480 92353 SH DFND 1,2 92353 0 0 MARCUS CORP COM 566330106 2342 72073 SH DFND 1,2 72073 0 0 MCEWEN MNG INC COM 58039P107 80 38716 SH DFND 1,2 38716 0 0 MERITAGE HOMES CORP COM 59001A102 2124 48339 SH DFND 1,2 48339 0 0 META FINL GROUP INC COM 59100U108 1951 20031 SH DFND 1,2 20031 0 0 METLIFE INC COM 59156R108 6232 142936 SH DFND 1,2 142936 0 0 MICROSTRATEGY INC CL A NEW 594972408 2166 16958 SH DFND 1,2 16958 0 0 MICRON TECHNOLOGY INC COM 595112103 6510 124142 SH DFND 1,2 124142 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 2220 65707 SH DFND 1,2 65707 0 0 MITEL NETWORKS CORP COM 60671Q104 8981 818678 SH DFND 1,2 818678 0 0 MOBILEIRON INC COM NEW 60739U204 1966 441895 SH DFND 1,2 441895 0 0 MOLSON COORS BREWING CO CL B 60871R209 5959 87588 SH DFND 1,2 87588 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1102 66669 SH DFND 1,2 66669 0 0 MOODYS CORP COM 615369105 6955 40780 SH DFND 1,2 40780 0 0 MORGAN STANLEY COM NEW 617446448 5802 122398 SH DFND 1,2 122398 0 0 MUELLER INDS INC COM 624756102 2467 83615 SH DFND 1,2 83615 0 0 NCI BUILDING SYS INC COM NEW 628852204 2595 123582 SH DFND 1,2 123582 0 0 NATIONAL GEN HLDGS CORP COM 636220303 2369 89979 SH DFND 1,2 89979 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 1403 45527 SH DFND 1,2 45527 0 0 NEENAH INC COM 640079109 431 5077 SH DFND 1,2 5077 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 2358 127619 SH DFND 1,2 127619 0 0 NEW SR INVT GROUP INC COM 648691103 551 72779 SH DFND 1,2 72779 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 603 100330 SH DFND 1,2 100330 0 0 NEWMONT MINING CORP COM 651639106 2287 60640 SH DFND 1,2 60640 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 1866 204429 SH DFND 1,2 204429 0 0 NORFOLK SOUTHERN CORP COM 655844108 7349 48711 SH DFND 1,2 48711 0 0 NORTHERN TR CORP COM 665859104 6587 64023 SH DFND 1,2 64023 0 0 NXSTAGE MEDICAL INC COM 67072V103 5870 210401 SH DFND 1,2 210401 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 421 5033 SH DFND 1,2 5033 0 0 OCLARO INC COM NEW 67555N206 6001 671969 SH DFND 1,2 671969 0 0 OFFICE DEPOT INC COM 676220106 2594 1017389 SH DFND 1,2 1017389 0 0 ONEOK INC NEW COM 682680103 190 2719 SH DFND 1,2 2719 0 0 ONESPAN INC COM 68287N100 3319 168911 SH DFND 1,2 168911 0 0 OPUS BK IRVINE CALIF COM 684000102 2242 78120 SH DFND 1,2 78120 0 0 ORCHID IS CAP INC COM 68571X103 344 45711 SH DFND 1,2 45711 0 0 PBF ENERGY INC CL A 69318G106 2705 64523 SH DFND 1,2 64523 0 0 PG&E CORP COM 69331C108 6300 148029 SH DFND 1,2 148029 0 0 PATRICK INDS INC COM 703343103 2011 35367 SH DFND 1,2 35367 0 0 PEABODY ENERGY CORP NEW COM 704551100 2726 59929 SH DFND 1,2 59929 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 2266 65511 SH DFND 1,2 65511 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 2387 61532 SH DFND 1,2 61532 0 0 PENN NATL GAMING INC COM 707569109 2798 83297 SH DFND 1,2 83297 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 638 58068 SH DFND 1,2 58068 0 0 PENNYMAC MTG INVT TR COM 70931T103 1018 53585 SH DFND 1,2 53585 0 0 PENNYMAC FINL SVCS INC CL A 70932B101 1898 96574 SH DFND 1,2 96574 0 0 PEOPLES BANCORP INC COM 709789101 2331 61705 SH DFND 1,2 61705 0 0 PERFICIENT INC COM 71375U101 2517 95435 SH DFND 1,2 95435 0 0 PFIZER INC COM 717081103 6740 185775 SH DFND 1,2 185775 0 0 PHILLIPS 66 COM 718546104 7969 70952 SH DFND 1,2 70952 0 0 PHYSICIANS RLTY TR COM 71943U104 2623 164557 SH DFND 1,2 164557 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 3240 160974 SH DFND 1,2 160974 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 1876 36238 SH DFND 1,2 36238 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11456 112812 SH DFND 1,2 112812 0 0 PIONEER NAT RES CO COM 723787107 208 1099 SH DFND 1,2 1099 0 0 PIPER JAFFRAY COS COM 724078100 2024 26339 SH DFND 1,2 26339 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 619 53348 SH DFND 1,2 53348 0 0 POST HLDGS INC COM 737446104 944 10972 SH DFND 1,2 10972 0 0 PREFERRED APT CMNTYS INC COM 74039L103 598 35180 SH DFND 1,2 35180 0 0 PRESIDIO INC COM 74102M103 1832 139859 SH DFND 1,2 139859 0 0 PRIMORIS SVCS CORP COM 74164F103 2384 87566 SH DFND 1,2 87566 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 5859 110652 SH DFND 1,2 110652 0 0 PROGRESSIVE CORP OHIO COM 743315103 6382 107895 SH DFND 1,2 107895 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 271 10500 SH DFND 1,2 10500 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 1016 54000 SH DFND 1,2 54000 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 324 14186 SH DFND 1,2 14186 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 111 3955 SH DFND 1,2 3955 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 1 68 SH DFND 1,2 68 0 0 PROVIDENCE SVC CORP COM 743815102 2485 31638 SH DFND 1,2 31638 0 0 PRUDENTIAL FINL INC COM 744320102 5927 63384 SH DFND 1,2 63384 0 0 QCR HOLDINGS INC COM 74727A104 2314 48771 SH DFND 1,2 48771 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1797 86289 SH DFND 1,2 86289 0 0 QTS RLTY TR INC COM CL A 74736A103 1800 45580 SH DFND 1,2 45580 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 2257 125713 SH DFND 1,2 125713 0 0 REV GROUP INC COM 749527107 1792 105364 SH DFND 1,2 105364 0 0 RMR GROUP INC CL A 74967R106 2453 31272 SH DFND 1,2 31272 0 0 RSP PERMIAN INC COM 74978Q105 26476 601451 SH DFND 1,2 601451 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 928 70268 SH DFND 1,2 70268 0 0 REDWOOD TR INC COM 758075402 1113 67557 SH DFND 1,2 67557 0 0 REGIS CORP MINN COM 758932107 2391 144573 SH DFND 1,2 144573 0 0 REGIONS FINL CORP NEW COM 7591EP100 6323 355614 SH DFND 1,2 355614 0 0 RENASANT CORP COM 75970E107 2339 51394 SH DFND 1,2 51394 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 3050 170890 SH DFND 1,2 170890 0 0 RESOURCES CONNECTION INC COM 76122Q105 2282 135025 SH DFND 1,2 135025 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 1920 100196 SH DFND 1,2 100196 0 0 REXNORD CORP NEW COM 76169B102 1264 43496 SH DFND 1,2 43496 0 0 REXFORD INDL RLTY INC COM 76169C100 2301 73293 SH DFND 1,2 73293 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 1442 84704 SH DFND 1,2 84704 0 0 RITE AID CORP COM 767754104 13603 7863047 SH DFND 1,2 7863047 0 0 ROCKWELL COLLINS INC COM 774341101 46311 343857 SH DFND 1,2 343857 0 0 ROSS STORES INC COM 778296103 7161 84490 SH DFND 1,2 84490 0 0 ROYAL GOLD INC COM 780287108 696 7498 SH DFND 1,2 7498 0 0 RUSH ENTERPRISES INC CL A 781846209 2233 51479 SH DFND 1,2 51479 0 0 SJW GROUP COM 784305104 2748 41498 SH DFND 1,2 41498 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2827 10420 SH DFND 1,2 10420 0 0 SPX CORP COM 784635104 2360 67345 SH DFND 1,2 67345 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 4383 41823 SH DFND 1,2 41823 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 21173 446210 SH DFND 1,2 446210 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4383 127736 SH DFND 1,2 127736 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 60188 1135174 SH DFND 1,2 1135174 0 0 SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 29550 1164769 SH DFND 1,2 1164769 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 2161 80154 SH DFND 1,2 80154 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 1665 47388 SH DFND 1,2 47388 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 60405 1702493 SH DFND 1,2 1702493 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 14699 487359 SH DFND 1,2 487359 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 3 112 SH DFND 1,2 112 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 278 9959 SH DFND 1,2 9959 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 39050 1114783 SH DFND 1,2 1114783 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 144 3051 SH DFND 1,2 3051 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 22489 478784 SH DFND 1,2 478784 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 111 4061 SH DFND 1,2 4061 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 66902 730548 SH DFND 1,2 730548 0 0 SP PLUS CORP COM 78469C103 2286 61442 SH DFND 1,2 61442 0 0 SPX FLOW INC COM 78469X107 1946 44467 SH DFND 1,2 44467 0 0 SAIA INC COM 78709Y105 2353 29107 SH DFND 1,2 29107 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 2132 132973 SH DFND 1,2 132973 0 0 SANDERSON FARMS INC COM 800013104 2058 19575 SH DFND 1,2 19575 0 0 SCANA CORP NEW COM 80589M102 9162 237852 SH DFND 1,2 237852 0 0 SCANSOURCE INC COM 806037107 2480 61529 SH DFND 1,2 61529 0 0 SCHLUMBERGER LTD COM 806857108 601 8973 SH DFND 1,2 8973 0 0 SCHULMAN A INC COM 808194104 6517 146460 SH DFND 1,2 146460 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2381 36073 SH DFND 1,2 36073 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4274 81676 SH DFND 1,2 81676 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 103096 2072701 SH DFND 1,2 2072701 0 0 SEABOARD CORP COM 811543107 3000 757 SH DFND 1,2 757 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 160 2757 SH DFND 1,2 2757 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2983 35750 SH DFND 1,2 35750 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3022 27646 SH DFND 1,2 27646 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 655 8627 SH DFND 1,2 8627 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21331 802266 SH DFND 1,2 802266 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 868 12122 SH DFND 1,2 12122 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 712 10246 SH DFND 1,2 10246 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1237 23805 SH DFND 1,2 23805 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 1281 57010 SH DFND 1,2 57010 0 0 SELECTIVE INS GROUP INC COM 816300107 1982 36037 SH DFND 1,2 36037 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 1231 29023 SH DFND 1,2 29023 0 0 SMUCKER J M CO COM NEW 832696405 1919 17858 SH DFND 1,2 17858 0 0 SOUTHERN COPPER CORP COM 84265V105 2718 57980 SH DFND 1,2 57980 0 0 SPARTAN MTRS INC COM 846819100 1920 127173 SH DFND 1,2 127173 0 0 SPARTANNASH CO COM 847215100 3244 127101 SH DFND 1,2 127101 0 0 SPRINT CORP COM SER 1 85207U105 9637 1771431 SH DFND 1,2 1771431 0 0 STAG INDL INC COM 85254J102 2400 88149 SH DFND 1,2 88149 0 0 STANLEY BLACK & DECKER INC COM 854502101 5663 42642 SH DFND 1,2 42642 0 0 STATE BK FINL CORP COM 856190103 6616 198312 SH DFND 1,2 198312 0 0 STATE STR CORP COM 857477103 6119 65730 SH DFND 1,2 65730 0 0 STEPAN CO COM 858586100 2051 26297 SH DFND 1,2 26297 0 0 STEWART INFORMATION SVCS COR COM 860372101 2501 58060 SH DFND 1,2 58060 0 0 STONERIDGE INC COM 86183P102 2785 79253 SH DFND 1,2 79253 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 1335 93268 SH DFND 1,2 93268 0 0 SUNCOKE ENERGY INC COM 86722A103 2901 216527 SH DFND 1,2 216527 0 0 SUNTRUST BKS INC COM 867914103 6439 97535 SH DFND 1,2 97535 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3043 128670 SH DFND 1,2 128670 0 0 SYKES ENTERPRISES INC COM 871237103 2175 75582 SH DFND 1,2 75582 0 0 SYNEOS HEALTH INC CL A 87166B102 2890 61617 SH DFND 1,2 61617 0 0 TCF FINL CORP COM 872275102 2361 95897 SH DFND 1,2 95897 0 0 TTM TECHNOLOGIES INC COM 87305R109 2522 143059 SH DFND 1,2 143059 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1969 83836 SH DFND 1,2 83836 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 1952 93959 SH DFND 1,2 93959 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 2140 78036 SH DFND 1,2 78036 0 0 TENNECO INC COM 880349105 1753 39866 SH DFND 1,2 39866 0 0 TERRENO RLTY CORP COM 88146M101 1867 49574 SH DFND 1,2 49574 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 2596 583304 SH DFND 1,2 583304 0 0 TIER REIT INC COM NEW 88650V208 1021 42921 SH DFND 1,2 42921 0 0 TITAN INTL INC ILL COM 88830M102 129 12012 SH DFND 1,2 12012 0 0 TOWER INTL INC COM 891826109 2507 78824 SH DFND 1,2 78824 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2455 76482 SH DFND 1,2 76482 0 0 TREDEGAR CORP COM 894650100 2864 121861 SH DFND 1,2 121861 0 0 TRIPLE-S MGMT CORP CL B 896749108 3269 83679 SH DFND 1,2 83679 0 0 TRISTATE CAP HLDGS INC COM 89678F100 2456 94081 SH DFND 1,2 94081 0 0 TRUEBLUE INC COM 89785X101 2276 84456 SH DFND 1,2 84456 0 0 TYSON FOODS INC CL A 902494103 12690 184319 SH DFND 1,2 184319 0 0 U S CONCRETE INC COM NEW 90333L201 1901 36214 SH DFND 1,2 36214 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1886 113629 SH DFND 1,2 113629 0 0 UNIFI INC COM NEW 904677200 1913 60343 SH DFND 1,2 60343 0 0 UNISYS CORP COM NEW 909214306 2625 203478 SH DFND 1,2 203478 0 0 UNITED FIRE GROUP INC COM 910340108 2491 45704 SH DFND 1,2 45704 0 0 UNITED INS HLDGS CORP COM 910710102 2238 114285 SH DFND 1,2 114285 0 0 UNIVERSAL FST PRODS INC COM 913543104 2468 67407 SH DFND 1,2 67407 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 2407 68571 SH DFND 1,2 68571 0 0 VSE CORP COM 918284100 2021 42294 SH DFND 1,2 42294 0 0 VALERO ENERGY CORP NEW COM 91913Y100 8126 73324 SH DFND 1,2 73324 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 226 7191 SH DFND 1,2 7191 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 13780 809645 SH DFND 1,2 809645 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3562 44976 SH DFND 1,2 44976 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6588 153560 SH DFND 1,2 153560 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 11194 229131 SH DFND 1,2 229131 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 24760 214537 SH DFND 1,2 214537 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1371 32485 SH DFND 1,2 32485 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 624 3680 SH DFND 1,2 3680 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 149 1415 SH DFND 1,2 1415 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 483 7156 SH DFND 1,2 7156 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 528 3315 SH DFND 1,2 3315 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 246 1813 SH DFND 1,2 1813 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 516 2844 SH DFND 1,2 2844 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 91 690 SH DFND 1,2 690 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 436 3761 SH DFND 1,2 3761 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 73721 943928 SH DFND 1,2 943928 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 4203 67099 SH DFND 1,2 67099 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 25753 500916 SH DFND 1,2 500916 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 33460 447440 SH DFND 1,2 447440 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 39469 472563 SH DFND 1,2 472563 0 0 VECTREN CORP COM 92240G101 27799 389076 SH DFND 1,2 389076 0 0 VECTRUS INC COM 92242T101 1810 58737 SH DFND 1,2 58737 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 12709 72293 SH DFND 1,2 72293 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 22538 150448 SH DFND 1,2 150448 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 94 902 SH DFND 1,2 902 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 19442 138446 SH DFND 1,2 138446 0 0 VERIFONE SYS INC COM 92342Y109 7440 326048 SH DFND 1,2 326048 0 0 VERINT SYS INC COM 92343X100 2277 51348 SH DFND 1,2 51348 0 0 VERITIV CORP COM 923454102 2224 55802 SH DFND 1,2 55802 0 0 VIAD CORP COM NEW 92552R406 2262 41703 SH DFND 1,2 41703 0 0 VISTA OUTDOOR INC COM 928377100 2076 134032 SH DFND 1,2 134032 0 0 WABASH NATL CORP COM 929566107 1961 105112 SH DFND 1,2 105112 0 0 WALKER & DUNLOP INC COM 93148P102 2049 36814 SH DFND 1,2 36814 0 0 WARRIOR MET COAL INC COM 93627C101 302 10953 SH DFND 1,2 10953 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1366 168473 SH DFND 1,2 168473 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2149 70845 SH DFND 1,2 70845 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 901 11496 SH DFND 1,2 11496 0 0 WELLS FARGO CO NEW COM 949746101 7057 127286 SH DFND 1,2 127286 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 2401 213403 SH DFND 1,2 213403 0 0 WESCO INTL INC COM 95082P105 2013 35252 SH DFND 1,2 35252 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 379 36362 SH DFND 1,2 36362 0 0 WHITESTONE REIT COM 966084204 426 34166 SH DFND 1,2 34166 0 0 WILLIAMS COS INC DEL COM 969457100 147 5439 SH DFND 1,2 5439 0 0 WINNEBAGO INDS INC COM 974637100 2362 58176 SH DFND 1,2 58176 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 462 13405 SH DFND 1,2 13405 0 0 WORLD FUEL SVCS CORP COM 981475106 1818 89098 SH DFND 1,2 89098 0 0 XCERRA CORP COM 98400J108 2386 170759 SH DFND 1,2 170759 0 0 XENIA HOTELS & RESORTS INC COM 984017103 2360 96894 SH DFND 1,2 96894 0 0 XYLEM INC COM 98419M100 5059 75086 SH DFND 1,2 75086 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 2490 247723 SH DFND 1,2 247723 0 0 ZYNGA INC CL A 98986T108 2432 597646 SH DFND 1,2 597646 0 0