0001085146-20-001903.txt : 20200728
0001085146-20-001903.hdr.sgml : 20200728
20200728160125
ACCESSION NUMBER: 0001085146-20-001903
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200728
DATE AS OF CHANGE: 20200728
EFFECTIVENESS DATE: 20200728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guinness Asset Management LTD
CENTRAL INDEX KEY: 0001409661
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12636
FILM NUMBER: 201053874
BUSINESS ADDRESS:
STREET 1: 18 SMITH SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1P 3HZ
BUSINESS PHONE: 44 20 72221665
MAIL ADDRESS:
STREET 1: 18 SMITH SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1P 3HZ
13F-HR
1
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0001409661
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06-30-2020
06-30-2020
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Guinness Asset Management LTD
18 SMITH SQUARE
LONDON
X0
SW1P 3HZ
13F HOLDINGS REPORT
028-12636
N
Giles Robinette
CFO
442072221665
/s/Giles Robinette
London
X0
07-27-2020
0
110
845863
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INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
DAQO NEW ENERGY CORP
SPNSRD ADR NEW
23703Q203
817
11000
SH
SOLE
11000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
147
680
SH
SOLE
680
0
0
LKQ CORP
COM
501889208
12
477
SH
SOLE
477
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
254
6400
SH
SOLE
6400
0
0
RAYMOND JAMES FINL INC
COM
754730109
144
2097
SH
SOLE
2097
0
0
AFLAC INC
COM
001055102
30512
846850
SH
SOLE
846850
0
0
COMCAST CORP NEW
CL A
20030N101
8594
220460
SH
SOLE
220460
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
14
103
SH
SOLE
103
0
0
ABBVIE INC
COM
00287Y109
36866
375490
SH
SOLE
375490
0
0
COGNEX CORP
COM
192422103
19
312
SH
SOLE
312
0
0
DELUXE CORP
COM
248019101
8
335
SH
SOLE
335
0
0
ENPHASE ENERGY INC
COM
29355A107
347
7300
SH
SOLE
7300
0
0
NVIDIA CORPORATION
COM
67066G104
10767
28340
SH
SOLE
28340
0
0
QUALCOMM INC
COM
747525103
5468
59950
SH
SOLE
59950
0
0
HONEYWELL INTL INC
COM
438516106
12
80
SH
SOLE
80
0
0
LAM RESEARCH CORP
COM
512807108
11114
34360
SH
SOLE
34360
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
8770
29660
SH
SOLE
29660
0
0
NEXTERA ENERGY INC
COM
65339F101
745
3100
SH
SOLE
3100
0
0
ALPHABET INC
CAP STK CL A
02079K305
9134
6441
SH
SOLE
6441
0
0
DEVON ENERGY CORP NEW
COM
25179M103
3523
310676
SH
SOLE
310676
0
0
F5 NETWORKS INC
COM
315616102
17
123
SH
SOLE
123
0
0
ENBRIDGE INC
COM
29250N105
6419
211000
SH
SOLE
211000
0
0
PROCTER AND GAMBLE CO
COM
742718109
34621
289550
SH
SOLE
289550
0
0
OTIS WORLDWIDE CORP
COM
68902V107
33759
593730
SH
SOLE
593730
0
0
EOG RES INC
COM
26875P101
4906
96850
SH
SOLE
96850
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
649
10220
SH
SOLE
10220
0
0
PRICE T ROWE GROUP INC
COM
74144T108
200
1620
SH
SOLE
1620
0
0
ACUITY BRANDS INC
COM
00508Y102
12
127
SH
SOLE
127
0
0
SCULPTOR CAP MGMT
COM CL A
811246107
30
2320
SH
SOLE
2320
0
0
SCHLUMBERGER LTD
COM
806857108
4710
256100
SH
SOLE
256100
0
0
INNOSPEC INC
COM
45768S105
13
171
SH
SOLE
171
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
12
205
SH
SOLE
205
0
0
ANSYS INC
COM
03662Q105
19
66
SH
SOLE
66
0
0
AMAZON COM INC
COM
023135106
11656
4225
SH
SOLE
4225
0
0
BLACKROCK INC
COM
09247X101
34211
62877
SH
SOLE
62877
0
0
VISA INC
COM CL A
92826C839
8893
46036
SH
SOLE
46036
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
135
1790
SH
SOLE
1790
0
0
VALERO ENERGY CORP
COM
91913Y100
5555
94447
SH
SOLE
94447
0
0
APPLIED MATLS INC
COM
038222105
9972
164960
SH
SOLE
164960
0
0
FACEBOOK INC
CL A
30303M102
10000
44041
SH
SOLE
44041
0
0
CANADIAN SOLAR INC
COM
136635109
665
34500
SH
SOLE
34500
0
0
AMERIPRISE FINL INC
COM
03076C106
203
1350
SH
SOLE
1350
0
0
JONES LANG LASALLE INC
COM
48020Q107
10
92
SH
SOLE
92
0
0
CONOCOPHILLIPS
COM
20825C104
4622
110000
SH
SOLE
110000
0
0
APPLE INC
COM
037833100
23
63
SH
SOLE
63
0
0
CANADIAN NAT RES LTD
COM
136385101
4730
273531
SH
SOLE
273531
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
10037
27699
SH
SOLE
27699
0
0
STATE STR CORP
COM
857477103
198
3110
SH
SOLE
3110
0
0
FRANKLIN RESOURCES INC
COM
354613101
137
6516
SH
SOLE
6516
0
0
SUNPOWER CORP
COM
867652406
1291
168500
SH
SOLE
168500
0
0
NIKE INC
CL B
654106103
8889
90650
SH
SOLE
90650
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
389
2800
SH
SOLE
2800
0
0
EXXON MOBIL CORP
COM
30231G102
6775
151500
SH
SOLE
151500
0
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
17
66
SH
SOLE
66
0
0
ASSOCIATED CAP GROUP INC
CL A
045528106
110
3000
SH
SOLE
3000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
21
277
SH
SOLE
277
0
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
1090
314195
SH
SOLE
314195
0
0
CHEVRON CORP NEW
COM
166764100
6719
75300
SH
SOLE
75300
0
0
KKR & CO INC
COM
48251W104
230
7450
SH
SOLE
7450
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
8351
142020
SH
SOLE
142020
0
0
GENTHERM INC
COM
37253A103
615
15800
SH
SOLE
15800
0
0
NASDAQ INC
COM
631103108
257
2147
SH
SOLE
2147
0
0
ITRON INC
COM
465741106
619
9350
SH
SOLE
9350
0
0
TPI COMPOSITES INC
COM
87266J104
617
26400
SH
SOLE
26400
0
0
DESCARTES SYS GROUP INC
COM
249906108
22
411
SH
SOLE
411
0
0
PIONEER NAT RES CO
COM
723787107
5295
54200
SH
SOLE
54200
0
0
INGERSOLL RAND INC
COM
45687V106
3
97
SH
SOLE
97
0
0
V F CORP
COM
918204108
33125
543576
SH
SOLE
543576
0
0
ROPER TECHNOLOGIES INC
COM
776696106
9384
24170
SH
SOLE
24170
0
0
ADOBE INC
COM
00724F101
11127
25560
SH
SOLE
25560
0
0
SMUCKER J M CO
COM NEW
832696405
13
119
SH
SOLE
119
0
0
WATERS CORP
COM
941848103
14
75
SH
SOLE
75
0
0
PAYCHEX INC
COM
704326107
35378
467044
SH
SOLE
467044
0
0
ILLINOIS TOOL WKS INC
COM
452308109
34814
199108
SH
SOLE
199108
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
31364
508990
SH
SOLE
508990
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
218
3840
SH
SOLE
3840
0
0
IMPERIAL OIL LTD
COM NEW
453038408
5958
371566
SH
SOLE
371566
0
0
AFFILIATED MANAGERS GROUP IN
COM
008252108
186
2490
SH
SOLE
2490
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
34063
349393
SH
SOLE
349393
0
0
AMETEK INC
COM
031100100
15
173
SH
SOLE
173
0
0
NETEASE INC
SPONSORED ADS
64110W102
5308
12361
SH
SOLE
12361
0
0
BROADCOM INC
COM
11135F101
40248
127527
SH
SOLE
127527
0
0
FIRST SOLAR INC
COM
336433107
666
13450
SH
SOLE
13450
0
0
KLA CORP
COM NEW
482480100
9625
49494
SH
SOLE
49494
0
0
DANAHER CORPORATION
COM
235851102
9683
54754
SH
SOLE
54754
0
0
NOAH HLDGS LTD
SPON ADS CL A
65487X102
138
5400
SH
SOLE
5400
0
0
CIGNA CORP NEW
COM
125523100
15
82
SH
SOLE
82
0
0
MICROSOFT CORP
COM
594918104
47941
235569
SH
SOLE
235569
0
0
BAIDU INC
SPON ADR REP A
056752108
157
1310
SH
SOLE
1310
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
13
141
SH
SOLE
141
0
0
PVH CORPORATION
COM
693656100
8
157
SH
SOLE
157
0
0
ANTHEM INC
COM
036752103
12
47
SH
SOLE
47
0
0
JOHNSON & JOHNSON
COM
478160104
32443
230699
SH
SOLE
230699
0
0
BOOKING HOLDINGS INC
COM
09857L108
11
7
SH
SOLE
7
0
0
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
193
7090
SH
SOLE
7090
0
0
PEPSICO INC
COM
713448108
34659
262050
SH
SOLE
262050
0
0
AMERESCO INC
CL A
02361E108
939
33800
SH
SOLE
33800
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
10499
80616
SH
SOLE
80616
0
0
CARLISLE COS INC
COM
142339100
24
203
SH
SOLE
203
0
0
EURONET WORLDWIDE INC
COM
298736109
10
108
SH
SOLE
108
0
0
CME GROUP INC
COM
12572Q105
30952
190430
SH
SOLE
190430
0
0
ON SEMICONDUCTOR CORP
COM
682189105
729
36800
SH
SOLE
36800
0
0
STANLEY BLACK & DECKER INC
COM
854502101
28
200
SH
SOLE
200
0
0
GAMCO INVS INC
CL A COM
361438104
40
3000
SH
SOLE
3000
0
0
PAYPAL HLDGS INC
COM
70450Y103
13125
75330
SH
SOLE
75330
0
0
SUNCOR ENERGY INC NEW
COM
867224107
5878
349782
SH
SOLE
349782
0
0
CISCO SYS INC
COM
17275R102
42888
919556
SH
SOLE
919556
0
0
MONDELEZ INTL INC
CL A
609207105
13
251
SH
SOLE
251
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
8820
96294
SH
SOLE
96294
0
0
JD.COM INC
SPON ADR CL A
47215P106
148
2450
SH
SOLE
2450
0
0