-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzkCRfGwyHIohz5nePRzX/wqpEcXxFB0WAO4nhZDNeUk71yR9S4sQzvZgFmuziyk +iidLVt79uNXSCzPcLW10w== 0001209191-09-021684.txt : 20090415 0001209191-09-021684.hdr.sgml : 20090415 20090415211711 ACCESSION NUMBER: 0001209191-09-021684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090414 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller J Sanford CENTRAL INDEX KEY: 0001359524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752517 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: Miller J Sanford (Sandy) DATE OF NAME CHANGE: 20060414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrick Stephen J CENTRAL INDEX KEY: 0001299975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752518 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chaffee Todd C CENTRAL INDEX KEY: 0001300134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752520 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phelps Dennis B CENTRAL INDEX KEY: 0001299965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752516 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNCHRONOSS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001131554 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 061594540 BUSINESS ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 866-620-3940 MAIL ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XI LP CENTRAL INDEX KEY: 0001310928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752525 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD BLGD 2 STE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD BLGD 2 STE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG CENTRAL INDEX KEY: 0001310945 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752524 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XI, LLC CENTRAL INDEX KEY: 0001317857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752523 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Partners XII LP CENTRAL INDEX KEY: 0001402289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752522 BUSINESS ADDRESS: STREET 1: 3000 Sand Hill Rd STREET 2: BUILDING 2, SUITE 250 CITY: Menlo Park STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-0132 MAIL ADDRESS: STREET 1: 3000 Sand Hill Rd STREET 2: BUILDING 2, SUITE 250 CITY: Menlo Park STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Institutional Venture Management XII, LLC CENTRAL INDEX KEY: 0001412031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752521 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 854-0132 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 2, SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOGELSONG NORMAN A CENTRAL INDEX KEY: 0001140932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 09752519 MAIL ADDRESS: STREET 1: C/O IVP STREET 2: 3000 SAND HILL ROAD, 2-250 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 c83936_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-04-14 0001131554 SYNCHRONOSS TECHNOLOGIES INC SNCR 0001310928 Institutional Venture Partners XI LP 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001310945 INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001317857 Institutional Venture Management XI, LLC 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001402289 Institutional Venture Partners XII LP 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001412031 Institutional Venture Management XII, LLC 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001300134 Chaffee Todd C 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001140932 FOGELSONG NORMAN A 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299975 Harrick Stephen J 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001359524 Miller J Sanford 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 0001299965 Phelps Dennis B 3000 SAND HILL ROAD BUILDING 2, SUITE 250 MENLO PARK CA 94025 0 0 1 0 Common Stock 2009-04-14 4 P 1 119840 12.65 A 2322250 I By Institutional Venture Partners XI, L.P. Common Stock 2009-04-14 4 S 1 119840 12.65 D 2202410 I By Institutional Venture Partners XI, L.P. Common Stock 2009-04-14 4 P 1 19185 12.65 A 371775 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Common Stock 2009-04-14 4 S 1 19185 12.65 D 352590 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Common Stock 1193425 I By Institutional Venture Partners XII, L.P. Call Option (obligation to sell) 62.50 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 45449 0 I By Institutional Venture Partners XI, L.P. Put Option (right to sell) 36.06 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 45449 0 I By Institutional Venture Partners XI, L.P. Put Option (obligation to buy) 24.04 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 45449 0 I By Institutional Venture Partners XI, L.P. Call Option (obligation to sell) 62.50 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 7276 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (right to sell) 36.06 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 7276 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (obligation to buy) 24.04 2009-04-14 4 J 1 1 D 2009-10-26 2009-10-26 Common Stock 7276 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Call Option (obligation to sell) 65.87 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 19223 0 I By Institutional Venture Partners XI, L.P. Put Option (right to sell) 36.04 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 19223 0 I By Institutional Venture Partners XI, L.P. Put Option (obligation to buy) 24.03 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 19223 0 I By Institutional Venture Partners XI, L.P. Call Option (obligation to sell) 65.87 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 3077 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (right to sell) 36.04 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 3077 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (obligation to buy) 24.03 2009-04-14 4 J 1 1 D 2009-11-02 2009-11-02 Common Stock 3077 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Call Option (obligation to sell) 68.24 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 43100 0 I By Institutional Venture Partners XI, L.P. Put Option (right to sell) 37.05 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 43100 0 I By Institutional Venture Partners XI, L.P. Put Option (obligation to buy) 24.70 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 43100 0 I By Institutional Venture Partners XI, L.P. Call Option (obligation to sell) 68.24 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 6900 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (right to sell) 37.05 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 6900 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (obligation to buy) 24.70 2009-04-14 4 J 1 1 D 2009-11-06 2009-11-06 Common Stock 6900 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Call Option (obligation to sell) 66.59 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 12068 0 I By Institutional Venture Partners XI, L.P. Put Option (right to sell) 36.15 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 12068 0 I By Institutional Venture Partners XI, L.P. Put Option (obligation to buy) 24.10 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 12068 0 I By Institutional Venture Partners XI, L.P. Call Option (obligation to sell) 66.59 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 1932 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (right to sell) 36.15 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 1932 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Put Option (obligation to buy) 24.10 2009-04-14 4 J 1 1 D 2009-11-09 2009-11-09 Common Stock 1932 0 I By Institutional Venture Partners XI GmbH and Co. Beteiligungs KG Reflects the cancellation of a series of "zero-cost collars," each of which consisted of (i) a call option obligating the securityholder to sell shares at a fixed exercise price, and (ii) a put option affording the holder the right to sell shares at a fixed exercise price. Such collars were entered into by the securityholder between October 25, 2007 and November 9, 2007. For purposes of Section 16 of the Securities Exchange Act of 1934, such cancellations may be deemed the purchases of the number of shares of Common Stock underlying such zero-cost collars at the market price of the Common Stock at the time of cancellation, which was $12.65 per share. Reflects the cancellation of a series of put options entered into by the securityholder between October 25, 2007 and November 9, 2007 in conjunction with the zero-cost collars referenced in footnote (1). Each such call option obligated the securityholder to purchase shares at a fixed exercise price. For purposes of Section 16 of the Securities Exchange Act of 1934, such cancellations may be deemed the sales of the number of shares of Common Stock subject to such put options at the market price of the Common Stock at the time of cancellation, which was $12.65 per share. The securities are owned by Institutional Venture Partners XI, L.P. ("IVP XI"), which is under common control with Institutional Venture Partners XI GmbH & Co. Beteiligungs KG ("IVP XI KG"). Institutional Venture Management XI, LLC ("IVM XI") serves as the sole General Partner of IVP XI, and has sole voting and investment control over the securities owned by IVP XI, and may be deemed to own beneficially the securities held by IVP XI. IVM XI however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XI and share voting and dispositive power over the securities held by IVP XI and IVP XI KG. Each of these individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pec uniary interest therein. The securities are owned by IVP XI KG, which is under common control with IVP XI. IVM XI serves as the sole managing limited partner of IVP XI KG, and has sole voting and investment control over the securities owned by IVP XI KG, and may be deemed to own beneficially the shares held by IVP XI KG. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the securities held by IVP XI KG. Each of these individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller, and Phelps are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein. The holder received consideration of $10.93 per share in connection with the cancellation of this zero-cost collar and the related put option. The holder received consideration of $10.90 per share in connection with the cancellation of this zero-cost collar and the related put option. The holder received consideration of $11.26 per share in connection with the cancellation of this zero-cost collar and the related put option. The holder received consideration of $10.92 per share in connection with the cancellation of this zero-cost collar and the related put option. /s/ Norman A. Fogelsong, Managing Director of Institutional Venture Management XI, LLC 2009-04-15 /s/ Norman A. Fogelsong, Managing Director of Institutional Venture Management XI, LLC which serves as the sole general partner of Institutional Venture Partners XI, L.P. 2009-04-15 /s/ Norman A. Fogelsong, Managing Director of Institutional Venture Management XI, LLC which serves as the sole managing limited partner of Institutional Venture Partners XI GmbH & Co. Beteiligungs KG 2009-04-15 /s/ Norman A. Fogelsong, Managing Director of Institutional Venture Management XII, LLC 2009-04-15 /s/ Norman A. Fogelsong, Managing Director of Institutional Venture Management XII, LLC which serves as the sole general partner of Institutional Venture Partners XII, L.P. 2009-04-15 /s/ Melanie Chladek, Attorney-in-Fact for Todd C. Chaffee 2009-04-15 /s/ Melanie Chladek, Attorney-in-Fact for Norman A. Fogelsong 2009-04-15 /s/ Melanie Chladek, Attorney-in-Fact for Stephen J. Harrick 2009-04-15 /s/ Melanie Chladek, Attorney-in-Fact for J. Sanford Miller 2009-04-15 /s/ Melanie Chladek, Attorney-in-Fact for Dennis B. Phelps 2009-04-15 -----END PRIVACY-ENHANCED MESSAGE-----