EX-99.(D)(3) 4 dex99d3.htm FORM OF SHARE CERTIFICATE OF THE COMMON SHARES Form of Share Certificate of the Common Shares

Exhibit (d)(3)

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The Fund will furnish a copy of the Agreement and Declaration of Trust and Bylaws to the holder of this certificate without charge upon written request.

EXPLANATION OF ABBREVIATIONS

The following abbreviations when used in the form of ownership on the face of this certificate shall be construed as though they were written out in full according to applicable laws or regulations. Abbreviations in addition to those appearing below may be used.

 

Abbreviation

  

Equivalent

  

Abbreviation

  

Equivalent

JT TEN    As joint tenants, with right of survivorship and not as tenants in common    TEN IN COM    As tenants in common
      TEN BY ENT    As tenants by the entireties
      UNIF TRANSFERS MIN ACT    Uniform Transfers to Minors Act

Abbreviation

  

Equivalent

  

Abbreviation

  

Equivalent

ADM    Administrator(s)    FDN    Foundation
   Administratrix    PL    Public Law
AGMT    Agreement    TR    (As) trustee(s), for, of
CUST    Custodian for    UA    Under Agreement
EST    Estate, Of estate of    UW    Under will of, Or will, of
EX    Executor(s), Executrix       Under last will & Testament
FBO    For the benefit of      

Additional abbreviations may also be used though not in the above list.

TRANSFER FORM

FOR VALUE RECEIVED,                                                                                                    hereby sell, assign and transfer unto

(I/We)

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

     
     
 
           

 

Please print or typewrite name and address (including postal zip code of assignee)
      
      
    Common Shares of Beneficial Interest
represented by this Certificate and do hereby irrevocably constitute and appoint   
     Attorney,
to transfer said shares on the books of the Fund with full power of substitution in the premises.   

 

Dated:           
      Signature(s)    
      (The signature to this assignment must correspond with the name as written upon the face of this Certificate in every particular, without alteration or enlargement or any change whatsoever. If more than one owner, all must sign).

 

SIGNATURE(S) GUARANTEED:    
  THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

IMPORTANT NOTICE:

When you sign your name to the Transfer Form without filling in the name of your “Assignee” this certificate becomes fully negotiable, similar to a check endorsed in blank. Therefore, to safeguard a signed certificate, it is recommended that you fill in the name of the new owner in the “Assignee” space.

Alternatively, instead of using this Transfer Form, you may sign a separate “stock power” form and then mail the unsigned certificate and the signed “stock power” in separate envelopes. For added protection, use registered mail for a certificate.