0000891092-12-000560.txt : 20120201 0000891092-12-000560.hdr.sgml : 20120201 20120201110949 ACCESSION NUMBER: 0000891092-12-000560 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 EFFECTIVENESS DATE: 20120201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 12561438 BUSINESS ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 MAIL ADDRESS: STREET 1: 800 Westchester Avenue CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 e47106_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: IndexIQ Advisors LLC Address: 800 Westchester Avenue, Suite N-611 Rye Brook, NY 10573 Form 13F File Number: 28-13712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adam S. Patti Title: Chief Executive Officer Phone: 914.697.4945 Signature, Place, and Date of Signing: /s/ Adam S. Patti Rye Brook, New York February 1, 2012 ----------------- ------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 181 Form 13F Information Table Value Total: $515,333 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-13711 Financial Development LLC 02 28-13710 Financial Development Holdco LLC
------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ BUNGE LIMITED COM G16962105 312 5,458 SH - Defined 01,02 5,458 - - ------------------------------------------------------------------------------------------------------------------------------------ COSAN LTD SHS A G25343107 1,095 99,905 SH - Defined 01,02 99,905 - - ------------------------------------------------------------------------------------------------------------------------------------ ADECOAGRO S A COM L00849106 677 81,830 SH - Defined 01,02 81,830 - - ------------------------------------------------------------------------------------------------------------------------------------ CORE LABORATORIES N V COM N22717107 121 1,061 SH - Defined 01,02 1,061 - - ------------------------------------------------------------------------------------------------------------------------------------ ACADIA RLTY TR COM SH BEN INT 004239109 294 14,594 SH - Defined 01,02 14,594 - - ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC COM 013817101 186 21,514 SH - Defined 01,02 21,514 - - ------------------------------------------------------------------------------------------------------------------------------------ ALLIED NEVADA GOLD CORP COM 019344100 40 1,305 SH - Defined 01,02 1,305 - - ------------------------------------------------------------------------------------------------------------------------------------ ALON USA ENERGY INC COM 020520102 2 229 SH - Defined 01,02 229 - - ------------------------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC COM 02076X102 165 8,080 SH - Defined 01,02 8,080 - - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WTR WKS CO INC NEW COM 030420103 904 28,364 SH - Defined 01,02 28,364 - - ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETE CORP COM 032511107 24 314 SH - Defined 01,02 314 - - ------------------------------------------------------------------------------------------------------------------------------------ ANDERSONS INC COM 034164103 638 14,606 SH - Defined 01,02 14,606 - - ------------------------------------------------------------------------------------------------------------------------------------ ANWORTH MORTGAGE ASSET CP COM 037347101 279 44,464 SH - Defined 01,02 44,464 - - ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COM 037411105 21 234 SH - Defined 01,02 234 - - ------------------------------------------------------------------------------------------------------------------------------------ AQUA AMERICA INC COM 03836W103 515 23,378 SH - Defined 01,02 23,378 - - ------------------------------------------------------------------------------------------------------------------------------------ ARCH COAL INC COM 039380100 156 10,751 SH - Defined 01,02 10,751 - - ------------------------------------------------------------------------------------------------------------------------------------ ARCHER DANIELS MIDLAND CO COM 039483102 690 24,118 SH - Defined 01,02 24,118 - - ------------------------------------------------------------------------------------------------------------------------------------ ARMOUR RESIDENTIAL REIT INC COM 042315101 205 29,050 SH - Defined 01,02 29,050 - - ------------------------------------------------------------------------------------------------------------------------------------ ASHFORD HOSPITALITY TR INC COM SHS 044103109 186 23,289 SH - Defined 01,02 23,289 - - ------------------------------------------------------------------------------------------------------------------------------------ ASSOCIATED ESTATES RLTY CORP COM 045604105 227 14,234 SH - Defined 01,02 14,234 - - ------------------------------------------------------------------------------------------------------------------------------------ BPZ RESOURCES INC COM 055639108 6 2,273 SH - Defined 01,02 2,273 - - ------------------------------------------------------------------------------------------------------------------------------------ BAKER HUGHES INC COM 057224107 13 258 SH - Defined 01,02 258 - - ------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 307 7,277 SH - Defined 01,02 7,277 - - ------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 1,971 32,491 SH - Defined 01,02 32,491 - - ------------------------------------------------------------------------------------------------------------------------------------ BRANDYWINE RLTY TR SH BEN INT NEW 105368203 441 46,448 SH - Defined 01,02 46,448 - - ------------------------------------------------------------------------------------------------------------------------------------ CVR ENERGY INC COM 12662P108 37 1,972 SH - Defined 01,02 1,972 - - ------------------------------------------------------------------------------------------------------------------------------------ CVR PARTNERS LP COM 126633106 367 14,780 SH - Defined 01,02 14,780 - - ------------------------------------------------------------------------------------------------------------------------------------ CAPLEASE INC COM 140288101 94 23,323 SH - Defined 01,02 23,323 - - ------------------------------------------------------------------------------------------------------------------------------------ CEDAR REALTY TRUST INC COM NEW 150602209 82 19,111 SH - Defined 01,02 19,111 - - ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP NEW COM 166764100 129 1,213 SH - Defined 01,02 1,213 - - ------------------------------------------------------------------------------------------------------------------------------------ CHIQUITA BRANDS INTL INC COM 170032809 297 35,663 SH - Defined 01,02 35,663 - - ------------------------------------------------------------------------------------------------------------------------------------ CLEARWATER PAPER CORP COM 18538R103 40 1,132 SH - Defined 01,02 1,132 - - ------------------------------------------------------------------------------------------------------------------------------------ CLIFFS NATURAL RESOURCES INC COM 18683K101 173 2,777 SH - Defined 01,02 2,777 - - ------------------------------------------------------------------------------------------------------------------------------------ COEUR D ALENE MINES CORP IDA COM NEW 192108504 31 1,287 SH - Defined 01,02 1,287 - - ------------------------------------------------------------------------------------------------------------------------------------ COGDELL SPENCER INC COM 19238U107 74 17,494 SH - Defined 01,02 17,494 - - ------------------------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS CO COM 201723103 223 16,105 SH - Defined 01,02 16,105 - - ------------------------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES COM 20453E109 428 12,756 SH - Defined 01,02 12,756 - - ------------------------------------------------------------------------------------------------------------------------------------ CONAGRA FOODS INC COM 205887102 437 16,560 SH - Defined 01,02 16,560 - - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 65 893 SH - Defined 01,02 893 - - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 445 12,138 SH - Defined 01,02 12,138 - - ------------------------------------------------------------------------------------------------------------------------------------ CORN PRODS INTL INC COM 219023108 143 2,719 SH - Defined 01,02 2,719 - - ------------------------------------------------------------------------------------------------------------------------------------ COUSINS PPTYS INC COM 222795106 228 35,543 SH - Defined 01,02 35,543 - - ------------------------------------------------------------------------------------------------------------------------------------ CREXUS INVT CORP COM 226553105 273 26,258 SH - Defined 01,02 26,258 - - ------------------------------------------------------------------------------------------------------------------------------------ CUBESMART COM 229663109 447 42,003 SH - Defined 01,02 42,003 - - ------------------------------------------------------------------------------------------------------------------------------------ CURRENCYSHARES EURO TR EURO SHS 23130C108 196 1,522 SH - Defined 01,02 1,522 - - ------------------------------------------------------------------------------------------------------------------------------------ DCT INDUSTRIAL TRUST INC COM 233153105 431 84,150 SH - Defined 01,02 84,150 - - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 17 270 SH - Defined 01,02 270 - - ------------------------------------------------------------------------------------------------------------------------------------ DOLE FOOD CO INC NEW COM 256603101 247 28,527 SH - Defined 01,02 28,527 - - ------------------------------------------------------------------------------------------------------------------------------------ DOMTAR CORP COM NEW 257559203 163 2,037 SH - Defined 01,02 2,037 - - ------------------------------------------------------------------------------------------------------------------------------------ DYNEX CAP INC COM NEW 26817Q506 126 13,826 SH - Defined 01,02 13,826 - - ------------------------------------------------------------------------------------------------------------------------------------ EOG RES INC COM 26875P101 15 149 SH - Defined 01,02 149 - - ------------------------------------------------------------------------------------------------------------------------------------ EDUCATION RLTY TR INC COM 28140H104 322 31,524 SH - Defined 01,02 31,524 - - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORP COM 28336L109 2,459 92,537 SH - Defined 01,02 92,537 - - ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORP COM 30231G102 270 3,189 SH - Defined 01,02 3,189 - - ------------------------------------------------------------------------------------------------------------------------------------ FELCOR LODGING TR INC COM 31430F101 130 42,659 SH - Defined 01,02 42,659 - - ------------------------------------------------------------------------------------------------------------------------------------ FIRST INDUSTRIAL REALTY TRUS COM 32054K103 304 29,684 SH - Defined 01,02 29,684 - - ------------------------------------------------------------------------------------------------------------------------------------ FIRST POTOMAC RLTY TR COM 33610F109 224 17,155 SH - Defined 01,02 17,155 - - ------------------------------------------------------------------------------------------------------------------------------------ FLOWSERVE CORP COM 34354P105 896 9,022 SH - Defined 01,02 9,022 - - ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN STREET PPTYS CORP COM 35471R106 242 24,280 SH - Defined 01,02 24,280 - - ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GO COM 35671D857 758 20,601 SH - Defined 01,02 20,601 - - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MLS INC COM 370334104 1,017 25,175 SH - Defined 01,02 25,175 - - ------------------------------------------------------------------------------------------------------------------------------------ GETTY RLTY CORP NEW COM 374297109 129 9,269 SH - Defined 01,02 9,269 - - ------------------------------------------------------------------------------------------------------------------------------------ GLIMCHER RLTY TR SH BEN INT 379302102 339 36,824 SH - Defined 01,02 36,824 - - ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH CORP COM 382388106 2,711 21,912 SH - Defined 01,02 21,912 - - ------------------------------------------------------------------------------------------------------------------------------------ GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 272 12,083 SH - Defined 01,02 12,083 - - ------------------------------------------------------------------------------------------------------------------------------------ GRAMERCY CAP CORP COM 384871109 30 12,151 SH - Defined 01,02 12,151 - - ------------------------------------------------------------------------------------------------------------------------------------ GREEN MTN COFFEE ROASTERS IN COM 393122106 159 3,549 SH - Defined 01,02 3,549 - - ------------------------------------------------------------------------------------------------------------------------------------ GULFPORT ENERGY CORP COM NEW 402635304 30 1,013 SH - Defined 01,02 1,013 - - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 18 533 SH - Defined 01,02 533 - - ------------------------------------------------------------------------------------------------------------------------------------ HARLEYSVILLE GROUP INC COM 412824104 236 4,165 SH - Defined 01,02 4,165 - - ------------------------------------------------------------------------------------------------------------------------------------ HARVEST NATURAL RESOURCES IN COM 41754V103 6 773 SH - Defined 01,02 773 - - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHSPRING INC COM 42224N101 1,153 21,132 SH - Defined 01,02 21,132 - - ------------------------------------------------------------------------------------------------------------------------------------ HERSHA HOSPITALITY TR SH BEN INT A 427825104 253 51,815 SH - Defined 01,02 51,815 - - ------------------------------------------------------------------------------------------------------------------------------------ HERSHEY CO COM 427866108 509 8,247 SH - Defined 01,02 8,247 - - ------------------------------------------------------------------------------------------------------------------------------------ HOLLYFRONTIER CORP COM 436106108 112 4,785 SH - Defined 01,02 4,785 - - ------------------------------------------------------------------------------------------------------------------------------------ HORMEL FOODS CORP COM 440452100 2,953 100,835 SH - Defined 01,02 100,835 - - ------------------------------------------------------------------------------------------------------------------------------------ ISTAR FINL INC COM 45031U101 128 24,279 SH - Defined 01,02 24,279 - - ------------------------------------------------------------------------------------------------------------------------------------ ITT CORP NEW COM NEW 450911201 1,758 90,969 SH - Defined 01,02 90,969 - - ------------------------------------------------------------------------------------------------------------------------------------ INLAND REAL ESTATE CORP COM NEW 457461200 202 26,493 SH - Defined 01,02 26,493 - - ------------------------------------------------------------------------------------------------------------------------------------ INVESCO MORTGAGE CAPITAL INC COM 46131B100 556 39,542 SH - Defined 01,02 39,542 - - ------------------------------------------------------------------------------------------------------------------------------------ INVESTORS REAL ESTATE TR SH BEN INT 461730103 203 27,845 SH - Defined 01,02 27,845 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS TIPS BD 464287176 6,014 51,542 SH - Defined 01,02 51,542 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR S&P 500 INDEX 464287200 12 92 SH - Defined 01,02 92 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLY USAGG B 464287226 21,187 192,170 SH - Defined 01,02 192,170 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR MSCI EMERG MKT 464287234 2,211 58,265 SH - Defined 01,02 58,265 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR IBOXX INV CPBD 464287242 117,090 ,029,268 SH - Defined 01,02 1,029,268 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS 20+ YR 464287432 3,473 28,646 SH - Defined 01,02 28,646 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS 1-3 YR 464287457 33,772 399,664 SH - Defined 01,02 399,664 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR MSCI EAFE INDEX 464287465 20,257 408,978 SH - Defined 01,02 408,978 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR RUSSELL 2000 464287655 31,194 423,309 SH - Defined 01,02 423,309 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR JPMORGAN USD 464288281 335 3,053 SH - Defined 01,02 3,053 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR HIGH YLD CORP 464288513 6,594 73,735 SH - Defined 01,02 73,735 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS CR BD 464288620 7,774 71,379 SH - Defined 01,02 71,379 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR BARCLYS SH TREA 464288679 22,732 206,222 SH - Defined 01,02 206,222 - - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES SILVER TRUST ISHARES 46428Q109 4,729 175,530 SH - Defined 01,02 175,530 - - ------------------------------------------------------------------------------------------------------------------------------------ IVANHOE ENERGY INC COM 465790103 7 6,585 SH - Defined 01,02 6,585 - - ------------------------------------------------------------------------------------------------------------------------------------ JOY GLOBAL INC COM 481165108 508 6,770 SH - Defined 01,02 6,770 - - ------------------------------------------------------------------------------------------------------------------------------------ KAPSTONE PAPER & PACKAGING C COM 48562P103 36 2,264 SH - Defined 01,02 2,264 - - ------------------------------------------------------------------------------------------------------------------------------------ KELLOGG CO COM 487836108 699 13,826 SH - Defined 01,02 13,826 - - ------------------------------------------------------------------------------------------------------------------------------------ KEY ENERGY SVCS INC COM 492914106 53 3,434 SH - Defined 01,02 3,434 - - ------------------------------------------------------------------------------------------------------------------------------------ KODIAK OIL & GAS CORP COM 50015Q100 54 5,725 SH - Defined 01,02 5,725 - - ------------------------------------------------------------------------------------------------------------------------------------ KRAFT FOODS INC CL A 50075N104 2,511 67,219 SH - Defined 01,02 67,219 - - ------------------------------------------------------------------------------------------------------------------------------------ LEXINGTON REALTY TRUST COM 529043101 353 47,070 SH - Defined 01,02 47,070 - - ------------------------------------------------------------------------------------------------------------------------------------ LINDSAY CORP COM 535555106 542 9,871 SH - Defined 01,02 9,871 - - ------------------------------------------------------------------------------------------------------------------------------------ LOOPNET INC COM 543524300 184 10,084 SH - Defined 01,02 10,084 - - ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA PAC CORP COM 546347105 53 6,554 SH - Defined 01,02 6,554 - - ------------------------------------------------------------------------------------------------------------------------------------ LUFKIN INDS INC COM 549764108 47 694 SH - Defined 01,02 694 - - ------------------------------------------------------------------------------------------------------------------------------------ MPG OFFICE TR INC COM 553274101 28 14,266 SH - Defined 01,02 14,266 - - ------------------------------------------------------------------------------------------------------------------------------------ MAGNUM HUNTER RES CORP DEL COM 55973B102 16 2,878 SH - Defined 01,02 2,878 - - ------------------------------------------------------------------------------------------------------------------------------------ MCCORMICK & CO INC COM NON VTG 579780206 253 5,025 SH - Defined 01,02 5,025 - - ------------------------------------------------------------------------------------------------------------------------------------ MEADWESTVACO CORP COM 583334107 243 8,125 SH - Defined 01,02 8,125 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,408 25,196 SH - Defined 01,02 25,196 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDICAL PPTYS TRUST INC COM 58463J304 378 38,281 SH - Defined 01,02 38,281 - - ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA MOBILITY HLDGS INC COM 620097105 1,968 50,719 SH - Defined 01,02 50,719 - - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO INC COM 637071101 18 262 SH - Defined 01,02 262 - - ------------------------------------------------------------------------------------------------------------------------------------ NETLOGIC MICROSYSTEMS INC COM 64118B100 1,169 23,580 SH - Defined 01,02 23,580 - - ------------------------------------------------------------------------------------------------------------------------------------ NEWCASTLE INVT CORP COM 65105M108 162 34,887 SH - Defined 01,02 34,887 - - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 532 8,860 SH - Defined 01,02 8,860 - - ------------------------------------------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES COM 65440K106 438 19,953 SH - Defined 01,02 19,953 - - ------------------------------------------------------------------------------------------------------------------------------------ NORTHSTAR RLTY FIN CORP COM 66704R100 157 32,882 SH - Defined 01,02 32,882 - - ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 48 509 SH - Defined 01,02 509 - - ------------------------------------------------------------------------------------------------------------------------------------ OCEANEERING INTL INC COM 675232102 114 2,472 SH - Defined 01,02 2,472 - - ------------------------------------------------------------------------------------------------------------------------------------ OILTANKING PARTNERS L P UNIT LTD 678049107 6 226 SH - Defined 01,02 226 - - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM 704549104 568 17,169 SH - Defined 01,02 17,169 - - ------------------------------------------------------------------------------------------------------------------------------------ PEBBLEBROOK HOTEL TR COM 70509V100 335 17,443 SH - Defined 01,02 17,443 - - ------------------------------------------------------------------------------------------------------------------------------------ PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 199 19,084 SH - Defined 01,02 19,084 - - ------------------------------------------------------------------------------------------------------------------------------------ PENTAIR INC COM 709631105 545 16,369 SH - Defined 01,02 16,369 - - ------------------------------------------------------------------------------------------------------------------------------------ PETROQUEST ENERGY INC COM 716748108 8 1,280 SH - Defined 01,02 1,280 - - ------------------------------------------------------------------------------------------------------------------------------------ PHARMERICA CORP COM 71714F104 145 9,549 SH - Defined 01,02 9,549 - - ------------------------------------------------------------------------------------------------------------------------------------ PHARMASSET INC COM 71715N106 3,197 24,934 SH - Defined 01,02 24,934 - - ------------------------------------------------------------------------------------------------------------------------------------ PIONEER DRILLING CO COM 723655106 14 1,404 SH - Defined 01,02 1,404 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,764 65,709 SH - Defined 01,02 65,709 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 26,193 ,102,402 SH - Defined 01,02 1,102,402 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1,642 57,489 SH - Defined 01,02 57,489 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 10,588 194,462 SH - Defined 01,02 194,462 - - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 139 5,064 SH - Defined 01,02 5,064 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR II ULTRASHRT EURO 74347W882 415 20,412 SH - Defined 01,02 20,412 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR SHT MSCI NEW 74347X575 263 7,649 SH - Defined 01,02 7,649 - - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR REAL EST NEW 11 74348A871 336 9,131 SH - Defined 01,02 9,131 - - ------------------------------------------------------------------------------------------------------------------------------------ RAIT FINANCIAL TRUST COM NEW 749227609 63 13,168 SH - Defined 01,02 13,168 - - ------------------------------------------------------------------------------------------------------------------------------------ RALCORP HLDGS INC NEW COM 751028101 169 1,978 SH - Defined 01,02 1,978 - - ------------------------------------------------------------------------------------------------------------------------------------ RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 130 13,212 SH - Defined 01,02 13,212 - - ------------------------------------------------------------------------------------------------------------------------------------ REDWOOD TR INC COM 758075402 274 26,918 SH - Defined 01,02 26,918 - - ------------------------------------------------------------------------------------------------------------------------------------ RESOURCE CAP CORP COM 76120W302 147 26,248 SH - Defined 01,02 26,248 - - ------------------------------------------------------------------------------------------------------------------------------------ RIGHTNOW TECHNOLOGIES INC COM 76657R106 368 8,601 SH - Defined 01,02 8,601 - - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL GOLD INC COM 780287108 62 916 SH - Defined 01,02 916 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR S&P 500 ETF TR TR UNIT 78462F103 16,757 133,521 SH - Defined 01,02 133,521 - - ------------------------------------------------------------------------------------------------------------------------------------ S1 CORPORATION COM 78463B101 114 11,937 SH - Defined 01,02 11,937 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 17,487 549,382 SH - Defined 01,02 549,382 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 19,148 529,396 SH - Defined 01,02 529,396 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 5,061 131,628 SH - Defined 01,02 131,628 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 160 2,717 SH - Defined 01,02 2,717 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 455 7,871 SH - Defined 01,02 7,871 - - ------------------------------------------------------------------------------------------------------------------------------------ SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 19,040 415,443 SH - Defined 01,02 415,443 - - ------------------------------------------------------------------------------------------------------------------------------------ SABRA HEALTH CARE REIT INC COM 78573L106 153 12,635 SH - Defined 01,02 12,635 - - ------------------------------------------------------------------------------------------------------------------------------------ SARA LEE CORP COM 803111103 477 25,210 SH - Defined 01,02 25,210 - - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 57 830 SH - Defined 01,02 830 - - ------------------------------------------------------------------------------------------------------------------------------------ SEABOARD CORP COM 811543107 886 435 SH - Defined 01,02 435 - - ------------------------------------------------------------------------------------------------------------------------------------ SEMGROUP CORP CL A 81663A105 108 4,150 SH - Defined 01,02 4,150 - - ------------------------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS INC COM 832248108 4,618 190,178 SH - Defined 01,02 190,178 - - ------------------------------------------------------------------------------------------------------------------------------------ SMUCKER J M CO COM NEW 832696405 335 4,285 SH - Defined 01,02 4,285 - - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UN CO NEW COM 844030106 1,179 28,001 SH - Defined 01,02 28,001 - - ------------------------------------------------------------------------------------------------------------------------------------ STARWOOD PPTY TR INC COM 85571B105 296 15,971 SH - Defined 01,02 15,971 - - ------------------------------------------------------------------------------------------------------------------------------------ STONE ENERGY CORP COM 861642106 29 1,117 SH - Defined 01,02 1,117 - - ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764P109 101 2,460 SH - Defined 01,02 2,460 - - ------------------------------------------------------------------------------------------------------------------------------------ SUNSTONE HOTEL INVS INC NEW COM 867892101 327 40,180 SH - Defined 01,02 40,180 - - ------------------------------------------------------------------------------------------------------------------------------------ TEKELEC COM 879101103 194 17,758 SH - Defined 01,02 17,758 - - ------------------------------------------------------------------------------------------------------------------------------------ TEMPLE INLAND INC COM 879868107 1,050 33,113 SH - Defined 01,02 33,113 - - ------------------------------------------------------------------------------------------------------------------------------------ TESORO CORP COM 881609101 77 3,277 SH - Defined 01,02 3,277 - - ------------------------------------------------------------------------------------------------------------------------------------ TORO CO COM 891092108 1,461 24,079 SH - Defined 01,02 24,079 - - ------------------------------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HLDGS INC COM 893521104 763 13,938 SH - Defined 01,02 13,938 - - ------------------------------------------------------------------------------------------------------------------------------------ TRANSGLOBE ENERGY CORP COM 893662106 13 1,662 SH - Defined 01,02 1,662 - - ------------------------------------------------------------------------------------------------------------------------------------ TYSON FOODS INC CL A 902494103 2,952 143,039 SH - Defined 01,02 143,039 - - ------------------------------------------------------------------------------------------------------------------------------------ VAALCO ENERGY INC COM NEW 91851C201 8 1,299 SH - Defined 01,02 1,299 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 24,593 304,217 SH - Defined 01,02 304,217 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 20,718 248,004 SH - Defined 01,02 248,004 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 3,522 114,977 SH - Defined 01,02 114,977 - - ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2,884 75,474 SH - Defined 01,02 75,474 - - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN REFNG INC COM 959319104 16 1,221 SH - Defined 01,02 1,221 - - ------------------------------------------------------------------------------------------------------------------------------------ YONGYE INTL INC COM 98607B106 102 29,077 SH - Defined 01,02 29,077 - - ------------------------------------------------------------------------------------------------------------------------------------ ZHONGPIN INC COM 98952K107 207 24,263 SH - Defined 01,02 24,263 - - ------------------------------------------------------------------------------------------------------------------------------------ 181 $515,333 ------------------------------------------------------------------------------------------------------------------------------------