-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEAHtQNatfgdLPP72vE7qfq568L3O87UOee6rBc8V1Z8Otc9k+0z5H4m0Lt+ZZa7 JOUfe2WsA+uhKLTcsBi7Ew== 0001409661-10-000003.txt : 20100715 0001409661-10-000003.hdr.sgml : 20100715 20100715102724 ACCESSION NUMBER: 0001409661-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100715 DATE AS OF CHANGE: 20100715 EFFECTIVENESS DATE: 20100715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guinness Asset Management LTD CENTRAL INDEX KEY: 0001409661 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12636 FILM NUMBER: 10953412 BUSINESS ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA BUSINESS PHONE: 44 20 72221665 MAIL ADDRESS: STREET 1: 14 QUEEN ANNE'S GATE CITY: LONDON STATE: X0 ZIP: SW1H 9AA 13F-HR 1 gam1006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Guinness Asset Management Limited Address: 14 Queen Anne s Gate London, England SW1H 9AA Form 13F File Number: 028-12636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Giles Robinette Title: Compliance Officer Phone: +44(0)20 7222 1665 Signature, Place, and Date of Signing: /s/ Giles Robinette London, England July 15, 2010 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: 73853 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - - -------------------------- ------------- -------- -------- ---------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE issuer class CUSIP value shares shput/cdiscotherSOLE SHARENONE - - ---------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 1817 50351SH SOLE 50351 APACHE CORP COM 037411105 3704 44001SH SOLE 44001 BILL BARRETT CORP COM 06846N104 3662 119012SH SOLE 119012 CAMECO CORP COM 13321L108 18 824SH SOLE 824 CANADIAN NAT RES LTD COM 136385101 3829 115160SH SOLE 115160 CANADIAN SOLAR INC COM 136635109 56 5700SH SOLE 5700 CHESAPEAKE ENERGY CORP COM 165167107 3737 178360SH SOLE 178360 CHEVRON CORP NEW COM 166764100 3853 56782SH SOLE 56782 COMPANHIA ENERGETICA DE MINA SPONSORED ADR 204409601 109 7403SH SOLE 7403 CONOCOPHILLIPS COM 20825C104 3763 76653SH SOLE 76653 ENCANA CORP COM 292505104 1284 42317SH SOLE 42317 FIRST SOLAR INC COM 336433107 124 1090SH SOLE 1090 FOREST OIL CORP COM PAR $0.01 346091705 1902 69500SH SOLE 69500 GLOBAL INDUSTRIES COM 379336100 17 3869SH SOLE 3869 HALLIBURTON CO COM 406216101 3901 158908SH SOLE 158908 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 2516 233580SH SOLE 233580 HESS CORP COM 42809H107 3843 76337SH SOLE 76337 JA SOLAR HOLDINGS CO LTD SPONSORED ADR 466090107 131 28190SH SOLE 28190 LDK SOLAR CO LTD SPONSORED ADR 50183L107 46 8990SH SOLE 8990 LSB INDUSTRIES COM 502160104 95 7165SH SOLE 7165 MARATHON OIL CORP COM 565849106 3952 127117SH SOLE 127117 MEMC ELECTR MATLS INC COM 552715104 98 9962SH SOLE 9962 NEWFIELD EXPL CO COM 651290108 3800 77771SH SOLE 77771 NEXEN INC COM 65334H102 3801 192871SH SOLE 192871 NOBLE ENERGY INC COM 655044105 3923 65026SH SOLE 65026 ORMAT TECHNOLOGIES INC COM 686688102 116 4090SH SOLE 4090 PATTERSON UTI ENERGY INC COM 703481101 2472 192077SH SOLE 192077 PIONEER NAT RES CO COM 723787107 2419 40693SH SOLE 40693 RENESOLA LTD SPONSORED ADS 75971T103 96 16049SH SOLE 16049 STR HOLDINGS COM 78478V100 105 5560SH SOLE 5560 SUNCOR ENERGY INC NEW COM ADDED 867224107 3824 129688SH SOLE 129688 SUNPOWER CORP COM CL B 867652307 75 6910SH SOLE 6910 SUNTECH PWR HLDGS CO LTD ADR 86800C104 90 9866SH SOLE 9866 SWIFT ENERGY CO COM COM 870738101 2408 89470SH SOLE 89470 TRINA SOLAR LIMITED SPONSORED ADR 89628E104 102 5880SH SOLE 5880 UNIT CORP COM 909218109 3751 92403SH SOLE 92403 VALERO ENERGY CORP NEW COM 91913Y100 4297 239001SH SOLE 239001 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 117 11450SH SOLE 11450
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