-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GpdMOSAbL4wuN0O1jWCpiWF1GnD3PGXDKy0Bu6q5jwsO80XhkZGF/dVaPvsRf4XQ aaNCwq9m+cyRGUhkCHhd4g== 0001395240-09-000005.txt : 20091202 0001395240-09-000005.hdr.sgml : 20091202 20091202154449 ACCESSION NUMBER: 0001395240-09-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNES RICHARD M JR CENTRAL INDEX KEY: 0001188141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217546 MAIL ADDRESS: STREET 1: 695 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACHS BRUCE I CENTRAL INDEX KEY: 0001197036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217545 MAIL ADDRESS: STREET 1: 130 WAVERLY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAI WILLIAM CENTRAL INDEX KEY: 0001085619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217551 MAIL ADDRESS: STREET 1: C/O IVP STREET 2: 3000 SAND HILL ROAD, 2-290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dintersmith Ted R CENTRAL INDEX KEY: 0001395221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217548 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armony Izhar CENTRAL INDEX KEY: 0001395240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217550 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zak Michael J CENTRAL INDEX KEY: 0001402000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217547 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Christopher CENTRAL INDEX KEY: 0001414029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33355 FILM NUMBER: 091217549 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3300 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BigBand Networks, Inc. CENTRAL INDEX KEY: 0001381325 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043444278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-995-5000 MAIL ADDRESS: STREET 1: 475 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-30 0 0001381325 BigBand Networks, Inc. BBND 0001395240 Armony Izhar 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001414029 Baldwin Christopher 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001395221 Dintersmith Ted R 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001402000 Zak Michael J 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001188141 BURNES RICHARD M JR 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 0001085619 TAI WILLIAM 2800 SAND HILL ROAD SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001197036 SACHS BRUCE I 1000 WINTER STREET SUITE 3300 WALTHAM MA 02451 0 0 1 0 Common Stock 2009-11-30 4 S 0 130000 3.6154 D 8789770 I See Footnotes (2)(3)(4) Common Stock 2009-12-01 4 S 0 56600 3.6031 D 8733170 I See Footnotes (3)(4)(6) Common Stock 2009-12-01 4 S 0 1160631 3.25 D 7572539 I See Footnotes (3)(4)(8) Represents 126,144 shares sold by Charles River Partnership XI, LP ("CRP XI"), 3,186 shares sold by Charles River Friends XI-A, LP ("CRF XI-A") and 670 shares sold by Charles River Friends XI-B, LP ("CRF XI-B"). Represents 8,524,494 shares held by CRP XI, 221,179 shares held by CRF XI-A and 44,097 shares held by CRF XI-B. Charles River XI GP, LLC ("CR XI GP LLC") is the General Partner of Charles River XI GP, LP ("CR XI GP LP"). CR XI GP LLC is also the General Partner of CRF XI-A and CRF XI-B. CR XI GP LP is the General Partner of CRP XI. CRP XI, CRF XI-A and CRF XI-B (collectively, the "Partnerships") form a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak is a managing member of CR XI GP, LLC. Accordingly, each of CR XI GP LP, CR XI GP LLC and Messrs. Armony, Baldwin, Burnes, Dintersmith, Sachs, Tai, and Zak (collectively, the "Management Persons") may be deemed to beneficially own the securities owned by the Partnerships. Each of the Management Persons disclaims beneficial ownership of the securities reported herein held by the Partnerships, except to the extent of such person's pecuniary interest in each applicable Partnership, if any. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. Represents 54,920 shares sold by CRP XI, 1,387 shares sold by CRF XI-A and 293 shares sold by CRF XI-B. Represents 8,469,574 shares held by CRP XI, 219,792 shares held by CRF XI-A and 43,804 shares held by CRF XI-B. Represents 1,126,201 shares sold by CRP XI, 28,446 shares sold by CRF XI-A and 5,984 shares sold by CRF XI-B. Represents 7,343,373 shares held by CRP XI, 191,346 shares held by CRF XI-A and 37,820 shares held by CRF XI-B. Each of Charles River Partnership XI, LP, Charles River Friends XI-A, LP, Charles River Friends XI-B, LP, Charles River XI GP, LP, and Charles River XI GP, LLC (the "Charles River Entities") is also a reporting person. Because the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, the Charles River Entities have filed separately from this Form 4. Such other Form 4 and this Form 4 relate to the same securities and transactions. Thus, in total, there are twelve (12) joint filers: Charles River Partnership XI, LP, Charles River Friends XI-A, LP, Charles River Friends XI-B, LP, Charles River XI GP, LP, Charles River XI GP, LLC, Izhar Armony, Christopher Baldwin, Richard M. Burnes, Jr., Ted R. Dintersmith, Bruce I. Sachs, William P. Tai, and Michael J. Zak. /s/ John A. Genest as Attorney-in-Fact for Izhar Armony 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for Christopher Baldwin 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for Richard M. Burnes, Jr. 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for Ted R. Dintersmith 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for Bruce I. Sachs 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for William P. Tai 2009-12-02 /s/ John A. Genest as Attorney-in-Fact for Michael J. Zak 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----