-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KFY6I23FizdP1mCZw2CmQIZ5+9cE/kyuemlR9TqOkJFPNueS8p7xQP11rRRuycjQ ABiitpKYYMcdoAR/QKMbXw== 0001209191-09-053307.txt : 20091117 0001209191-09-053307.hdr.sgml : 20091117 20091117184303 ACCESSION NUMBER: 0001209191-09-053307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verma Sanjeev CENTRAL INDEX KEY: 0001405219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33576 FILM NUMBER: 091191718 MAIL ADDRESS: STREET 1: AIRVANA INC STREET 2: 19 ALPHA ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRVANA INC CENTRAL INDEX KEY: 0001116435 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 ALPHA ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-250-3000 MAIL ADDRESS: STREET 1: 19 ALPHA ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-16 0 0001116435 AIRVANA INC AIRV 0001405219 Verma Sanjeev C/O AIRVANA, INC. 19 ALPHA ROAD CHELMSFORD MA 01824 1 1 0 0 VP Marketing and Business Dev. Common Stock 2009-11-16 4 S 0 12500 6.401 D 1417258 D Common Stock 375093 I See footnote Common Stock 115903 I See footnote Common Stock 337584 I See footnote This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2008. Price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $6.25 - $6.48. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Held by the C.H. 2008 Trust, a qualified annuity trust, for which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. Held by the Cape Himalaya Trust, for which the Reporting Person's spouse is trustee. The Reporting Person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. /s/ Peter C. Anastos, Attorney-in-Fact for Sanjeev Verma 2009-11-17 -----END PRIVACY-ENHANCED MESSAGE-----