FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
lululemon athletica inc. [ LULU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/06/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3,852 | D | ||||||||
Common Stock | 4,825,861 | I | By LIPO Investments (USA) Inc. | |||||||
Common Stock | 09/06/2019 | C(1) | 99,133 | A | (2) | 99,133 | I | By Anamered Investments Inc. | ||
Common Stock | 09/06/2019 | S | 7,000 | D | $200.19(3) | 92,133 | I | By Anamered Investments Inc. | ||
Common Stock | 09/06/2019 | S | 35,251 | D | $200.9(4) | 56,882 | I | By Anamered Investments Inc. | ||
Common Stock | 09/06/2019 | S | 32,282 | D | $201.86(5) | 24,600 | I | By Anamered Investments Inc. | ||
Common Stock | 09/06/2019 | S | 10,000 | D | $202.92(6) | 14,600 | I | By Anamered Investments Inc. | ||
Common Stock | 09/06/2019 | S | 14,600 | D | $203.77(7) | 0 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | C(1) | 46,725 | A | (2) | 46,725 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 2,364 | D | $194.52(8) | 44,361 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 25,766 | D | $195.05(9) | 18,595 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 6,096 | D | $196.21(10) | 12,499 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 4,612 | D | $197.1(11) | 7,887 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 6,108 | D | $198.09(12) | 1,779 | I | By Anamered Investments Inc. | ||
Common Stock | 09/09/2019 | S | 1,779 | D | $199.53(13) | 0 | I | By Anamered Investments Inc. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Exchangeable Shares of Lulu Canadian Holding, Inc. | (2) | 09/06/2019 | C(1) | 99,133 | (14) | (15) | Common Stock | 99.133 | $0.00 | 6,646,293 | I | Common Stock | |||
Exchangeable Shares of Lulu Canadian Holding, Inc. | (2) | 09/09/2019 | C(1) | 46,725 | (14) | (15) | Common Stock | 46,725 | $0.00 | 6,599,568 | I | By Anamered Investments Inc | |||
Exchangeable Shares of Lulu Canadian Holding, Inc. | (2) | (14) | (15) | Common Stock | 268,984 | 268,984 | I | By Shannon Wilson | |||||||
Exchangeable Shares of Lulu Canadian Holding, Inc. | (2) | (14) | (15) | Common Stock | 91,760 | 91,760 | I | By Five Boys Investments ULC |
Explanation of Responses: |
1. Shares obtained on conversion of exchangable share of Lulu Canadian Holding, Inc. for shares of lululemon athletica inc. for no consideration exempt under 16b-6b. |
2. 1 - 1 exchange ratio. |
3. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $199.76 to $200.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
4. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $200.40 to $201.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
5. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $201.41 to $202.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
6. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $202.40 to $203.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
7. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $203.40 to $204.39, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
8. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $194.44 to $194.63, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
9. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $194.64 to $195.63, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
10. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $195.64 to $196.63, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
11. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $196.70 to $197.68, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
12. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $197.71 to $198.68, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
13. Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $199.23 to $199.91, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
14. Immediately exchangable for shares of lululemon common stock on a 1-to-1 ratio. |
15. No expiration date. |
Remarks: |
/s/ Dennis J. Wilson | 09/10/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |